Last 12 months
Inside the activity.
17 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 3 | 3 |
| Mar 2026 | 6 | 2 |
| Apr 2026 | 3 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 4 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2021 Filed Jun 11, 2021 20:10 UTC |
King Richard HDirector
|
GrantCommon Stock | 68,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009293 · doc4.xml · nonDerivative · entry 2 King Richard H · CIK 0001614229 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · TCF Director Deferred Compensation Plan Disclosed balance after: 68,782 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:10 UTC |
King Richard HDirector
|
GrantCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009293 · doc4.xml · nonDerivative · entry 1 King Richard H · CIK 0001614229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624 F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of December 13, 2020 (the Merger Agreement), by and between Huntington Bancshares Incorporated (Huntington) and TCF Financial Corporation (TCF), pursuant to which TCF merged with and into Huntington, with Huntington continuing as the surviving corporation (Merger), on June 9, 2021 (the Closing Date). Pursuant to the Merger Agreement, at the effective time of the Merger (the Effective Time), each share of the common stock, par value $1.00 per share, of TCF (TCF Common Stock) issued and outstanding immediately prior to the Effective Time, was converted into the right to receive 3.0028 shares (the Exchange Ratio and such shares the Merger Consideration) of common stock, par value $0.01 per share of Huntington (Huntington Common Stock). (Continued in Remarks section below.) Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:05 UTC |
Syal RajeevSEVP
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 2,186 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0001225208-21-008995 · doc4.xml · derivative · entry 3 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,494 Underlying: Common Stock · 2,186 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:05 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 1,973 | $16.10 | $31,765.30 |
DisclosureSEC source: 0001225208-21-008995 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,109.02 Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:05 UTC |
Syal RajeevSEVP
|
Exercise / conversionCommon Stock | 2,186 | $13.09 | $28,614.74 |
DisclosureSEC source: 0001225208-21-008995 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,082.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:40 UTC |
Dennis Donald LeeEVP of Principal Subsidiary
|
Tax withholdingCommon Stock | 279 | $16.08 | $4,486.32 |
DisclosureSEC source: 0001225208-21-008791 · doc4.xml · nonDerivative · entry 1 Dennis Donald Lee · CIK 0001858781 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,676.096 F1 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 20:40 UTC |
Pierce Sandra E.Senior Exec Vice President
|
SaleCommon Stock | 85,986 | $16.00 | $1,375,776.00 |
DisclosureSEC source: 0001225208-21-008790 · doc4.xml · nonDerivative · entry 1 Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,063 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:51 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 63,344 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-21-008714 · doc4.xml · derivative · entry 4 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,034 Underlying: Common Stock · 63,344 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:51 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 48,224 | $15.81 | $762,180.32 |
DisclosureSEC source: 0001225208-21-008714 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,636.211 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:51 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 63,344 | $8.57 | $542,858.08 |
DisclosureSEC source: 0001225208-21-008714 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,860.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
SaleCommon Stock | 6,021 | $15.50 | $93,325.50 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · nonDerivative · entry 4 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,896.02 Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:16 UTC |
Thompson Mark ESenior EVP of Principal Sub.
|
SaleCommon Stock | 131,185 | $15.75 | $2,066,163.75 |
DisclosureSEC source: 0001225208-21-007868 · doc4.xml · nonDerivative · entry 1 Thompson Mark E · CIK 0001462653 · Senior EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,222.963 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 50,675 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-21-007870 · doc4.xml · derivative · entry 6 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,027 Underlying: Common Stock · 50,675 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 19,118 | $15.56 | $297,476.08 |
DisclosureSEC source: 0001225208-21-007870 · doc4.xml · nonDerivative · entry 4 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,398 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Tax withholdingCommon Stock | 19,112 | $15.57 | $297,573.84 |
DisclosureSEC source: 0001225208-21-007870 · doc4.xml · nonDerivative · entry 3 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,516 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
SaleCommon Stock | 6,225 | $15.56 | $96,873.45 |
DisclosureSEC source: 0001225208-21-007870 · doc4.xml · nonDerivative · entry 2 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,628 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Kleinman Scott DSr. EVP of Principal Sub.
