Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Pohle Richard AExecutive Vice President
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 32,722 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007688 · doc4.xml · derivative · entry 5 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,722 Underlying: Common Stock · 32,722 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 1,164 | $13.77 | $16,028.28 |
DisclosureSEC source: 0001225208-19-007688 · doc4.xml · nonDerivative · entry 3 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,988 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 1,052 | $13.77 | $14,486.04 |
DisclosureSEC source: 0001225208-19-007688 · doc4.xml · nonDerivative · entry 2 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,152 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Pohle Richard AExecutive Vice President
|
GrantCommon Stock | 4,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007688 · doc4.xml · nonDerivative · entry 1 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,204 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Tax withholdingCommon Stock | 7,486 | $13.77 | $103,082.22 |
DisclosureSEC source: 0001225208-19-007687 · doc4.xml · nonDerivative · entry 2 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,648.82 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Neumeyer Daniel J.Sr. EVP of Principal Subsidiar
|
Tax withholdingCommon Stock | 7,088 | $13.77 | $97,601.76 |
DisclosureSEC source: 0001225208-19-007687 · doc4.xml · nonDerivative · entry 1 Neumeyer Daniel J. · CIK 0001475174 · Sr. EVP of Principal Subsidiar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,134.82 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 164,921 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007686 · doc4.xml · derivative · entry 5 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,921 Underlying: Common Stock · 164,921 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 10,382 | $13.77 | $142,960.14 |
DisclosureSEC source: 0001225208-19-007686 · doc4.xml · nonDerivative · entry 3 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,638.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 9,011 | $13.77 | $124,081.47 |
DisclosureSEC source: 0001225208-19-007686 · doc4.xml · nonDerivative · entry 2 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,020.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
GrantCommon Stock | 22,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007686 · doc4.xml · nonDerivative · entry 1 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,031.211 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Litsey Jana JGeneral Counsel
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 141,361 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007684 · doc4.xml · derivative · entry 2 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,361 Underlying: Common Stock · 141,361 shares Expires 2029-05-01 F3 · price: These options were awarded under the Issuer's equity compensation plan. F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Litsey Jana JGeneral Counsel
|
GrantCommon Stock | 19,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007684 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,695 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Maloney Nancy EEVP and Controller
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 23,560 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007685 · doc4.xml · derivative · entry 2 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,560 Underlying: Common Stock · 23,560 shares Expires 2029-05-01 F3 · price: These options were awarded under the Issuer's equity compensation plan. F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:12 UTC |
Maloney Nancy EEVP and Controller
|
GrantCommon Stock | 4,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007685 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,707 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 176,701 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007683 · doc4.xml · derivative · entry 5 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,701 Underlying: Common Stock · 176,701 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 7,462 | $13.77 | $102,751.74 |
DisclosureSEC source: 0001225208-19-007683 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,652.692 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 6,729 | $13.77 | $92,658.33 |
DisclosureSEC source: 0001225208-19-007683 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,114.692 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 24,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007683 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,843.692 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 164,921 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007681 · doc4.xml · derivative · entry 2 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,921 Underlying: Common Stock · 164,921 shares Expires 2029-05-01 F3 · price: These options were awarded under the Issuer's equity compensation plan. F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
GrantCommon Stock | 22,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007681 · doc4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,774 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 589,005 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007680 · doc4.xml · derivative · entry 9 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,005 Underlying: Common Stock · 589,005 shares Expires 2029-05-01 F4 · price: These options were awarded under the Issuer's equity compensation plan. F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 8,235 | $13.77 | $113,395.95 |
DisclosureSEC source: 0001225208-19-007680 · doc4.xml · nonDerivative · entry 3 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,142,347.6 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 7,637 | $13.77 | $105,161.49 |
DisclosureSEC source: 0001225208-19-007680 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,150,582.6 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GrantCommon Stock | 65,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007680 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,158,219.6 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:05 UTC |
Pierce Sandra E.Senior Exec Vice President
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 141,361 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007678 · doc4.xml · derivative · entry 3 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,361 Underlying: Common Stock · 141,361 shares Expires 2029-05-01 F3 · price: These options were awarded under the Issuer's equity compensation plan. F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:05 UTC |
Pierce Sandra E.Senior Exec Vice President
|
