Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
GrantCommon Stock | 7,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004316 · doc4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,701 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 3,168 | $14.41 | $45,650.88 |
DisclosureSEC source: 0001225208-19-004315 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,382 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 797 | $14.41 | $11,484.77 |
DisclosureSEC source: 0001225208-19-004315 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,550 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 9,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004315 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,347 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 3,219 | $14.41 | $46,385.79 |
DisclosureSEC source: 0001225208-19-004314 · doc4.xml · nonDerivative · entry 3 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,308 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 1,105 | $14.41 | $15,923.05 |
DisclosureSEC source: 0001225208-19-004314 · doc4.xml · nonDerivative · entry 2 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,527 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:19 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
GrantCommon Stock | 8,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004314 · doc4.xml · nonDerivative · entry 1 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,632 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:06 UTC |
RANSIER KATHLEEN HDirector
|
SaleCommon Stock | 3,067 | $14.30 | $43,870.37 |
DisclosureSEC source: 0001225208-19-004135 · doc4.xml · nonDerivative · entry 1 RANSIER KATHLEEN H · CIK 0001236148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,645 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · derivative · entry 11 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,055 Underlying: Common Stock · 50,000 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 35,373 | $14.27 | $504,772.71 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · nonDerivative · entry 4 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,814,378 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 50,000 | $6.77 | $338,500.00 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · nonDerivative · entry 3 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,849,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · derivative · entry 10 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,055 Underlying: Common Stock · 100,000 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 63,607 | $14.17 | $901,311.19 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,799,751 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:49 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 100,000 | $6.77 | $677,000.00 |
DisclosureSEC source: 0001225208-19-003394 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,863,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 2,979 | $14.01 | $41,735.79 |
DisclosureSEC source: 0001225208-19-003001 · doc4.xml · nonDerivative · entry 1 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,958 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,532 | $14.01 | $21,463.32 |
DisclosureSEC source: 0001225208-19-003006 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,889 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. F2 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,836 | $14.01 | $25,722.36 |
DisclosureSEC source: 0001225208-19-003005 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,878 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 5,041 | $14.01 | $70,624.41 |
DisclosureSEC source: 0001225208-19-003004 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,763,358 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 2,470 | $14.01 | $34,604.70 |
DisclosureSEC source: 0001225208-19-003003 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,525 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. F2 · balance_after: These are awards of restrcited stock units (RSUs) that will convert to shares upon vesting. 10,797 RSUs granted on July 25, 2011 and 10,339 RSUs granted on May 1, 2012 will vest in full on the third anniversary of the grant date. 9,631 RSUs granted on May 1, 2013, will vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Tax withholdingCommon Stock | 1,794 | $14.01 | $25,133.94 |
DisclosureSEC source: 0001225208-19-003002 · doc4.xml · nonDerivative · entry 1 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,821 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 2,157 | $14.01 | $30,219.57 |
DisclosureSEC source: 0001225208-19-003000 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,979 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 23:37 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 2,360 | $14.01 | $33,063.60 |
DisclosureSEC source: 0001225208-19-002999 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,467 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 13:02 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
SaleCommon Stock | 60,000 | $13.71 | $822,300.00 |
DisclosureSEC source: 0001225208-19-002360 · doc4.xml · nonDerivative · entry 1 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,615 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:08 UTC |
RANSIER KATHLEEN HDirector
|
GrantCommon Stock | 2,172 | $13.47 | $29,251.84 |
DisclosureSEC source: 0001225208-19-001441 · doc4.xml · nonDerivative · entry 1 RANSIER KATHLEEN H · CIK 0001236148 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 8,457 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:08 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 2,265 | $13.47 | $30,504.34 |
DisclosureSEC source: 0001225208-19-001440 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 15,048 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:08 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 2,395 | $13.47 | $32,255.14 |
DisclosureSEC source: 0001225208-19-001439 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 17,792 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:08 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 835 | $13.47 | $11,245.53 |
DisclosureSEC source: 0001225208-19-001438 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 6,162 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:08 UTC |
CUBBIN ROBERT SDirector
|
GrantCommon Stock | 2,023 | $13.47 | $27,245.16 |
DisclosureSEC source: 0001225208-19-001437 · doc4.xml · nonDerivative · entry 1 CUBBIN ROBERT S · CIK 0001251644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 7,763 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 69,118 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-19-001435 · doc4.xml · derivative · entry 8 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69,118 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 35,837 | $13.48 | $483,082.76 |
DisclosureSEC source: 0001225208-19-001435 · doc4.xml · nonDerivative · entry 4 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,421 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 18,510 | $13.49 | $249,699.90 |
DisclosureSEC source: 0001225208-19-001435 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,258 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 7,407 | $13.50 | $99,994.50 |
DisclosureSEC source: 0001225208-19-001435 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,768 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 69,118 | $6.77 | $467,928.86 |
DisclosureSEC source: 0001225208-19-001435 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 21:31 UTC |
RANSIER KATHLEEN HDirector
|
SaleCommon Stock | 4,820 | $14.53 | $70,025.92 |
DisclosureSEC source: 0001225208-18-015950 · doc4.xml · nonDerivative · entry 1 RANSIER KATHLEEN H · CIK 0001236148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,712 Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 21:17 UTC |
Houston HelgaSenior Exec. V. P.
