Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 10, 2021 21:22 UTC |
Syal RajeevSEVP
|
Exercise / conversionCommon Stock | 18,015 | $13.09 | $235,816.35 |
DisclosureSEC source: 0001225208-21-005058 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,813.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:39 UTC |
Syal RajeevSEVP
|
SaleCommon Stock | 1,959 | $15.90 | $31,148.10 |
DisclosureSEC source: 0001225208-21-004810 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,798.02 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:32 UTC |
Syal RajeevSEVP
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 35,603 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001225208-21-004476 · doc4.xml · derivative · entry 4 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,696 Underlying: Common Stock · 35,603 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:32 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 23,566 | $15.77 | $371,635.82 |
DisclosureSEC source: 0001225208-21-004476 · doc4.xml · nonDerivative · entry 3 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,757.02 Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:32 UTC |
Syal RajeevSEVP
|
Exercise / conversionCommon Stock | 35,603 | $10.06 | $358,166.18 |
DisclosureSEC source: 0001225208-21-004476 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,323.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:32 UTC |
Syal RajeevSEVP
|
SaleCommon Stock | 7,636 | $15.71 | $119,961.56 |
DisclosureSEC source: 0001225208-21-004476 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,720.02 Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:16 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 703 | $15.34 | $10,784.02 |
DisclosureSEC source: 0001225208-21-004068 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,715.963 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:16 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 395 | $15.34 | $6,059.30 |
DisclosureSEC source: 0001225208-21-004068 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,418.963 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Maloney Nancy EEVP and Controller
|
Tax withholdingCommon Stock | 372 | $15.34 | $5,706.48 |
DisclosureSEC source: 0001225208-21-004070 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,084 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 899 | $15.34 | $13,790.66 |
DisclosureSEC source: 0001225208-21-004069 · doc4.xml · nonDerivative · entry 2 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,528 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Tutkovics Julie CExec. VP of Principal Sub.
|
Tax withholdingCommon Stock | 378 | $15.34 | $5,798.52 |
DisclosureSEC source: 0001225208-21-004069 · doc4.xml · nonDerivative · entry 1 Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,427 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,172 | $15.34 | $17,978.48 |
DisclosureSEC source: 0001225208-21-004067 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,356.02 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 895 | $15.34 | $13,729.30 |
DisclosureSEC source: 0001225208-21-004067 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,528.02 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 4,377 | $15.34 | $67,143.18 |
DisclosureSEC source: 0001225208-21-004066 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,515,113.6 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 3,886 | $15.34 | $59,611.24 |
DisclosureSEC source: 0001225208-21-004066 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,519,490.6 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 2,135 | $15.34 | $32,750.90 |
DisclosureSEC source: 0001225208-21-004064 · doc4.xml · nonDerivative · entry 3 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,345 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 1,755 | $15.34 | $26,921.70 |
DisclosureSEC source: 0001225208-21-004064 · doc4.xml · nonDerivative · entry 2 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,480 F2 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 606 | $15.34 | $9,296.04 |
DisclosureSEC source: 0001225208-21-004065 · doc4.xml · nonDerivative · entry 2 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,827 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 487 | $15.34 | $7,470.58 |
DisclosureSEC source: 0001225208-21-004065 · doc4.xml · nonDerivative · entry 1 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,433 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 1,055 | $15.34 | $16,183.70 |
DisclosureSEC source: 0001225208-21-004062 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,450.692 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 886 | $15.34 | $13,591.24 |
DisclosureSEC source: 0001225208-21-004062 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,505.692 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Litsey Jana JGeneral Counsel
|
Tax withholdingCommon Stock | 1,172 | $15.34 | $17,978.48 |
DisclosureSEC source: 0001225208-21-004063 · doc4.xml · nonDerivative · entry 2 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,997 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:15 UTC |
Litsey Jana JGeneral Counsel
|
Tax withholdingCommon Stock | 780 | $15.34 | $11,965.20 |
DisclosureSEC source: 0001225208-21-004063 · doc4.xml · nonDerivative · entry 1 Litsey Jana J · CIK 0001719349 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,169 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:14 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 1,367 | $15.34 | $20,969.78 |
DisclosureSEC source: 0001225208-21-004061 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,382.211 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:14 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 1,186 | $15.34 | $18,193.24 |
DisclosureSEC source: 0001225208-21-004061 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,749.211 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:14 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 892 | $15.34 | $13,683.28 |
DisclosureSEC source: 0001225208-21-004060 · doc4.xml · nonDerivative · entry 2 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,449 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 28, 2021 Filed Mar 1, 2021 21:14 UTC |
Harmening Andrew JSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 818 | $15.34 | $12,548.12 |
