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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 6,228 $7.80 $48,578.40
Disclosure

SEC source: 0001225208-20-006684 · doc4.xml · nonDerivative · entry 2

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,272.963

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Thompson Mark ESenior EVP of Principal Sub.
GrantCommon Stock 35,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006684 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,500.963

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 21,480 $7.80 $167,544.00
Disclosure

SEC source: 0001225208-20-006682 · doc4.xml · nonDerivative · entry 2

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,959.617

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Remiker RichardSr. EVP of Principal Sub
GrantCommon Stock 70,771 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006682 · doc4.xml · nonDerivative · entry 1

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,439.617

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 34,087 $7.80 $265,878.60
Disclosure

SEC source: 0001225208-20-006681 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,991.211

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Heller Paul GSr. EVP & Chief Technology Off
GrantCommon Stock 90,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006681 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,078.211

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Harmening Andrew JSr. EVP of Principal Sub.
Tax withholdingCommon Stock 15,917 $7.80 $124,152.60
Disclosure

SEC source: 0001225208-20-006680 · doc4.xml · nonDerivative · entry 2

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,508

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:06 UTC
Harmening Andrew JSr. EVP of Principal Sub.
GrantCommon Stock 48,253 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006680 · doc4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,425

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 12,722 $12.27 $156,098.94
Disclosure

SEC source: 0001225208-20-004220 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274,277.6

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 4,100 $12.27 $50,307.00
Disclosure

SEC source: 0001225208-20-004220 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,286,999.6

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 3,640 $12.27 $44,662.80
Disclosure

SEC source: 0001225208-20-004220 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291,099.6

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Pierce Sandra E.Senior Exec Vice President
Tax withholdingCommon Stock 828 $12.27 $10,159.56
Disclosure

SEC source: 0001225208-20-004217 · doc4.xml · nonDerivative · entry 2

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,154

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Pierce Sandra E.Senior Exec Vice President
Tax withholdingCommon Stock 671 $12.27 $8,233.17
Disclosure

SEC source: 0001225208-20-004217 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,982

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Tax withholdingCommon Stock 842 $12.27 $10,331.34
Disclosure

SEC source: 0001225208-20-004223 · doc4.xml · nonDerivative · entry 2

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,109

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Tax withholdingCommon Stock 354 $12.27 $4,343.58
Disclosure

SEC source: 0001225208-20-004223 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,951

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 2,567 $12.27 $31,497.09
Disclosure

SEC source: 0001225208-20-004222 · doc4.xml · nonDerivative · entry 3

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,114.963

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 659 $12.27 $8,085.93
Disclosure

SEC source: 0001225208-20-004222 · doc4.xml · nonDerivative · entry 2

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,681.963

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Thompson Mark ESenior EVP of Principal Sub.
Tax withholdingCommon Stock 370 $12.27 $4,539.90
Disclosure

SEC source: 0001225208-20-004222 · doc4.xml · nonDerivative · entry 1

Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,340.963

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC Tax withholdingCommon Stock 2,659 $12.27 $32,625.93
Disclosure

SEC source: 0001225208-20-004221 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,548.02

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC Tax withholdingCommon Stock 1,098 $12.27 $13,472.46
Disclosure

SEC source: 0001225208-20-004221 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,207.02

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC Tax withholdingCommon Stock 838 $12.27 $10,282.26
Disclosure

SEC source: 0001225208-20-004221 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,305.02

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 2,805 $12.27 $34,417.35
Disclosure

SEC source: 0001225208-20-004219 · doc4.xml · nonDerivative · entry 3

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,668.617

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 1,464 $12.27 $17,963.28
Disclosure

SEC source: 0001225208-20-004219 · doc4.xml · nonDerivative · entry 2

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,473.617

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Remiker RichardSr. EVP of Principal Sub
Tax withholdingCommon Stock 758 $12.27 $9,300.66
Disclosure

SEC source: 0001225208-20-004219 · doc4.xml · nonDerivative · entry 1

Remiker Richard · CIK 0001594990 · Sr. EVP of Principal Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,937.617

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Pohle Richard AExecutive Vice President
Tax withholdingCommon Stock 654 $12.27 $8,024.58
Disclosure

SEC source: 0001225208-20-004218 · doc4.xml · nonDerivative · entry 3

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,311

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Pohle Richard AExecutive Vice President
Tax withholdingCommon Stock 567 $12.27 $6,957.09
Disclosure

