Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 4, 2021 00:14 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 16 $49.63 $794.05
Disclosure

SEC source: 0001562180-21-001946 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,858

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:14 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 513 $48.60 $24,930.16
Disclosure

SEC source: 0001562180-21-001946 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,874

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:14 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 86 $49.63 $4,268.01
Disclosure

SEC source: 0001562180-21-001943 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,419

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:14 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 2,792 $48.60 $135,682.27
Disclosure

SEC source: 0001562180-21-001943 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,505

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:14 UTC
Orenstein Daniel H.General Counsel
Tax withholdingCommon Stock 23 $49.63 $1,141.44
Disclosure

SEC source: 0001562180-21-001945 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,290

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 19:14 UTC
Orenstein Daniel H.General Counsel
Tax withholdingCommon Stock 733 $48.60 $35,621.45
Disclosure

SEC source: 0001562180-21-001945 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,335 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · derivative · entry 6

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,289

Underlying: Common Stock · 4,335 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 80,977 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,665 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · derivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,795

Underlying: Common Stock · 15,665 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC SaleCommon Stock 25,350 $48.61 $1,232,268.57
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · nonDerivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,598

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.19 to $49.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC SaleCommon Stock 900 $49.61 $44,651.34
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,948

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $49.29 to $49.92 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC Exercise / conversionCommon Stock 15,665 $10.80 $169,182.00
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC Exercise / conversionCommon Stock 4,335 $10.72 $46,471.20
Disclosure

SEC source: 0001562180-21-001949 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 10 $49.63 $496.28
Disclosure

SEC source: 0001562180-21-001947 · primarydocument.xml · nonDerivative · entry 2

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,090

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:15 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 326 $48.60 $15,842.56
Disclosure

SEC source: 0001562180-21-001947 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,100

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:14 UTC
Horstmeier PaulChief Operating Officer
Tax withholdingCommon Stock 43 $49.63 $2,134.00
Disclosure

SEC source: 0001562180-21-001944 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,273

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 01, 2021 Filed Mar 4, 2021 00:14 UTC
Horstmeier PaulChief Operating Officer
Tax withholdingCommon Stock 1,374 $48.60 $66,772.00
Disclosure

SEC source: 0001562180-21-001944 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,316

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 20:35 UTC
Hunt Bryan TrumanChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001419 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,125

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:36 UTC
Llewelyn LindaChief People Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001421 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,387

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 20:36 UTC
Burton Daniel D.Director · Chief Executive Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001423 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,297

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 20:36 UTC
Orenstein Daniel H.General Counsel
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001420 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,046

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:35 UTC
Horstmeier PaulChief Operating Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001418 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,690

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:36 UTC
Alger JasonChief Accounting Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001422 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,426

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:35 UTC GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001417 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,848

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2021 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:35 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-001285 · primarydocument.xml · derivative · entry 5

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

Underlying: Common Stock · 3,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:35 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 500 $54.02 $27,008.00
Disclosure

SEC source: 0001562180-21-001285 · primarydocument.xml · nonDerivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.92 to $54.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:35 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,063 $53.09 $56,432.12
Disclosure

SEC source: 0001562180-21-001285 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,546

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.78 to $53.75, inclusive.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:35 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,937 $52.45 $101,591.19
Disclosure

SEC source: 0001562180-21-001285 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,609

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $51.78 to $52.75, inclusive.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 18:35 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 3,500 $10.34 $36,190.00
Disclosure

SEC source: 0001562180-21-001285 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 496 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-000879 · primarydocument.xml · derivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,503

Underlying: Common Stock · 496 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,717 $49.15 $84,389.69
Disclosure

SEC source: 0001562180-21-000879 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 21, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.88 to $49.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 496 $10.80 $5,356.80
Disclosure

SEC source: 0001562180-21-000879 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-000878 · primarydocument.xml · derivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,750

Underlying: Common Stock · 10,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,740 $49.91 $86,840.09
Disclosure

SEC source: 0001562180-21-000878 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,690

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $49.80 to $50.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 9,010 $49.35 $444,644.40
Disclosure

SEC source: 0001562180-21-000878 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,430

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.80 to $49.78, inclusive.

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February 01, 2021 Filed Feb 4, 2021 00:44 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 10,750 $15.84 $170,280.00
Disclosure

SEC source: 0001562180-21-000878 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · derivative · entry 6

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,500

Underlying: Common Stock · 3,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

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January 15, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,500 $47.98 $167,923.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · nonDerivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,046

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $47.74 to $48.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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January 15, 2021 Filed Jan 15, 2021 19:03 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 3,500 $10.34 $36,190.00
Disclosure

SEC source: 0001562180-21-000358 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 16,500 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · derivative · entry 12

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,500 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 62,500 shares underlying the options vested in an annual installment on April 28, 2017 and the remaining balance vested in equal monthly installments until the option vested in full on April 28, 2020.

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January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,247 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · derivative · entry 11

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,247 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 20,000 shares underlying the options vested in an annual installment on April 27, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on April 27, 2021.

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January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,753 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · derivative · entry 10

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

Underlying: Common Stock · 8,753 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 20,000 shares underlying the options vested in an annual installment on April 27, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on April 27, 2021.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · derivative · entry 9

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 7,500 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 20,000 shares underlying the options vested in an annual installment on April 27, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on April 27, 2021.

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January 15, 2021 Filed Jan 20, 2021 18:08 UTC SaleCommon Stock 16,500 $48.09 $793,480.05
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 8

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.28, inclusive.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC SaleCommon Stock 7,500 $48.04 $360,318.75
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 7

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,943

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.18, inclusive.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC SaleCommon Stock 1,247 $48.00 $59,856.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 6

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,443

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC SaleCommon Stock 8,753 $48.05 $420,551.01
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 5

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,690

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 14, 2019, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.00 to $48.21, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 - 4.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionCommon Stock 16,500 $10.40 $171,600.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 4

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionCommon Stock 8,753 $10.66 $93,306.98
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 3

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionCommon Stock 7,500 $10.66 $79,950.00
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 18:08 UTC Exercise / conversionCommon Stock 1,247 $10.66 $13,293.02
Disclosure

SEC source: 0001562180-21-000395 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.