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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 39,396 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · derivative · entry 9

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,133

Underlying: Common Stock · 39,396 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 14,316 $0.00 Strike: $9.08 $0.00
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · derivative · entry 8

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,316 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 48,367 $15.12 $731,067.21
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 6

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,615

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
SaleCommon Stock 25,178 $15.13 $380,817.25
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 5

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,982

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 6,611 $15.13 $99,991.38
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 4

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,160

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionCommon Stock 14,316 $9.08 $129,989.28
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 3

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionCommon Stock 15,553 $10.06 $156,463.18
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 2

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:49 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Exercise / conversionCommon Stock 39,396 $10.89 $429,022.44
Disclosure

SEC source: 0001225208-18-009476 · doc4.xml · nonDerivative · entry 1

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 19:25 UTC
Thompson Mark ESenior EVP of Principal Sub.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 100,157 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0001225208-18-008968 · doc4.xml · derivative · entry 6

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,157 shares

Expires 2018-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 19:25 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 67,603 $14.86 $1,004,242.57
Disclosure

SEC source: 0001225208-18-008968 · doc4.xml · nonDerivative · entry 2

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,057

Read SEC document
May 08, 2018 Filed May 9, 2018 19:25 UTC
Thompson Mark ESenior EVP of Principal Sub.
Exercise / conversionCommon Stock 100,157 $6.02 $602,945.14
Disclosure

SEC source: 0001225208-18-008968 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2018 Filed May 7, 2018 21:28 UTC
Maloney Nancy EEVP and Controller
SaleCommon Stock 1,958 $14.54 $28,459.53
Disclosure

SEC source: 0001225208-18-008848 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,646

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 50,872 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008677 · doc4.xml · derivative · entry 7

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,872

Underlying: Common Stock · 50,872 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 4,925 $14.81 $72,939.25
Disclosure

SEC source: 0001225208-18-008677 · doc4.xml · nonDerivative · entry 3

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,503

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 1,073 $14.81 $15,891.13
Disclosure

SEC source: 0001225208-18-008677 · doc4.xml · nonDerivative · entry 2

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,428

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantCommon Stock 8,862 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008677 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,501

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC GrantEmployee/Director Stock Option (Right to Buy) · Derivative 92,054 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008676 · doc4.xml · derivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,054

Underlying: Common Stock · 92,054 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC GrantCommon Stock 16,036 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008676 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,905

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Pierce Sandra E.Senior Exec Vice President
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 116,279 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008674 · doc4.xml · derivative · entry 3

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,279

Underlying: Common Stock · 116,279 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Pierce Sandra E.Senior Exec Vice President
GrantCommon Stock 20,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008674 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,536

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Remiker RichardSr. EVP of Principal Sub
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 96,899 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008675 · doc4.xml · derivative · entry 5

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,899

Underlying: Common Stock · 96,899 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 4,144 $14.81 $61,372.64
Disclosure

SEC source: 0001225208-18-008675 · doc4.xml · nonDerivative · entry 3

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,739

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 4,112 $14.81 $60,898.72
Disclosure

SEC source: 0001225208-18-008675 · doc4.xml · nonDerivative · entry 2

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,883

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:31 UTC
Remiker RichardSr. EVP of Principal Sub
GrantCommon Stock 16,880 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008675 · doc4.xml · nonDerivative · entry 1

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,995

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:25 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 87,209 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008671 · doc4.xml · derivative · entry 5

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,209

Underlying: Common Stock · 87,209 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:25 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 6,818 $14.81 $100,974.58
Disclosure

SEC source: 0001225208-18-008671 · doc4.xml · nonDerivative · entry 3

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,506

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:25 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
Tax withholdingCommon Stock 6,723 $14.81 $99,567.63
Disclosure

SEC source: 0001225208-18-008671 · doc4.xml · nonDerivative · entry 2

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,324

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:25 UTC
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
GrantCommon Stock 15,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008671 · doc4.xml · nonDerivative · entry 1

Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,047

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC GrantEmployee/Director Stock Option (Right to Buy) · Derivative 135,658 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008670 · doc4.xml · derivative · entry 5

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,658

Underlying: Common Stock · 135,658 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC Tax withholdingCommon Stock 8,811 $14.81 $130,490.91
Disclosure

SEC source: 0001225208-18-008670 · doc4.xml · nonDerivative · entry 3

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,937

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC Tax withholdingCommon Stock 1,471 $14.81 $21,785.51
Disclosure

SEC source: 0001225208-18-008670 · doc4.xml · nonDerivative · entry 2

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,748

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC GrantCommon Stock 23,632 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008670 · doc4.xml · nonDerivative · entry 1

McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,219

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 135,658 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008669 · doc4.xml · derivative · entry 4

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,658

Underlying: Common Stock · 135,658 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 9,615 $14.81 $142,398.15
Disclosure

SEC source: 0001225208-18-008669 · doc4.xml · nonDerivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,663

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 8,668 $14.81 $128,373.08
Disclosure

SEC source: 0001225208-18-008669 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,278

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantCommon Stock 23,632 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008669 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,946

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Harmening Andrew JSr. EVP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 116,279 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008668 · doc4.xml · derivative · entry 2

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,279

Underlying: Common Stock · 116,279 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Harmening Andrew JSr. EVP of Principal Sub.
GrantCommon Stock 20,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008668 · doc4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,442

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 484,496 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008667 · doc4.xml · derivative · entry 9

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,496

Underlying: Common Stock · 484,496 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 7,719 $14.81 $114,318.39
Disclosure

SEC source: 0001225208-18-008667 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,197,956

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 7,346 $14.81 $108,794.26
Disclosure

SEC source: 0001225208-18-008667 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,205,675

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GrantCommon Stock 67,521 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008667 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213,021

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:24 UTC
Maloney Nancy EEVP and Controller
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 19,379 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008666 · doc4.xml · derivative · entry 2

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,379

Underlying: Common Stock · 19,379 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Maloney Nancy EEVP and Controller
GrantCommon Stock 4,726 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008666 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,604

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Tutkovics Julie CExec. VP of Principal Sub.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 52,325 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008665 · doc4.xml · derivative · entry 3

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,325

Underlying: Common Stock · 52,325 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Tutkovics Julie CExec. VP of Principal Sub.
GrantCommon Stock 9,115 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008665 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,460

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Litsey Jana JGeneral Counsel
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 87,209 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008664 · doc4.xml · derivative · entry 2

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,209

Underlying: Common Stock · 87,209 shares

Expires 2028-05-01

F3 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Litsey Jana JGeneral Counsel
GrantCommon Stock 15,192 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008664 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,022

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Houston HelgaSenior Exec. V. P.
GrantEmployee/Director Stock Option (Right to Buy) · Derivative 116,279 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001225208-18-008663 · doc4.xml · derivative · entry 5

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,279

Underlying: Common Stock · 116,279 shares

Expires 2028-05-01

F4 · price: These stock options were granted under the Issuer's 2018 Long-Term Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

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May 01, 2018 Filed May 3, 2018 20:24 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 8,304 $14.81 $122,982.24
Disclosure

SEC source: 0001225208-18-008663 · doc4.xml · nonDerivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,169

F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.