Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 5,106 | $8.57 | $43,758.42 |
DisclosureSEC source: 0001225208-20-007125 · doc4.xml · nonDerivative · entry 2 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,159 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
GrantCommon Stock | 43,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007125 · doc4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,265 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Hochschwender J MichaelDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007124 · doc4.xml · nonDerivative · entry 1 Hochschwender J Michael · CIK 0001340947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,298 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
PORTEOUS DAVID LDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007123 · doc4.xml · nonDerivative · entry 1 PORTEOUS DAVID L · CIK 0001267320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,745 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 16,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007121 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,335 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Phelan Kenneth JDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007122 · doc4.xml · nonDerivative · entry 1 Phelan Kenneth J · CIK 0001779467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,948 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007120 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,662 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
Inglis John CDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007119 · doc4.xml · nonDerivative · entry 1 Inglis John C · CIK 0001657175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,914 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
France Gina DDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007118 · doc4.xml · nonDerivative · entry 1 France Gina D · CIK 0001299626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,682 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 16,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007117 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,718.9 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. F2 · balance_after: Total reflects impact of the exempt automatic reinvestment of dividends on awards of deferred stock units, through March 31, 2020. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
CUBBIN ROBERT SDirector
|
GrantCommon Stock | 16,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007116 · doc4.xml · nonDerivative · entry 1 CUBBIN ROBERT S · CIK 0001251644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,699 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007115 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,786 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
Cotton Alanna Y.Director
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007114 · doc4.xml · nonDerivative · entry 1 Cotton Alanna Y. · CIK 0001797695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,149 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
Maloney Nancy EEVP and Controller
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 33,783 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007112 · doc4.xml · derivative · entry 3 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,783 Underlying: Common Stock · 33,783 shares Expires 2030-05-01 F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
Maloney Nancy EEVP and Controller
|
Tax withholdingCommon Stock | 1,318 | $8.57 | $11,295.26 |
DisclosureSEC source: 0001225208-20-007112 · doc4.xml · nonDerivative · entry 2 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,487 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
Maloney Nancy EEVP and Controller
|
GrantCommon Stock | 8,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007112 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,805 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 760,135 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007111 · doc4.xml · derivative · entry 9 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,135 Underlying: Common Stock · 760,135 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 8,663 | $8.57 | $74,241.91 |
DisclosureSEC source: 0001225208-20-007111 · doc4.xml · nonDerivative · entry 3 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,548,000.6 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 6,681 | $8.57 | $57,256.17 |
DisclosureSEC source: 0001225208-20-007111 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,556,663.6 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GrantCommon Stock | 105,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007111 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,563,344.6 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Wasserman Zachary JacobCFO and Senior Exec. VP
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 211,148 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007110 · doc4.xml · derivative · entry 2 Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,148 Underlying: Common Stock · 211,148 shares Expires 2030-05-01 F2 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Wasserman Zachary JacobCFO and Senior Exec. VP
|
GrantCommon Stock | 36,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007110 · doc4.xml · nonDerivative · entry 1 Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,247 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 94,594 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007109 · doc4.xml · derivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,594 Underlying: Common Stock · 94,594 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,454 | $8.57 | $12,460.78 |
DisclosureSEC source: 0001225208-20-007109 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,282.963 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,408 | $8.57 | $12,066.56 |
DisclosureSEC source: 0001225208-20-007109 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,736.963 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
GrantCommon Stock | 16,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007109 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,144.963 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Syal RajeevSEVP
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 194,256 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007108 · doc4.xml · derivative · entry 5 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,256 Underlying: Common Stock · 194,256 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 4,101 | $8.57 | $35,145.57 |
DisclosureSEC source: 0001225208-20-007108 · doc4.xml · nonDerivative · entry 3 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,423.02 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,189 | $8.57 | $10,189.73 |
DisclosureSEC source: 0001225208-20-007108 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,524.02 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:23 UTC |
Syal RajeevSEVP
|
GrantCommon Stock | 33,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007108 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,713.02 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 20:04 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 11,464 | $8.68 | $99,507.52 |
DisclosureSEC source: 0001225208-20-006815 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,808.963 Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:53 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 3,499.44 | $8.75 | $30,625.00 |
DisclosureSEC source: 0001225208-20-006874 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 22,610.276 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through March 31, 2020. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:53 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 1,285.509 | $8.75 | $11,250.00 |
DisclosureSEC source: 0001225208-20-006873 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 11,123.157 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through March 31, 2020. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:53 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 3,213.722 | $8.75 | $28,124.57 |
DisclosureSEC source: 0001225208-20-006872 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 20,276.028 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through March 31, 2020. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:53 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 235.677 | $8.75 | $2,062.50 |
DisclosureSEC source: 0001225208-20-006871 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 1,332.506 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through March 31, 2020. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 108,552 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001225208-20-006761 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 108,552 shares Expires 2020-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 100,305 | $8.20 | $822,501.00 |
DisclosureSEC source: 0001225208-20-006761 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,458,327.6 Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:20 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 108,552 | $7.06 | $766,377.12 |
DisclosureSEC source: 0001225208-20-006761 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558,632.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:07 UTC |
Maloney Nancy EEVP and Controller
|
Tax withholdingCommon Stock | 3,516 | $7.80 | $27,424.80 |
DisclosureSEC source: 0001225208-20-006689 · doc4.xml · nonDerivative · entry 2 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,637 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:07 UTC |
Maloney Nancy EEVP and Controller
|
GrantCommon Stock | 11,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006689 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,153 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:07 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 20,190 | $7.80 | $157,482.00 |
DisclosureSEC source: 0001225208-20-006688 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,217.692 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:07 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 77,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006688 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,407.692 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Pierce Sandra E.Senior Exec Vice President
|
Tax withholdingCommon Stock | 3,522 | $7.80 | $27,471.60 |
DisclosureSEC source: 0001225208-20-006687 · doc4.xml · nonDerivative · entry 2 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,403 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Pierce Sandra E.Senior Exec Vice President
|
GrantCommon Stock | 70,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006687 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,925 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 4,286 | $7.80 | $33,430.80 |
DisclosureSEC source: 0001225208-20-006686 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,166.02 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Syal RajeevSEVP
|
GrantCommon Stock | 57,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006686 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,452.02 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 10,546 | $7.80 | $82,258.80 |
DisclosureSEC source: 0001225208-20-006685 · doc4.xml · nonDerivative · entry 2 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,305 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
GrantCommon Stock | 34,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006685 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,851 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 145,889 | $7.80 | $1,137,934.20 |
DisclosureSEC source: 0001225208-20-006683 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,450,080.6 Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 20:06 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GrantCommon Stock | 321,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006683 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,595,969.6 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.