GrantCommon Stock | 19,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007678 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,653 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:05 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007676 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,160 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:04 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 10,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007675 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,516 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:04 UTC |
KIGHT PETER JDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007674 · doc4.xml · nonDerivative · entry 1 KIGHT PETER J · CIK 0001007734 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,382 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:04 UTC |
Hochschwender J MichaelDirector
|
GrantCommon Stock | 9,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007673 · doc4.xml · nonDerivative · entry 1 Hochschwender J Michael · CIK 0001340947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,713 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 19,055 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007498 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,055 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 13,694 | $13.96 | $191,099.77 |
DisclosureSEC source: 0001225208-19-007498 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,092,860.6 Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:36 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 19,055 | $6.77 | $129,002.35 |
DisclosureSEC source: 0001225208-19-007498 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,106,554.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 20:28 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 803 | $14.00 | $11,243.85 |
DisclosureSEC source: 0001225208-19-007322 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 6,965 Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 20:28 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 2,464 | $14.00 | $34,501.67 |
DisclosureSEC source: 0001225208-19-007323 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 17,512 Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 20:28 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 2,089 | $14.00 | $29,250.80 |
DisclosureSEC source: 0001225208-19-007321 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 10,132 Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 20:28 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 20,000 | $13.97 | $279,400.00 |
DisclosureSEC source: 0001225208-19-007320 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,612.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:29 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $6.77 | $0.00 |
DisclosureSEC source: 0001225208-19-007324 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,055 Underlying: Common Stock · 50,000 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:29 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 36,144 | $13.74 | $496,437.84 |
DisclosureSEC source: 0001225208-19-007324 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087,499.6 Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 20:29 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 50,000 | $6.77 | $338,500.00 |
DisclosureSEC source: 0001225208-19-007324 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,123,643.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 20:06 UTC |
Pierce Sandra E.Senior Exec Vice President
|
Tax withholdingCommon Stock | 9,173 | $13.64 | $125,119.72 |
DisclosureSEC source: 0001225208-19-007123 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,046 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a portion of a previously granted award of RSAs. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 20:05 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 2,342 | $13.64 | $31,944.88 |
DisclosureSEC source: 0001225208-19-007122 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,759 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a portion of a previously granted award of RSAs. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
Tax withholdingCommon Stock | 4,207 | $13.83 | $58,182.81 |
DisclosureSEC source: 0001225208-19-007079 · doc4.xml · nonDerivative · entry 2 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,156.211 Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
McCullough Howell D. IIICFO & Sr EVP
|
GrantCommon Stock | 49,055.211 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007079 · doc4.xml · nonDerivative · entry 1 McCullough Howell D. III · CIK 0001432981 · CFO & Sr EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,363.211 Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 9,926 | $13.83 | $137,276.58 |
DisclosureSEC source: 0001225208-19-007081 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,710.02 Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Syal RajeevSEVP
|
GrantCommon Stock | 32,704.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007081 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,636.02 Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 11,253 | $13.83 | $155,628.99 |
DisclosureSEC source: 0001225208-19-007082 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,612.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
GrantCommon Stock | 25,549.963 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007082 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,865.963 F1 · balance_after: The total reported is reduced by 13, 195 shares, reflecting the cancellation, required due to TARP restrictions, of a portion of a restricted stock award granted to the Reporting Person on April 20, 2009. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Remiker RichardSr. EVP of Principal Sub
|
Tax withholdingCommon Stock | 16,425 | $13.83 | $227,157.75 |
DisclosureSEC source: 0001225208-19-007080 · doc4.xml · nonDerivative · entry 2 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,560.617 F1 · balance_after: These are awards of restrcited stock units (RSUs) that will convert to shares upon vesting. 10,797 RSUs granted on July 25, 2011 and 10,339 RSUs granted on May 1, 2012 will vest in full on the third anniversary of the grant date. 9,631 RSUs granted on May 1, 2013, will vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. Read SEC document |
| April 18, 2019 Filed Apr 19, 2019 20:09 UTC |
Remiker RichardSr. EVP of Principal Sub
|
GrantCommon Stock | 40,879.617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007080 · doc4.xml · nonDerivative · entry 1 Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,985.617 F1 · balance_after: These are awards of restrcited stock units (RSUs) that will convert to shares upon vesting. 10,797 RSUs granted on July 25, 2011 and 10,339 RSUs granted on May 1, 2012 will vest in full on the third anniversary of the grant date. 9,631 RSUs granted on May 1, 2013, will vest 50% on the third anniversary of the grant date and 50% on the fourth anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.