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Nasdaq · USD

HBNC

HORIZON BANCORP INC /IN/

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4968
SEC CIK
0000706129
Parsed reports
364

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2017 Filed Feb 28, 2018 19:47 UTC Amendment
DWIGHT CRAIG MDirector · Chief Executive Officer
SaleCommon Stock 2,850 $27.42 $78,147.00
Disclosure

SEC source: 0000908834-18-000019 · edgar.xml · nonDerivative · entry 4

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,018

Read SEC document
November 02, 2017 Filed Feb 28, 2018 19:47 UTC Amendment
DWIGHT CRAIG MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,850 $14.80 $42,180.00
Disclosure

SEC source: 0000908834-18-000019 · edgar.xml · nonDerivative · entry 3

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Feb 28, 2018 19:47 UTC Amendment
DWIGHT CRAIG MDirector · Chief Executive Officer
SaleCommon Stock 11,779 $27.42 $322,980.18
Disclosure

SEC source: 0000908834-18-000019 · edgar.xml · nonDerivative · entry 2

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,018

Read SEC document
November 02, 2017 Filed Feb 28, 2018 19:47 UTC Amendment
DWIGHT CRAIG MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,779 $13.49 $158,898.71
Disclosure

SEC source: 0000908834-18-000019 · edgar.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount reflects a reduction from the original amount reported in order to eliminate 607 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 607 shares were also included in two Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 607 shares.

Read SEC document
October 24, 2017 Filed Nov 3, 2017 19:38 UTC OtherCommon Stock 23,549 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000248 · edgar.xml · nonDerivative · entry 2

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,549

F1 · price: Transferred under the terms of a living trust upon the death of joint owner of common stock, representing a change in the form of the reporting person's beneficial ownership from direct to indirect ownership.

Read SEC document
October 24, 2017 Filed Nov 3, 2017 19:38 UTC OtherCommon Stock 23,549 $0.00 $0.00
Disclosure

SEC source: 0000908834-17-000248 · edgar.xml · nonDerivative · entry 1

Hopp Daniel F · CIK 0001273556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,549

F1 · price: Transferred under the terms of a living trust upon the death of joint owner of common stock, representing a change in the form of the reporting person's beneficial ownership from direct to indirect ownership.

Read SEC document
October 17, 2017 Filed Oct 17, 2017 20:40 UTC GrantCommon Stock 3,660 Not disclosed Not disclosed
Disclosure

SEC source: 0000908834-17-000240 · edgar.xml · nonDerivative · entry 1

Blackhurst Eric P. · CIK 0001508043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

F1 · price: Received in exchange for 3,606 common shares of Wolverine Bancorp, Inc. in connection with the merger of Wolverine Bancorp, Inc. into Horizon Bancorp (the "Merger"), based on an exchange rate of 1.0152 common shares of Horizon Bancorp for each common share of Wolverine Bancorp, Inc. (with cash in lieu of fractional shares) and $14.00 in cash per share. The last closing price of Wolverine Bancorp, Inc.'s common stock before the Merger was $43.51 per share, and the last closing price of Horizon Bancorp's common stock before the Merger was $29.06 per share.

Read SEC document
September 12, 2017 Filed Sep 12, 2017 18:12 UTC
EDWARDS THOMAS HExecutive Vice President
SaleCommon Stock 3,000 $26.00 $78,000.00
Disclosure

SEC source: 0001234909-17-000001 · primary_doc.xml · nonDerivative · entry 1

EDWARDS THOMAS H · CIK 0001234909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689

Read SEC document
September 12, 2017 Filed Feb 28, 2018 19:40 UTC Amendment
EDWARDS THOMAS HExecutive Vice President
SaleCommon Stock 3,000 $26.00 $78,000.00
Disclosure

SEC source: 0000908834-18-000018 · edgar.xml · nonDerivative · entry 1

EDWARDS THOMAS H · CIK 0001234909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,269

F1 · balance_after: This amount reflects a reduction from the original amount reported in order to eliminate 420 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 3,084 $0.00 Strike: $15.57 $0.00
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · derivative · entry 9

