Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

Export transactions ↓
Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2021 Filed Jun 14, 2021 20:58 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004250 · primarydocument.xml · nonDerivative · entry 1

TEMPLETON MARK B · CIK 0001201938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,819

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:56 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004244 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,999

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 16:57 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004248 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,728

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:57 UTC GrantCommon Stock 3,285 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004247 · primarydocument.xml · nonDerivative · entry 1

Larson-Green Julie · CIK 0001796545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the earlier of (i) June 10, 2022 and (ii) the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 35,448 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · derivative · entry 6

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,558

Underlying: Common Stock · 35,448 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 299,748 shares underlying the option vested in an annual installment on February 5, 2020 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 10,427 $56.23 $586,258.08
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · nonDerivative · entry 5

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,656

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F5 · price: Represents the weighted average sale price of the shares sold ranging from $56.14 to $56.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) though (5).

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 38,460 $55.80 $2,145,925.70
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · nonDerivative · entry 4

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,083

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $55.14 to $56.13 per share, inclusive.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 2,992 $54.54 $163,169.32
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,543

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $54.10 to $55.04 per share, inclusive.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 11,105 $53.72 $596,599.47
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,535

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $53.08 to $54.07 per share, inclusive.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:17 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 35,448 $15.84 $561,496.32
Disclosure

SEC source: 0001562180-21-004158 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,063 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · derivative · entry 9

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,404

Underlying: Common Stock · 6,063 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,827 $55.90 $102,126.74
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 8

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,129

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F8 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.43 to $56.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) through (8).

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 200 $54.76 $10,951.00
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 7

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,956

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F7 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.27 to $55.24, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 545 $53.73 $29,284.43
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 6

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,156

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F6 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.25 to $54.03, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 45 $56.37 $2,536.52
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 5

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,701

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $56.36 to $56.40, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 4,516 $55.87 $252,304.86
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 4

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,746

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $55.30 to $56.27, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 300 $54.65 $16,395.00
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 3

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,262

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $54.23 to $54.95, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
SaleCommon Stock 1,202 $53.77 $64,634.42
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 2

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,562

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.23 to $54.10, inclusive.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:17 UTC
Horstmeier PaulChief Operating Officer
Exercise / conversionCommon Stock 6,063 $15.84 $96,037.92
Disclosure

SEC source: 0001562180-21-004159 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 73,326 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · derivative · entry 9

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,617

Underlying: Common Stock · 73,326 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 747,223 shares underlying the option vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 19,175 $0.00 Strike: $15.84 $0.00
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · derivative · entry 8

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,006

Underlying: Common Stock · 19,175 shares

Expires 2029-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 299,748 shares underlying the option vested in an annual installment on February 5, 2020 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 92,501 $53.01 $4,903,237.51
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 6

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,192

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F4 · price: Represents the weighted average sale price of the shares sold ranging from $52.54 to $53.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) though (4).

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 19,175 $15.84 $303,732.00
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 5

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 73,326 $10.80 $791,920.80
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 4

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-004106 · primarydocument.xml · derivative · entry 5

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

Underlying: Common Stock · 1,100 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 59,351 shares underlying the options vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Llewelyn LindaChief People Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,100 $0.00 Strike: $11.78 $0.00
Disclosure

SEC source: 0001562180-21-004106 · primarydocument.xml · derivative · entry 4

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,554

Underlying: Common Stock · 1,100 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 17,954 shares underlying the options vested in an annual installment on January 24, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on January 24, 2022.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Llewelyn LindaChief People Officer
SaleCommon Stock 3,186 $52.77 $168,140.51
Disclosure

SEC source: 0001562180-21-004106 · primarydocument.xml · nonDerivative · entry 3

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,371

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 9, 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.16 to $53.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $11.78 $12,958.00
Disclosure

SEC source: 0001562180-21-004106 · primarydocument.xml · nonDerivative · entry 2

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Llewelyn LindaChief People Officer
Exercise / conversionCommon Stock 1,100 $10.80 $11,880.00
Disclosure

SEC source: 0001562180-21-004106 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 78,871 $0.00 Strike: $10.80 $0.00
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · derivative · entry 7

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,943

Underlying: Common Stock · 78,871 shares

Expires 2028-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 747,223 shares underlying the option vested in an annual installment on September 25, 2019 and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 2,900 $53.22 $154,333.65
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 3

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,192

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents the weighted average sale price of the shares sold ranging from $53.08 to $53.57 per share, inclusive.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
SaleCommon Stock 75,971 $52.79 $4,010,691.42
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,092

