Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 23:57 UTC |
Cuffe Michael S.President-Physician Services
|
GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014523 · doc4.xml · nonDerivative · entry 2 Cuffe Michael S. · CIK 0001632835 · President-Physician Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,447.0681 F2 · kind: On February 5, 2014, the reporting person was granted 4,000 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 800 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:57 UTC |
Cuffe Michael S.President-Physician Services
|
GrantCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014523 · doc4.xml · nonDerivative · entry 1 Cuffe Michael S. · CIK 0001632835 · President-Physician Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,647.0681 F1 · kind: On February 6, 2013, the reporting person was granted 3,500 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 700 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:56 UTC |
Englebright Jane D.SVP and Chief Nursing Officer
|
GrantStock Appreciation Right · Derivative | 1,100 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014522 · doc4.xml · derivative · entry 5 Englebright Jane D. · CIK 0001632834 · SVP and Chief Nursing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common Stock · 1,100 shares Expires 2024-02-05 F4 · balance_after: On February 5, 2014, the reporting person was granted 5,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 1,100 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:56 UTC |
Englebright Jane D.SVP and Chief Nursing Officer
|
GrantStock Appreciation Right · Derivative | 1,400 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014522 · doc4.xml · derivative · entry 4 Englebright Jane D. · CIK 0001632834 · SVP and Chief Nursing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2023-02-06 F3 · balance_after: On February 6, 2013, the reporting person was granted 7,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 1,400 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:56 UTC |
Englebright Jane D.SVP and Chief Nursing Officer
|
Tax withholdingCommon Stock | 186 | $85.91 | $15,979.26 |
DisclosureSEC source: 0001209191-17-014522 · doc4.xml · nonDerivative · entry 3 Englebright Jane D. · CIK 0001632834 · SVP and Chief Nursing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,476 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:56 UTC |
Englebright Jane D.SVP and Chief Nursing Officer
|
GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014522 · doc4.xml · nonDerivative · entry 2 Englebright Jane D. · CIK 0001632834 · SVP and Chief Nursing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,662 F2 · kind: On February 5, 2014, the reporting person was granted 1,500 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 300 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:56 UTC |
Englebright Jane D.SVP and Chief Nursing Officer
|
GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014522 · doc4.xml · nonDerivative · entry 1 Englebright Jane D. · CIK 0001632834 · SVP and Chief Nursing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,362 F1 · kind: On February 6, 2013, the reporting person was granted 2,000 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 400 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:50 UTC |
Chari Ravi S.SVP-Clinical Excellence
|
GrantStock Appreciation Right · Derivative | 1,400 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014520 · doc4.xml · derivative · entry 6 Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,400 shares Expires 2024-02-05 F4 · balance_after: On February 5, 2014, the reporting person was granted 7,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 1,400 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:50 UTC |
Chari Ravi S.SVP-Clinical Excellence
|
GrantStock Appreciation Right · Derivative | 1,700 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014520 · doc4.xml · derivative · entry 5 Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2023-02-06 F3 · balance_after: On February 6, 2013, the reporting person was granted 8,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 1,700 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:50 UTC |
Chari Ravi S.SVP-Clinical Excellence
|
Tax withholdingCommon Stock | 358 | $85.91 | $30,755.78 |
DisclosureSEC source: 0001209191-17-014520 · doc4.xml · nonDerivative · entry 3 Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357.0531 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:50 UTC |
Chari Ravi S.SVP-Clinical Excellence
|
GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014520 · doc4.xml · nonDerivative · entry 2 Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,715.0531 F2 · kind: On February 5, 2014, the reporting person was granted 2,000 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 400 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:50 UTC |
Chari Ravi S.SVP-Clinical Excellence
|
GrantCommon Stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014520 · doc4.xml · nonDerivative · entry 1 Chari Ravi S. · CIK 0001632795 · SVP-Clinical Excellence 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315.0531 F1 · kind: On February 6, 2013, the reporting person was granted 2,250 restricted stock units. The restricted stock units are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the restricted stock units subject to such criteria vested, resulting in the vesting of 451 restricted stock units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:54 UTC |
Davis Jana JoustraSVP - Corporate Affairs
|
GrantStock Appreciation Right · Derivative | 3,500 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014521 · doc4.xml · derivative · entry 2 Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2024-02-05 F2 · balance_after: On February 5, 2014, the reporting person was granted 17,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 3,500 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:54 UTC |
Davis Jana JoustraSVP - Corporate Affairs
|
GrantStock Appreciation Right · Derivative | 5,000 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014521 · doc4.xml · derivative · entry 1 Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2023-02-06 F1 · balance_after: On February 6, 2013, the reporting person was granted 25,000 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 5,000 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:49 UTC | GrantStock Appreciation Right · Derivative | 4,500 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014518 · doc4.xml · derivative · entry 8 CAMPBELL VICTOR L · CIK 0001216831 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2024-02-05 F2 · balance_after: On February 5, 2014, the reporting person was granted 22,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 4,500 stock appreciation rights. Read SEC document |