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,084 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 03/15/2016 and vested in one equal installment beginning on the first anniversary of the date of the grant.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock oPTION · Derivative 3,559 $0.00 Strike: $15.89 $0.00
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · derivative · entry 8

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,559 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 03/17/2015 and vested in two equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 3,084 $15.57 $48,017.88
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · nonDerivative · entry 4

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 3,084 $26.05 $80,338.20
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · nonDerivative · entry 3

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 3,559 $15.89 $56,552.51
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 20:45 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 3,559 $26.05 $92,711.95
Disclosure

SEC source: 0001273295-17-000004 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 2,100 $0.00 Strike: $15.89 $0.00
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · derivative · entry 12

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted 03/17/2015 and vested in two equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 7,267 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · derivative · entry 11

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,267 shares

Expires 2024-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted 03/18/2014 and vested in three equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 1,645 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · derivative · entry 10

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,645 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 2,100 $15.89 $33,369.00
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 6

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 2,100 $26.05 $54,705.00
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 5

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 7,267 $14.80 $107,551.60
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 4

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 7,267 $26.05 $189,305.35
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 3

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 1,645 $13.49 $22,191.05
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 20:22 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 1,645 $26.05 $42,852.25
Disclosure

SEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 25, 2017 Filed Aug 29, 2017 16:26 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 1,800 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001273295-17-000002 · primary_doc.xml · derivative · entry 6

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 16:26 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 1,800 $13.49 $24,282.00
Disclosure

SEC source: 0001273295-17-000002 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 16:26 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 1,800 $26.25 $47,250.00
Disclosure

SEC source: 0001273295-17-000002 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:30 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 4,799 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001273295-17-000001 · primary_doc.xml · derivative · entry 6

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,799 shares

Expires 2023-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:30 UTC
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 4,799 $13.49 $64,738.51
Disclosure

SEC source: 0001273295-17-000001 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:30 UTC
NEFF JAMES DExecutive Vice President
SaleCommon Stock 4,799 $26.75 $128,373.25
Disclosure

SEC source: 0001273295-17-000001 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

Read SEC document
August 08, 2017 Filed Feb 28, 2018 19:38 UTC Amendment
NEFF JAMES DExecutive Vice President
SaleCommon Stock 4,799 $26.75 $128,373.25
Disclosure

SEC source: 0000908834-18-000017 · edgar.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,777

Read SEC document
August 08, 2017 Filed Feb 28, 2018 19:38 UTC Amendment
NEFF JAMES DExecutive Vice President
Exercise / conversionCommon Stock 4,799 $13.49 $64,738.51
Disclosure

SEC source: 0000908834-18-000017 · edgar.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares.

Read SEC document
June 06, 2017 Filed Jun 7, 2018 20:09 UTC
NEFF JAMES DPresident
SaleCommon Stock 2,829 $32.59 $92,197.11
Disclosure

SEC source: 0001273295-18-000001 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,581

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:23 UTC
DeRuiter Kathie AExecutive Vice President
GrantEmployee Stock Option · Derivative 1,605 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · derivative · entry 6

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605

Underlying: Common Stock · 1,605 shares

Expires 2027-03-21

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:23 UTC
DeRuiter Kathie AExecutive Vice President
Tax withholdingCommon Stock 108 $25.14 $2,715.12
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · nonDerivative · entry 2

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:23 UTC
DeRuiter Kathie AExecutive Vice President
GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001595334-17-000002 · primary_doc.xml · nonDerivative · entry 1

DeRuiter Kathie A · CIK 0001595334 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:59 UTC
SECOR MARK EExecutive Vice President
GrantEmployee Stock Option · Derivative 1,873 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001276902-17-000001 · primary_doc.xml · derivative · entry 6

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873

Underlying: Common Stock · 1,873 shares

Expires 2027-03-21

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:59 UTC
SECOR MARK EExecutive Vice President
Tax withholdingCommon Stock 260 $25.14 $6,536.40
Disclosure

