Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

Export transactions ↓
Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 17, 2020 21:53 UTC Exercise / conversionCommon Stock 2,333 $11.78 $27,482.74
Disclosure

SEC source: 0001562180-20-007337 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,811 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · derivative · entry 6

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,422

Underlying: Common Stock · 2,811 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 2,811 $40.01 $112,474.29
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · nonDerivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,848

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $39.95 to $40.30 per share, inclusive.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 2,811 $10.80 $30,358.80
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,227 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · derivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,233

Underlying: Common Stock · 1,227 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 1,227 $39.95 $49,023.68
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,848

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $39.95 to $39.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
December 11, 2020 Filed Dec 16, 2020 00:27 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 1,227 $10.80 $13,251.60
Disclosure

SEC source: 0001562180-20-007296 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:51 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001562180-20-007111 · primarydocument.xml · derivative · entry 4

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 12,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on April 28, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on April 28, 2020.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:51 UTC SaleCommon Stock 22,000 $38.11 $838,340.80
Disclosure

SEC source: 0001562180-20-007111 · primarydocument.xml · nonDerivative · entry 3

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Omkara, LLC

Disclosed balance after: 8,348

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $38.00 to $38.69, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Omkara, LLC and the Reporting Person wholly-owns and holds the voting and dispositive power of these shares.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:51 UTC SaleCommon Stock 12,000 $38.18 $458,110.80
Disclosure

SEC source: 0001562180-20-007111 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $38.00 to $38.69, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 16:51 UTC Exercise / conversionCommon Stock 12,000 $10.40 $124,800.00
Disclosure

SEC source: 0001562180-20-007111 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:50 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-007109 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,316

Underlying: Common Stock · 9,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:50 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 9,500 $37.17 $353,123.55
Disclosure

SEC source: 0001562180-20-007109 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.00 to $37.405 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:50 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 9,500 $10.34 $98,230.00
Disclosure

SEC source: 0001562180-20-007109 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 16:51 UTC SaleCommon Stock 25,777 $37.19 $958,551.26
Disclosure

SEC source: 0001562180-20-007110 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,714

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 12, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $37.00 to $37.44 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 522 $35.96 $18,771.90
Disclosure

SEC source: 0001562180-20-007059 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,918

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.50 to $36.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,367 $35.01 $47,858.26
Disclosure

SEC source: 0001562180-20-007059 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,440

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.50 to $35.49, inclusive.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 17:57 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 4,736 $35.96 $170,313.66
Disclosure

SEC source: 0001562180-20-007061 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,297

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.50 to $36.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
December 02, 2020 Filed Dec 3, 2020 17:57 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 12,391 $35.01 $433,805.19
Disclosure

SEC source: 0001562180-20-007061 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,033

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $34.50 to $35.49 per share, inclusive.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,083 $35.96 $38,946.30
Disclosure

SEC source: 0001562180-20-007060 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.50 to $36.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
December 02, 2020 Filed Dec 3, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 2,833 $35.01 $99,182.48
Disclosure

SEC source: 0001562180-20-007060 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,083

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $34.50 to $35.49 per share, inclusive.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 2,368 $35.96 $85,156.83
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · nonDerivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,690

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.50 to $36.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 6,196 $35.01 $216,920.10
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,058

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.50 to $35.49, inclusive.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 3,157 $35.96 $113,530.46
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · nonDerivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,848

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.50 to $36.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 8,261 $35.01 $289,215.13
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · nonDerivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,005

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $34.50 to $35.49 per share, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,570 $34.99 $54,934.30
Disclosure

SEC source: 0001562180-20-007059 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,807

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.88 to $35.09, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:57 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 4,482 $34.98 $156,793.81
Disclosure

SEC source: 0001562180-20-007061 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,424

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $34.79 to $35.09 per share, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 6,084 $34.97 $212,776.95
Disclosure

SEC source: 0001562180-20-007060 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,916

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $34.76 to $35.07 per share, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,250

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 100 $35.85 $3,585.00
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 10,650 $34.99 $372,691.43
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,354

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.64 to $35.52, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-20-007063 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · derivative · entry 6

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,460

Underlying: Common Stock · 20,000 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 200 $35.85 $7,170.00
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,266

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
SaleCommon Stock 33,382 $34.96 $1,167,194.95
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,466

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.64 to $35.41, inclusive.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:57 UTC
Nelli James Patrick Jr.Chief Financial Officer
Exercise / conversionCommon Stock 20,000 $10.80 $216,000.00
Disclosure

SEC source: 0001562180-20-007062 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-20-006731 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,816

Underlying: Common Stock · 5,000 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 5,000 $33.93 $169,666.00
Disclosure

SEC source: 0001562180-20-006731 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $33.58 to $34.52 per share, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 17:57 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 5,000 $10.34 $51,700.00
Disclosure

SEC source: 0001562180-20-006731 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:57 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,333 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-20-006730 · primarydocument.xml · derivative · entry 4

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,501

Underlying: Common Stock · 2,333 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:57 UTC SaleCommon Stock 2,033 $34.45 $70,038.88
Disclosure

SEC source: 0001562180-20-006730 · primarydocument.xml · nonDerivative · entry 3

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.08 to $34.93, inclusive.

Read SEC document
November 14, 2020 Filed Nov 17, 2020 22:57 UTC Exercise / conversionCommon Stock 2,333 $11.78 $27,482.74
Disclosure

SEC source: 0001562180-20-006730 · primarydocument.xml · nonDerivative · entry 2

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 22:57 UTC SaleCommon Stock 300 $35.52 $10,655.01
Disclosure

SEC source: 0001562180-20-006730 · primarydocument.xml · nonDerivative · entry 1

Ferris Timothy G. · CIK 0001782932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,143

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on June 12, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $35.49 to $35.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,242 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-20-006551 · primarydocument.xml · derivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,999

Underlying: Common Stock · 2,242 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 200 $34.37 $6,874.00
Disclosure

SEC source: 0001562180-20-006551 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 2,042 $33.63 $68,671.03
Disclosure

SEC source: 0001562180-20-006551 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,577

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $33.28 to $34.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 2,242 $10.80 $24,213.60
Disclosure

SEC source: 0001562180-20-006551 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-20-006552 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,000

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,001 $34.30 $34,334.30
Disclosure

SEC source: 0001562180-20-006552 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $34.22 to $34.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:56 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 9,749 $33.63 $327,858.87
Disclosure

SEC source: 0001562180-20-006552 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,255

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $33.22 to $34.20, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.