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents the weighted average sale price of the shares sold ranging from $52.08 to $53.06 per share, inclusive.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Burton Daniel D.Director · Chief Executive Officer
Exercise / conversionCommon Stock 78,871 $10.80 $851,806.80
Disclosure

SEC source: 0001562180-21-004104 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001562180-21-004105 · primarydocument.xml · derivative · entry 3

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,500

Underlying: Common Stock · 2,500 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the 136,316 shares underlying the options vested in an annual installment on December 31, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on Dec. 31, 2019.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Orenstein Daniel H.General Counsel
SaleCommon Stock 3,872 $52.81 $204,469.87
Disclosure

SEC source: 0001562180-21-004105 · primarydocument.xml · nonDerivative · entry 2

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,046

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.43 to $53.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC
Orenstein Daniel H.General Counsel
Exercise / conversionCommon Stock 2,500 $10.34 $25,850.00
Disclosure

SEC source: 0001562180-21-004105 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 8, 2021 00:23 UTC
Alger JasonChief Accounting Officer
SaleCommon Stock 665 $52.75 $35,081.28
Disclosure

SEC source: 0001562180-21-004107 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

F1 · kind: The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December, 15 2020, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $52.51 to $52.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:35 UTC
Hunt Bryan TrumanChief Financial Officer
Tax withholdingCommon Stock 272 $53.88 $14,654.19
Disclosure

SEC source: 0001562180-21-004062 · primarydocument.xml · nonDerivative · entry 1

Hunt Bryan Truman · CIK 0001839107 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,517

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:34 UTC
Hinton Bryan RichardChief Technology Officer
Tax withholdingCommon Stock 933 $53.88 $50,266.03
Disclosure

SEC source: 0001562180-21-004058 · primarydocument.xml · nonDerivative · entry 1

Hinton Bryan Richard · CIK 0001855244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,067

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Llewelyn LindaChief People Officer
Tax withholdingCommon Stock 467 $53.88 $25,159.95
Disclosure

SEC source: 0001562180-21-004060 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,357

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:34 UTC
Burton Daniel D.Director · Chief Executive Officer
Tax withholdingCommon Stock 2,798 $53.88 $150,744.21
Disclosure

SEC source: 0001562180-21-004055 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,192

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:34 UTC
Orenstein Daniel H.General Counsel
Tax withholdingCommon Stock 1,128 $53.88 $60,771.79
Disclosure

SEC source: 0001562180-21-004059 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,418

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0001562180-21-004054 · primarydocument.xml · derivative · entry 4

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2027-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the 20,000 shares underlying the options vested in an annual installment on April 27, 2018 and the remaining balance vested or will vest in equal monthly installments until the option vested in full on April 27, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:33 UTC SaleCommon Stock 4,348 $53.50 $232,618.43
Disclosure

SEC source: 0001562180-21-004054 · primarydocument.xml · nonDerivative · entry 3

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Omkara, LLC(3)

Disclosed balance after: 4,000

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.09 to $53.98, inclusive. The Reporting Person will provide, upon request by the Issuer, a security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 2 and 3.

F4 · ownership.nature: The shares are held by Omkara, LLC and the Reporting Person wholly-owns and holds the voting and dispositive power of these shares.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:33 UTC SaleCommon Stock 2,500 $53.56 $133,910.50
Disclosure

SEC source: 0001562180-21-004054 · primarydocument.xml · nonDerivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,443

F1 · kind: The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on March 4, 2021, in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.37 to $54.00, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 19:33 UTC Exercise / conversionCommon Stock 2,500 $10.66 $26,650.00
Disclosure

SEC source: 0001562180-21-004054 · primarydocument.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:35 UTC
Alger JasonChief Accounting Officer
Tax withholdingCommon Stock 272 $53.88 $14,654.19
Disclosure

SEC source: 0001562180-21-004061 · primarydocument.xml · nonDerivative · entry 1

Alger Jason · CIK 0001839111 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:34 UTC
Horstmeier PaulChief Operating Officer
Tax withholdingCommon Stock 2,115 $53.88 $113,947.11
Disclosure

SEC source: 0001562180-21-004057 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,701

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:34 UTC Tax withholdingCommon Stock 2,820 $53.88 $151,929.47
Disclosure

SEC source: 0001562180-21-004056 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,778

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Issuer's Restricted Stock Units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $53.66 to $54.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,430 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001562180-21-003465 · primarydocument.xml · derivative · entry 5

Nelli James Patrick Jr. · CIK 0001780883 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,859

Underlying: Common Stock · 5,430 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the 80,977 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on October 26, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.