SEC source: 0001276902-17-000001 · primary_doc.xml · nonDerivative · entry 2

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,148

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:59 UTC
SECOR MARK EExecutive Vice President
GrantCommon Stock 908 $0.00 $0.00
Disclosure

SEC source: 0001276902-17-000001 · primary_doc.xml · nonDerivative · entry 1

SECOR MARK E · CIK 0001276902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:12 UTC
NEFF JAMES DExecutive Vice President
GrantEmployee Stock Option · Derivative 2,051 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001595334-17-000005 · primary_doc.xml · derivative · entry 6

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,051

Underlying: Common Stock · 2,051 shares

Expires 2027-03-21

F3 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:12 UTC
NEFF JAMES DExecutive Vice President
Tax withholdingCommon Stock 399 $25.14 $10,030.86
Disclosure

SEC source: 0001595334-17-000005 · primary_doc.xml · nonDerivative · entry 2

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,777

F1 · balance_after: Adjusted for a 3:2 stock split effective November 14, 2016.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 16:12 UTC
NEFF JAMES DExecutive Vice President
GrantCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001595334-17-000005 · primary_doc.xml · nonDerivative · entry 1

NEFF JAMES D · CIK 0001273295 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,176

F1 · balance_after: Adjusted for a 3:2 stock split effective November 14, 2016.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:54 UTC
EDWARDS THOMAS HExecutive Vice President
GrantEmployee Stock Option · Derivative 2,157 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001595334-17-000004 · primary_doc.xml · derivative · entry 7

EDWARDS THOMAS H · CIK 0001234909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157

Underlying: Common Stock · 2,157 shares

Expires 2027-03-21

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:54 UTC
EDWARDS THOMAS HExecutive Vice President
Tax withholdingCommon Stock 420 $25.14 $10,558.80
Disclosure

SEC source: 0001595334-17-000004 · primary_doc.xml · nonDerivative · entry 2

EDWARDS THOMAS H · CIK 0001234909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,269

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:54 UTC
EDWARDS THOMAS HExecutive Vice President
GrantCommon Stock 1,119 $0.00 $0.00
Disclosure

SEC source: 0001595334-17-000004 · primary_doc.xml · nonDerivative · entry 1

EDWARDS THOMAS H · CIK 0001234909 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,689

Read SEC document
March 21, 2017 Filed Mar 24, 2017 15:39 UTC
DWIGHT CRAIG MDirector · Chief Executive Officer
GrantEmployee Stock Option · Derivative 6,887 $0.00 Strike: $25.14 $0.00
Disclosure

SEC source: 0001595334-17-000003 · primary_doc.xml · derivative · entry 5

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887

Underlying: Common Stock · 6,887 shares

Expires 2027-03-21

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018.

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March 21, 2017 Filed Mar 24, 2017 15:39 UTC
DWIGHT CRAIG MDirector · Chief Executive Officer
Tax withholdingCommon Stock 607 $25.14 $15,259.98
Disclosure

SEC source: 0001595334-17-000003 · primary_doc.xml · nonDerivative · entry 2

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,018

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March 21, 2017 Filed Mar 24, 2017 15:39 UTC
DWIGHT CRAIG MDirector · Chief Executive Officer
GrantCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001595334-17-000003 · primary_doc.xml · nonDerivative · entry 1

DWIGHT CRAIG M · CIK 0001234902 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,625

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February 27, 2017 Filed Feb 28, 2017 23:15 UTC GrantCommon Stock 751 $26.61 $19,984.11
Disclosure

SEC source: 0001137692-17-000009 · primary_doc.xml · nonDerivative · entry 1

WINKLER MAURICE F III · CIK 0001253943 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,481

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February 27, 2017 Filed Feb 28, 2017 23:08 UTC GrantCommon Stock 751 $26.61 $19,984.11
Disclosure

SEC source: 0001137692-17-000008 · primary_doc.xml · nonDerivative · entry 1

VALAVANIS SPERO W · CIK 0001137694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.