Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2021 Filed Feb 5, 2021 21:21 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 11,013 | $9.08 Strike: $9.08 | $99,998.04 |
DisclosureSEC source: 0001225208-21-001737 · doc4.xml · derivative · entry 4 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,013 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:21 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 75,646 | $13.58 | $1,026,894.45 |
DisclosureSEC source: 0001225208-21-001737 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,935.211 F1 · price: This transaction was executed in multiple trades ranging from $13.48 to $13.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:21 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 11,013 | $9.08 | $99,998.04 |
DisclosureSEC source: 0001225208-21-001737 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,581.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 3,667 | $13.63 | $49,988.54 |
DisclosureSEC source: 0001225208-21-001247 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 35,501.363 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2020. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 825 | $13.63 | $11,246.40 |
DisclosureSEC source: 0001225208-21-001246 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 14,847.861 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2020. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 3,071 | $13.63 | $41,863.87 |
DisclosureSEC source: 0001225208-21-001245 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 31,922.128 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2020. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 253 | $13.63 | $3,448.90 |
DisclosureSEC source: 0001225208-21-001244 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 2,253.447 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through December 31, 2020. Read SEC document |
| December 17, 2020 Filed Feb 12, 2021 22:39 UTC |
Houston HelgaSenior Exec. V. P.
|
GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002447 · doc5.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,767.692 Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 21:10 UTC |
Wasserman Zachary JacobCFO and Senior Exec. VP
|
Tax withholdingCommon Stock | 16,440 | $10.08 | $165,715.20 |
DisclosureSEC source: 0001225208-20-013128 · doc4.xml · nonDerivative · entry 1 Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,807 Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 20:02 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 50,000 | $10.16 | $507,900.00 |
DisclosureSEC source: 0001225208-20-012827 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,282.963 F1 · price: This transaction was executed in multiple trades ranging from $10.15 to $10.16 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:03 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 1,094.496 | $10.28 | $11,250.00 |
DisclosureSEC source: 0001225208-20-012786 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 14,022.861 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through October 1, 2020. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:03 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 4,268.536 | $10.28 | $43,875.00 |
DisclosureSEC source: 0001225208-20-012783 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 28,851.128 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through October 1, 2020. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:03 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 4,523.918 | $10.28 | $46,500.00 |
DisclosureSEC source: 0001225208-20-012784 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 31,834.363 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through October 1, 2020. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:03 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 355.103 | $10.28 | $3,650.00 |
DisclosureSEC source: 0001225208-20-012785 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 2,000.447 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through October 1, 2020. Read SEC document |
| October 23, 2020 Filed Feb 12, 2021 22:40 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
GiftCommon Stock | 48,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002448 · doc5.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499,500.6 Read SEC document |
| October 18, 2020 Filed Oct 20, 2020 20:05 UTC |
Maloney Nancy EEVP and Controller
|
Tax withholdingCommon Stock | 10,009 | $9.67 | $96,787.03 |
DisclosureSEC source: 0001225208-20-012625 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,478 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 20:05 UTC |
Litsey Jana JGeneral Counsel
|
Tax withholdingCommon Stock | 712 | $9.67 | $6,885.04 |
DisclosureSEC source: 0001225208-20-012626 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,949 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 20:18 UTC |
NEU RICHARD WDirector
|
GrantCommon Stock | 3,482.864 | $9.33 | $32,500.00 |
DisclosureSEC source: 0001225208-20-010037 · doc4.xml · nonDerivative · entry 1 NEU RICHARD W · CIK 0001220191 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 26,870.654 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through July 27, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 20:15 UTC |
CRANE ANN BDirector
|
GrantCommon Stock | 3,214.952 | $9.33 | $30,000.00 |
DisclosureSEC source: 0001225208-20-010036 · doc4.xml · nonDerivative · entry 1 CRANE ANN B · CIK 0001252451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 24,186.728 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through July 27, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 20:12 UTC |
ELLIOTT STEVEN GDirector
|
GrantCommon Stock | 1,205.607 | $9.33 | $11,250.00 |
DisclosureSEC source: 0001225208-20-010034 · doc4.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 12,720.174 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through July 27, 2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 20:11 UTC |
Kline Katherine M. A.Director
|
GrantCommon Stock | 241.121 | $9.33 | $2,250.00 |
DisclosureSEC source: 0001225208-20-010035 · doc4.xml · nonDerivative · entry 1 Kline Katherine M. A. · CIK 0001753616 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Director Deferred Compensation Plan Disclosed balance after: 1,618.848 F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends through July 27, 2020. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:23 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 17,407 | $9.10 | $158,403.70 |
DisclosureSEC source: 0001225208-20-008282 · doc4.xml · nonDerivative · entry 4 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,568.211 Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:23 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 12,368 | $9.11 | $112,610.64 |
DisclosureSEC source: 0001225208-20-008282 · doc4.xml · nonDerivative · entry 3 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,975.211 Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:23 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 10,600 | $9.09 | $96,354.00 |