DisclosureSEC source: 0001225208-21-004060 · doc4.xml · nonDerivative · entry 1 Harmening Andrew J · CIK 0001705661 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,341 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 21:15 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
GrantCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004064 · doc4.xml · nonDerivative · entry 1 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,235 F1 · shares: An award of restricted stock units that vests in shares of common stock in three equal annual increments beginning on the first anniversary of the date of grant. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 21:24 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-21-003758 · doc4.xml · derivative · entry 8 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,097 Underlying: Common Stock · 100,000 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 21:24 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 76,124 | $16.13 | $1,227,499.50 |
DisclosureSEC source: 0001225208-21-003758 · doc4.xml · nonDerivative · entry 2 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,523,376.6 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 21:24 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Exercise / conversionCommon Stock | 100,000 | $9.08 | $908,000.00 |
DisclosureSEC source: 0001225208-21-003758 · doc4.xml · nonDerivative · entry 1 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,599,500.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 21:24 UTC |
Syal RajeevSEVP
|
OtherCommon Stock | 50,859.166 | $16.22 | $824,935.67 |
DisclosureSEC source: 0001225208-21-003759 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Issuer's Supplemental Stock Purchase and Tax Savings Plan Disclosed balance after: 0 F1 · shares: Figure reflects total of exempt acquisitions of shares in plan through January 31, 2021. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:24 UTC |
Pierce Sandra E.Senior Exec Vice President
|
SaleCommon Stock | 172,909 | $15.71 | $2,716,573.30 |
DisclosureSEC source: 0001225208-21-003760 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,499 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:03 UTC |
Houston HelgaSenior Exec. V. P.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 17,001 | $0.00 Strike: $9.08 | $0.00 |
DisclosureSEC source: 0001225208-21-003604 · doc4.xml · derivative · entry 6 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,001 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:03 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 6,389 | $15.65 | $99,987.85 |
DisclosureSEC source: 0001225208-21-003604 · doc4.xml · nonDerivative · entry 4 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,391.692 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:03 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 4,374 | $15.63 | $68,365.62 |
DisclosureSEC source: 0001225208-21-003604 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,780.692 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:03 UTC |
Houston HelgaSenior Exec. V. P.
|
SaleCommon Stock | 1,614 | $15.64 | $25,236.50 |
DisclosureSEC source: 0001225208-21-003604 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,154.692 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:03 UTC |
Houston HelgaSenior Exec. V. P.
|
Exercise / conversionCommon Stock | 17,001 | $9.08 | $154,369.08 |
DisclosureSEC source: 0001225208-21-003604 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,768.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 43,202 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · derivative · entry 10 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,202 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 89,694 | $15.00 | $1,345,589.39 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 7 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,811.963 F2 · price: This transaction was executed in multiple trades ranging from $15.00 to $15.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 13,051 | $15.06 | $196,482.81 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 6 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,505.963 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 12,729 | $15.05 | $191,596.91 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 5 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,556.963 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 10,503 | $15.01 | $157,660.53 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 4 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,285.963 F1 · price: This transaction was executed in multiple trades ranging from $15.01 to $15.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 4,686 | $15.04 | $70,477.44 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 3 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,788.963 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 2,010 | $15.03 | $30,210.30 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,474.963 Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 43,202 | $10.06 | $434,612.12 |
DisclosureSEC source: 0001225208-21-002760 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,484.963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 21:51 UTC |
Maloney Nancy EEVP and Controller
|
SaleCommon Stock | 35,022 | $14.90 | $521,827.80 |
DisclosureSEC source: 0001225208-21-002761 · doc4.xml · nonDerivative · entry 1 Maloney Nancy E · CIK 0001690202 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,456 Read SEC document |
| February 16, 2021 Filed Feb 26, 2021 21:10 UTC Amendment |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 4,685 | $15.04 | $70,462.40 |
DisclosureSEC source: 0001225208-21-003939 · doc4a.xml · nonDerivative · entry 2 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,790.963 Read SEC document |
| February 16, 2021 Filed Feb 26, 2021 21:10 UTC Amendment |
Thompson Mark ESenior EVP of Principal Sub.
|
Tax withholdingCommon Stock | 2,009 | $15.03 | $30,195.27 |
DisclosureSEC source: 0001225208-21-003939 · doc4a.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,475.963 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 21:16 UTC |
Wasserman Zachary JacobCFO and Senior Exec. VP
|
SaleCommon Stock | 19,811 | $14.20 | $281,336.01 |
DisclosureSEC source: 0001225208-21-001956 · doc4.xml · nonDerivative · entry 1 Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,996 F1 · price: This transaction was executed in multiple trades ranging from $14.19 to $14.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.