SEC source: 0001225208-20-004218 · doc4.xml · nonDerivative · entry 2

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,965

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Pohle Richard AExecutive Vice President
Tax withholdingCommon Stock 456 $12.27 $5,595.12
Disclosure

SEC source: 0001225208-20-004218 · doc4.xml · nonDerivative · entry 1

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,532

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Maloney Nancy EEVP and Controller
Tax withholdingCommon Stock 1,230 $12.27 $15,092.10
Disclosure

SEC source: 0001225208-20-004216 · doc4.xml · nonDerivative · entry 2

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,573

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Maloney Nancy EEVP and Controller
Tax withholdingCommon Stock 348 $12.27 $4,269.96
Disclosure

SEC source: 0001225208-20-004216 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,803

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Litsey Jana JGeneral Counsel
Tax withholdingCommon Stock 1,098 $12.27 $13,472.46
Disclosure

SEC source: 0001225208-20-004215 · doc4.xml · nonDerivative · entry 2

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,197

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Litsey Jana JGeneral Counsel
Tax withholdingCommon Stock 731 $12.27 $8,969.37
Disclosure

SEC source: 0001225208-20-004215 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,295

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 3,302 $12.27 $40,515.54
Disclosure

SEC source: 0001225208-20-004214 · doc4.xml · nonDerivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,202.692

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 988 $12.27 $12,122.76
Disclosure

SEC source: 0001225208-20-004214 · doc4.xml · nonDerivative · entry 2

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,504.692

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 830 $12.27 $10,184.10
Disclosure

SEC source: 0001225208-20-004214 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,492.692

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 3,196 $12.27 $39,214.92
Disclosure

SEC source: 0001225208-20-004213 · doc4.xml · nonDerivative · entry 3

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,005.211

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 1,281 $12.27 $15,717.87
Disclosure

SEC source: 0001225208-20-004213 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,201.211

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 1,111 $12.27 $13,631.97
Disclosure

SEC source: 0001225208-20-004213 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,482.211

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Harmening Andrew JSr. EVP of Principal Sub.
Tax withholdingCommon Stock 836 $12.27 $10,257.72
Disclosure

SEC source: 0001225208-20-004212 · doc4.xml · nonDerivative · entry 2

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,172

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:40 UTC
Harmening Andrew JSr. EVP of Principal Sub.
Tax withholdingCommon Stock 766 $12.27 $9,398.82
Disclosure

SEC source: 0001225208-20-004212 · doc4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,008

F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:15 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
PurchaseCommon Stock 18,750 $13.02 $244,070.63
Disclosure

SEC source: 0001225208-20-003689 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294,739.6

F1 · price: This transaction was executed in multiple trades ranging from $12.98 to $13.045. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:07 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001225208-20-003088 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,552

Underlying: Common Stock · 100,000 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:07 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 72,676 $14.12 $1,026,185.12
Disclosure

SEC source: 0001225208-20-003088 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275,989.6

Read SEC document
February 20, 2020 Filed Feb 21, 2020 21:07 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 100,000 $7.06 $706,000.00
Disclosure

SEC source: 0001225208-20-003088 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,348,665.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:37 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001225208-20-002641 · doc4.xml · derivative · entry 8

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,552

Underlying: Common Stock · 50,000 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:37 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 36,329 $14.13 $513,292.44
Disclosure

SEC source: 0001225208-20-002641 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248,665.6

Read SEC document
February 14, 2020 Filed Feb 18, 2020 21:37 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 50,000 $7.06 $353,000.00
Disclosure

SEC source: 0001225208-20-002641 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,284,994.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:20 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001225208-20-002179 · doc4.xml · derivative · entry 12

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,552

Underlying: Common Stock · 200,000 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:20 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 72,618 $14.15 $1,027,544.70
Disclosure

SEC source: 0001225208-20-002179 · doc4.xml · nonDerivative · entry 5

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234,994.6

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:20 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 69,362 $14.20 $984,593.59
Disclosure

SEC source: 0001225208-20-002179 · doc4.xml · nonDerivative · entry 4

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,307,612.6

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February 12, 2020 Filed Feb 13, 2020 21:20 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Exercise / conversionCommon Stock 200,000 $7.06 $1,412,000.00
Disclosure

SEC source: 0001225208-20-002179 · doc4.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376,974.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.