|
| February 22, 2017 Filed Feb 24, 2017 23:49 UTC | GrantStock Appreciation Right · Derivative | 5,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014518 · doc4.xml · derivative · entry 7 CAMPBELL VICTOR L · CIK 0001216831 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2023-02-06 F1 · balance_after: On February 6, 2013, the reporting person was granted 27,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 5,500 stock appreciation rights. Read SEC document |
|
| February 22, 2017 Filed Feb 24, 2017 23:47 UTC |
JOHNSON R MILTONDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 36,500 | $0.00 Strike: $47.97 | $0.00 |
DisclosureSEC source: 0001209191-17-014517 · doc4.xml · derivative · entry 4 JOHNSON R MILTON · CIK 0001216841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Stock · 36,500 shares Expires 2024-02-05 F2 · balance_after: On February 5, 2014, the reporting person was granted 182,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 36,500 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:47 UTC |
JOHNSON R MILTONDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 32,500 | $0.00 Strike: $37.18 | $0.00 |
DisclosureSEC source: 0001209191-17-014517 · doc4.xml · derivative · entry 3 JOHNSON R MILTON · CIK 0001216841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2023-02-06 F1 · balance_after: On February 6, 2013, the reporting person was granted 162,500 stock appreciation rights. The stock appreciation rights are eligible to vest in equal increments of up to 25% at the end of fiscal years 2013, 2014, 2015 and 2016 based upon the extent to which certain EBITDA performance targets have been met for the applicable fiscal year. Based upon the Company's achievement with respect to the EBITDA performance criteria for 2016, 80% of the stock appreciation rights subject to such criteria vested, resulting in the vesting of 32,500 stock appreciation rights. Read SEC document |
| February 22, 2017 Filed May 6, 2017 00:07 UTC |
FRIST PATRICIA C10% owner
|
GiftCommon Stock, par value $0.01 per share | 6,657,331.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030464 · doc4.xml · nonDerivative · entry 2 FRIST PATRICIA C · CIK 0001181963 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Frist Children's Trust II Disclosed balance after: 0 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein. F2 · ownership.nature: The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed May 6, 2017 00:07 UTC |
FRIST PATRICIA C10% owner
|
GiftCommon Stock, par value $0.01 per share | 387,659.7546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030464 · doc4.xml · nonDerivative · entry 1 FRIST PATRICIA C · CIK 0001181963 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Frist Children's Trust Disclosed balance after: 0 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein. F2 · ownership.nature: The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed May 6, 2017 00:07 UTC |
FRIST THOMAS F JR10% owner
|
GiftCommon Stock, par value $0.01 per share | 6,657,331.3176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030463 · doc4.xml · nonDerivative · entry 2 FRIST THOMAS F JR · CIK 0000900596 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Frist Children's Trust II Disclosed balance after: 0 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: The Reporting Person's wife is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust, and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed May 6, 2017 00:07 UTC |
FRIST THOMAS F JR10% owner
|
GiftCommon Stock, par value $0.01 per share | 387,659.7546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030463 · doc4.xml · nonDerivative · entry 1 FRIST THOMAS F JR · CIK 0000900596 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Frist Children's Trust Disclosed balance after: 0 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: The Reporting Person's wife is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust, and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed May 5, 2017 20:43 UTC |
Frist William RDirector · 10% owner
|
GiftCommon Stock, par value $0.01 per share | 2,348,330.3574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030360 · doc4.xml · nonDerivative · entry 1 Frist William R · CIK 0001433377 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Trusts for Children Disclosed balance after: 3,911,150.4071 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: The Reporting Person's wife is the trustee of six trusts for the benefit of the Reporting Person's children, and the Reporting Person may, accordingly, be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed May 5, 2017 20:41 UTC |
FRIST THOMAS F IIIDirector · 10% owner
|
GiftCommon Stock, par value $0.01 per share | 2,348,330.3574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030356 · doc4.xml · nonDerivative · entry 1 FRIST THOMAS F III · CIK 0001223892 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly through Hercules Holding II by Trusts for Children Disclosed balance after: 2,348,330.3574 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,489.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his wife serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Read SEC document |
| February 22, 2017 Filed Feb 14, 2018 17:38 UTC |
Elcan Patricia F10% owner
|
GiftCommon Stock, par value $0.01 per share | 2,348,330.3574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010020 · doc5.xml · nonDerivative · entry 1 Elcan Patricia F · CIK 0001433376 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly by GRATs Disclosed balance after: 3,410,250.975 F1 · ownership.nature: Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein. F2 · ownership.nature: The Reporting Person is trustee of three grantor retained annuity trusts for the benefit of her children, and the Reporting Person's spouse is the trustee of nine grantor retained annuity trusts for the benefit of the Reporting Person's children. The Reporting Person may, accordingly, be deemed to be the beneficial owner of the aggregate of 35,190 shares of common stock of HCA Healthcare, Inc. held by such trusts. In addition, the Reporting Person may be deemed to be the beneficial owner of the 3,466,416.4752 units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:33 UTC |
Davis Jana JoustraSVP - Corporate Affairs
|
SaleCommon Stock | 15,342 | $85.83 | $1,316,817.67 |
DisclosureSEC source: 0001209191-17-014044 · doc4.xml · nonDerivative · entry 1 Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,718 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.80 to $85.891, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:48 UTC |
