Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2021 Filed May 13, 2021 22:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,374 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-003465 · primarydocument.xml · derivative · entry 4

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,421

Underlying: Common Stock · 9,374 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 215,741 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:08 UTC SaleCommon Stock 14,804 $49.68 $735,481.97
Disclosure

SEC source: 0001562180-21-003465 · primarydocument.xml · nonDerivative · entry 3

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,598

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 10, 2021 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $49.50 to $49.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:08 UTC Exercise / conversionCommon Stock 9,374 $10.80 $101,239.20
Disclosure

SEC source: 0001562180-21-003465 · primarydocument.xml · nonDerivative · entry 2

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:08 UTC Exercise / conversionCommon Stock 5,430 $10.72 $58,209.60
Disclosure

SEC source: 0001562180-21-003465 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,750 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · derivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,467

Underlying: Common Stock · 8,750 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 300 $55.92 $16,775.01
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · nonDerivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,816

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.82 to $55.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (5).

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 786 $54.71 $43,001.35
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,116

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.34 to $55.03, inclusive.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,830 $55.89 $102,273.58
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,902

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.39 to $56.36, inclusive.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 6,920 $54.67 $378,325.40
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,732

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.30 to $55.19, inclusive.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:35 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 8,750 $15.84 $138,600.00
Disclosure

SEC source: 0001562180-21-003347 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,255 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,198

Underlying: Common Stock · 1,255 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,453

Underlying: Common Stock · 1,100 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,654

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 17,954 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 3,455 $58.10 $200,742.76
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,824

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $57.90 to $58.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $10.80 $11,880.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,255 $10.80 $13,554.00
Disclosure

SEC source: 0001562180-21-003225 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:13 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-002855 · primarydocument.xml · derivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Common Stock · 3,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:13 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 24 $51.84 $1,244.24
Disclosure

SEC source: 0001562180-21-002855 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,546

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $51.84 to $51.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:13 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,476 $51.28 $178,249.63
Disclosure

SEC source: 0001562180-21-002855 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,570

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $50.63 to $51.62 per share, inclusive.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:13 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 3,500 $10.34 $36,190.00
Disclosure

SEC source: 0001562180-21-002855 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 23:56 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 6,301 $50.07 $315,465.24
Disclosure

SEC source: 0001562180-21-002838 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,187

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December, 15 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
April 05, 2021 Filed Apr 8, 2021 23:05 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 5,800 $48.09 $278,926.06
Disclosure

SEC source: 0001562180-21-002760 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,902

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $47.63 to $48.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 950 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · derivative · entry 8

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,553

Underlying: Common Stock · 950 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,754

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 19,999 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 945 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854

Underlying: Common Stock · 945 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 19,999 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 2,706 $47.60 $128,803.71
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · nonDerivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,824

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $47.10 to $47.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 392 $48.16 $18,877.70
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,530

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.15 to $48.16, inclusive.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 945 $11.78 $11,132.10
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 950 $10.80 $10,260.00
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:29 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-002681 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-002299 · primarydocument.xml · derivative · entry 4

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,500

Underlying: Common Stock · 3,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the shares vested on December 31, 2016 and the remaining 75% vested in 36 equal monthly installments thereafter until the option was vested in full on Dec. 31, 2019.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 300 $49.18 $14,753.01
Disclosure

SEC source: 0001562180-21-002299 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,546

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $49.15 to $49.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,200 $48.38 $154,802.56
Disclosure

SEC source: 0001562180-21-002299 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,846

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $48.03 to $48.99, inclusive.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 3,500 $10.34 $36,190.00
Disclosure

SEC source: 0001562180-21-002299 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · derivative · entry 7

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,799

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 19,999 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · derivative · entry 6

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,899

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 19,999 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 886 $44.54 $39,459.96
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · nonDerivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,927

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $44.04 to $45.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 1,272 $45.78 $58,231.91
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · nonDerivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,813

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $45.22 to $46.06, inclusive.

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 973 $46.51 $45,251.02
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,085

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $46.25 to $46.92, inclusive.

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-002122 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,712 $46.27 $79,210.30
Disclosure

SEC source: 0001562180-21-002121 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,702

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $46.00 to $46.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (4).

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 3,147 $45.73 $143,902.55
Disclosure

SEC source: 0001562180-21-002121 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,414

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $45.00 to $45.97, inclusive.

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March 05, 2021 Filed Mar 10, 2021 00:19 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,712 $44.47 $76,132.47
Disclosure

SEC source: 0001562180-21-002121 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,561

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $43.99 to $44.93, inclusive.

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March 04, 2021 Filed Mar 10, 2021 00:19 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 602 $47.00 $28,294.00
Disclosure

SEC source: 0001562180-21-002120 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,488

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December, 15 2020, in accordance with Rule 10b5-1.

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March 02, 2021 Filed Mar 3, 2021 19:14 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 1,429 $47.62 $68,049.12
Disclosure

SEC source: 0001562180-21-001943 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,990

F4 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $47.31 to $48.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2), (3), and (5).

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March 02, 2021 Filed Mar 3, 2021 19:14 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 1,744 $47.52 $82,866.68
Disclosure

SEC source: 0001562180-21-001945 · primarydocument.xml · nonDerivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,546

F4 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $47.21 to $48.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2), (3), and (5).

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March 01, 2021 Filed Mar 3, 2021 19:15 UTC
Hunt Bryan TrumanChief Financial Officer
Tax withholdingCommon Stock 10 $49.63 $496.28
Disclosure

SEC source: 0001562180-21-001948 · primarydocument.xml · nonDerivative · entry 2

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,789

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $49.17 to $49.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).

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March 01, 2021 Filed Mar 3, 2021 19:15 UTC
Hunt Bryan TrumanChief Financial Officer
Tax withholdingCommon Stock 326 $48.60 $15,842.56
Disclosure

SEC source: 0001562180-21-001948 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $48.15 to $49.06 per share, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.