|
GiftCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015462 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,136 Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 21:17 UTC |
Houston HelgaSenior Exec. V. P.
|
SaleCommon Stock | 42,608 | $14.66 | $624,454.33 |
DisclosureSEC source: 0001225208-18-015462 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,561 F1 · price: This transaction was executed in multiple trades ranging from $14.5731 to $14.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 18:31 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 3,000 | $13.87 | $41,603.10 |
DisclosureSEC source: 0001225208-18-014998 · doc4.xml · nonDerivative · entry 2 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,986 Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 18:31 UTC |
NEU RICHARD WDirector
|
PurchaseCommon Stock | 3,750 | $13.89 | $52,080.00 |
DisclosureSEC source: 0001225208-18-014998 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,986 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:48 UTC |
RANSIER KATHLEEN HDirector
|
GrantCommon Stock | 2,916 | $13.46 | $39,253.44 |
DisclosureSEC source: 0001225208-18-014891 · doc4.xml · nonDerivative · entry 1 RANSIER KATHLEEN H · CIK 0001236148 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 6,285 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:48 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 1,969 | $13.46 | $26,505.50 |
DisclosureSEC source: 0001225208-18-014890 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 12,783 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:48 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 2,619 | $13.46 | $35,255.41 |
DisclosureSEC source: 0001225208-18-014889 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 15,397 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:48 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 836 | $13.46 | $11,253.73 |
DisclosureSEC source: 0001225208-18-014888 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 5,327 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:48 UTC |
CUBBIN ROBERT SDirector
|
GrantCommon Stock | 2,173 | $13.46 | $29,251.62 |
DisclosureSEC source: 0001225208-18-014887 · doc4.xml · nonDerivative · entry 1 CUBBIN ROBERT S · CIK 0001251644 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 5,740 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:21 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
OtherCommon Stock | 2,995 | $13.33 | $39,908.38 |
DisclosureSEC source: 0001225208-18-014881 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Indirect · By Executive Deferred Compensation Plan Disclosed balance after: 17,690 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:09 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
PurchaseCommon Stock | 8,850 | $13.47 | $119,246.67 |
DisclosureSEC source: 0001225208-18-014880 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 460,235 F2 · price: This transaction was executed in multiple trades at prices ranging from $13.45 to $13.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:09 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
PurchaseCommon Stock | 8,643 | $13.48 | $116,476.53 |
DisclosureSEC source: 0001225208-18-014880 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,768,399 F1 · price: This transaction was executed in multiple trades ranging from $13.44 to $13.49. The price reported above reflects the weighted average purchase price. The reporting person hereby underakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 20:30 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,191 | $14.20 | $16,912.20 |
DisclosureSEC source: 0001225208-18-014836 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,714 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 17:58 UTC |
Litsey Jana JGeneral Counsel
|
Tax withholdingCommon Stock | 641 | $14.28 | $9,153.48 |
DisclosureSEC source: 0001225208-18-014729 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,381 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:16 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 60,843 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-18-012946 · doc4.xml · derivative · entry 8 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,843 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:16 UTC |
McCullough Howell D. IIICFO & Sr EVP
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Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 259,476 | $0.00 Strike: $9.87 | $0.00 |
DisclosureSEC source: 0001225208-18-012946 · doc4.xml · derivative · entry 7 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,524 Underlying: Common Stock · 259,476 shares Expires 2021-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.