Cuffe Michael S.President-Physician Services
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,150 | $0.00 Strike: $17.33 | $0.00 |
DisclosureSEC source: 0001209191-17-012369 · doc4.xml · derivative · entry 3 Cuffe Michael S. · CIK 0001632835 · President-Physician Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Underlying: Common Stock · 2,150 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · derivative.exercise_date: The option vested in two equal annual installments beginning on November 2, 2014. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:48 UTC |
Cuffe Michael S.President-Physician Services
|
SaleCommon Stock | 2,150 | $83.75 | $180,062.50 |
DisclosureSEC source: 0001209191-17-012369 · doc4.xml · nonDerivative · entry 2 Cuffe Michael S. · CIK 0001632835 · President-Physician Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,947.0681 F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:48 UTC |
Cuffe Michael S.President-Physician Services
|
Exercise / conversionCommon Stock | 2,150 | $17.33 | $37,259.50 |
DisclosureSEC source: 0001209191-17-012369 · doc4.xml · nonDerivative · entry 1 Cuffe Michael S. · CIK 0001632835 · President-Physician Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,097.0681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 00:05 UTC |
Riley Wayne JosephDirector
|
SaleCommon Stock | 2,500 | $84.00 | $210,000.00 |
DisclosureSEC source: 0001209191-17-010825 · doc4.xml · nonDerivative · entry 1 Riley Wayne Joseph · CIK 0001432895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789 Read SEC document |
| February 10, 2017 Filed Feb 24, 2017 23:49 UTC | GiftCommon Stock | 725 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014518 · doc4.xml · nonDerivative · entry 1 CAMPBELL VICTOR L · CIK 0001216831 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,874 Read SEC document |
|
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,252 | $0.00 Strike: $15.91 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 13 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,252 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F6 · derivative.exercise_date: The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,252 | $0.00 Strike: $10.92 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 12 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,252 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,504 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 11 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,504 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F5 · derivative.exercise_date: The option vested at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,252 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 10 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,252 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,506 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 9 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,506 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F4 · derivative.exercise_date: The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,758 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · derivative · entry 8 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,758 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F2 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested. F3 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
SaleCommon Stock | 22,524 | $83.50 | $1,880,754.00 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · nonDerivative · entry 5 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionCommon Stock | 2,252 | $15.91 | $35,832.02 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · nonDerivative · entry 4 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionCommon Stock | 2,252 | $10.92 | $24,584.63 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · nonDerivative · entry 3 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionCommon Stock | 6,756 | $6.48 | $43,759.96 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · nonDerivative · entry 2 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Paslick P. MartinSVP and CIO
|
Exercise / conversionCommon Stock | 11,264 | $5.98 | $67,382.37 |
DisclosureSEC source: 0001209191-17-010196 · doc4.xml · nonDerivative · entry 1 Paslick P. Martin · CIK 0001551011 · SVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:45 UTC |
Davis Jana JoustraSVP - Corporate Affairs
|
SaleCommon Stock | 12,595 | $83.57 | $1,052,516.29 |
DisclosureSEC source: 0001209191-17-010195 · doc4.xml · nonDerivative · entry 1 Davis Jana Joustra · CIK 0001513409 · SVP - Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,060 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.50 to $83.62, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,010 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 9 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,010 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F6 · derivative.exercise_date: The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,515 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 8 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,515 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F5 · derivative.exercise_date: The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,010 | $0.00 Strike: $5.98 | $0.00 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · derivative · entry 7 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,010 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. F3 · derivative.exercise_date: The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013. F4 · derivative.underlying_shares: Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
SaleCommon Stock | 31,535 | $82.55 | $2,603,204.79 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 3 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.495 to $82.68, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
Exercise / conversionCommon Stock | 9,010 | $6.48 | $58,359.57 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 2 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 23:41 UTC |
STEELE JOHN MSVP - Human Resources
|
Exercise / conversionCommon Stock | 22,525 | $5.98 | $134,746.80 |
DisclosureSEC source: 0001209191-17-009234 · doc4.xml · nonDerivative · entry 1 STEELE JOHN M · CIK 0001269276 · SVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 00:20 UTC |
Wyatt Christopher F.SVP & Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008466 · doc4.xml · derivative · entry 6 Wyatt Christopher F. · CIK 0001673365 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 564 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.