DisclosureSEC source: 0001225208-20-008282 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,343.211 Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:23 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
SaleCommon Stock | 6,351 | $9.08 | $57,667.08 |
DisclosureSEC source: 0001225208-20-008282 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,943.211 Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:35 UTC |
ARDISANA LIZABETH ADirector
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007113 · doc4.xml · nonDerivative · entry 1 ARDISANA LIZABETH A · CIK 0001283890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,734 F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person six months following separation from service as a director. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 109,797 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007131 · doc4.xml · derivative · entry 4 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,797 Underlying: Common Stock · 109,797 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 2,461 | $8.57 | $21,090.77 |
DisclosureSEC source: 0001225208-20-007131 · doc4.xml · nonDerivative · entry 2 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,805 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
GrantCommon Stock | 18,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007131 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,266 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Pierce Sandra E.Senior Exec Vice President
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 202,702 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007130 · doc4.xml · derivative · entry 3 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,702 Underlying: Common Stock · 202,702 shares Expires 2030-05-01 F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Pierce Sandra E.Senior Exec Vice President
|
GrantCommon Stock | 35,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007130 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,408 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Litsey Jana JGeneral Counsel
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 211,148 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007129 · doc4.xml · derivative · entry 3 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,148 Underlying: Common Stock · 211,148 shares Expires 2030-05-01 F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Litsey Jana JGeneral Counsel
|
GrantCommon Stock | 36,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007129 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,661 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 228,040 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007127 · doc4.xml · derivative · entry 5 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,040 Underlying: Common Stock · 228,040 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 7,850 | $8.57 | $67,274.50 |
DisclosureSEC source: 0001225208-20-007127 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,767.692 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 5,981 | $8.57 | $51,257.17 |
DisclosureSEC source: 0001225208-20-007127 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,617.692 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 39,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007127 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,598.692 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 202,702 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007128 · doc4.xml · derivative · entry 5 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,702 Underlying: Common Stock · 202,702 shares Expires 2030-05-01 F3 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 2,347 | $8.57 | $20,113.79 |
DisclosureSEC source: 0001225208-20-007128 · doc4.xml · nonDerivative · entry 3 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,005 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,847 | $8.57 | $15,828.79 |
DisclosureSEC source: 0001225208-20-007128 · doc4.xml · nonDerivative · entry 2 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,352 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
GrantCommon Stock | 35,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007128 · doc4.xml · nonDerivative · entry 1 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,199 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 253,378 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007126 · doc4.xml · derivative · entry 5 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,378 Underlying: Common Stock · 253,378 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 10,922 | $8.57 | $93,601.54 |
DisclosureSEC source: 0001225208-20-007126 · doc4.xml · nonDerivative · entry 3 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,294.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 9,532 | $8.57 | $81,689.24 |
DisclosureSEC source: 0001225208-20-007126 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,216.211 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
GrantCommon Stock | 43,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007126 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,748.211 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:22 UTC |
Pohle Richard AExecutive Vice President
|
GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 109,797 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007106 · doc4.xml · derivative · entry 5 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,797 Underlying: Common Stock · 109,797 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:22 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 1,225 | $8.57 | $10,498.25 |
DisclosureSEC source: 0001225208-20-007106 · doc4.xml · nonDerivative · entry 3 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,920 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:22 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 1,127 | $8.57 | $9,658.39 |
DisclosureSEC source: 0001225208-20-007106 · doc4.xml · nonDerivative · entry 2 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,145 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:22 UTC |
Pohle Richard AExecutive Vice President
|
GrantCommon Stock | 18,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007106 · doc4.xml · nonDerivative · entry 1 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,272 F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:36 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
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GrantEmployee/Director Stock Option (Right to Buy) · Derivative | 253,378 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-20-007125 · doc4.xml · derivative · entry 4 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,378 Underlying: Common Stock · 253,378 shares Expires 2030-05-01 F4 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.