|
Exercise / conversionCommon Stock | 50,675 | $8.57 | $434,284.75 |
DisclosureSEC source: 0001225208-21-007870 · doc4.xml · nonDerivative · entry 1 Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 9,501 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · derivative · entry 7 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,505 Underlying: Common Stock · 9,501 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 13,547 | $0.00 Strike: $13.77 | $0.00 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · derivative · entry 6 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,547 Underlying: Common Stock · 13,547 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Tax withholdingCommon Stock | 12,479 | $15.53 | $193,798.87 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · nonDerivative · entry 4 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,649 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Tax withholdingCommon Stock | 6,534 | $15.54 | $101,538.36 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · nonDerivative · entry 3 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,128 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Exercise / conversionCommon Stock | 9,501 | $8.57 | $81,423.57 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · nonDerivative · entry 2 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Rhodes Steven LeeEVP of Principal Subsidiary
|
Exercise / conversionCommon Stock | 13,547 | $13.77 | $186,542.19 |
DisclosureSEC source: 0001225208-21-007871 · doc4.xml · nonDerivative · entry 1 Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 24,282 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · derivative · entry 6 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,974 Underlying: Common Stock · 24,282 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 5,347 | $0.00 Strike: $13.09 | $0.00 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · derivative · entry 5 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,680 Underlying: Common Stock · 5,347 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
Tax withholdingCommon Stock | 22,721 | $15.69 | $356,492.49 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · nonDerivative · entry 3 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,917.02 Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
Exercise / conversionCommon Stock | 5,347 | $13.09 | $69,992.23 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · nonDerivative · entry 2 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,638.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 20:17 UTC |
Syal RajeevSEVP
|
Exercise / conversionCommon Stock | 24,282 | $8.57 | $208,096.74 |
DisclosureSEC source: 0001225208-21-007869 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,291.02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 36,506 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · derivative · entry 10 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,940 Underlying: Common Stock · 36,506 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 36,503 | $0.00 Strike: $10.06 | $0.00 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · derivative · entry 9 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,446 Underlying: Common Stock · 36,503 shares Expires 2026-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 55,020 | $0.00 Strike: $10.89 | $0.00 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · derivative · entry 8 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 Underlying: Common Stock · 55,020 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 45,962 | $15.59 | $716,317.77 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 6 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,516.211 Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 29,436 | $15.58 | $458,612.88 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 5 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,478.211 Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Tax withholdingCommon Stock | 29,433 | $15.59 | $458,742.74 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 4 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,914.211 Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 36,503 | $10.06 | $367,220.18 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 3 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,347.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 36,506 | $10.06 | $367,250.36 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 2 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,844.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:04 UTC |
Heller Paul GSr. EVP & Chief Technology Off
|
Exercise / conversionCommon Stock | 55,020 | $10.89 | $599,167.80 |
DisclosureSEC source: 0001225208-21-007667 · doc4.xml · nonDerivative · entry 1 Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,338.211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:47 UTC |
Syal RajeevSEVP
|
SaleCommon Stock | 27,674 | $15.50 | $428,947.00 |
DisclosureSEC source: 0001225208-21-007627 · doc4.xml · nonDerivative · entry 1 Syal Rajeev · CIK 0001656194 · SEVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,009.02 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative | 27,448 | $0.00 Strike: $8.57 | $0.00 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · derivative · entry 7 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,349 Underlying: Common Stock · 27,448 shares Expires 2030-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 9,509 | $15.33 | $145,772.97 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · nonDerivative · entry 5 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,549 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
Tax withholdingCommon Stock | 9,499 | $15.36 | $145,904.64 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · nonDerivative · entry 4 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,058 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
SaleCommon Stock | 4,215 | $15.36 | $64,721.33 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · nonDerivative · entry 3 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,557 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
SaleCommon Stock | 3,666 | $15.38 | $56,386.75 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · nonDerivative · entry 2 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,772 Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:45 UTC |
Pohle Richard AExecutive Vice President
|
Exercise / conversionCommon Stock | 27,448 | $8.57 | $235,229.36 |
DisclosureSEC source: 0001225208-21-007626 · doc4.xml · nonDerivative · entry 1 Pohle Richard A · CIK 0001769568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 20,733 | $15.32 | $317,629.56 |
DisclosureSEC source: 0001225208-21-007534 · doc4.xml · nonDerivative · entry 4 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,486.692 F4 · shares: Shares were withheld to cover the associated tax liability upon the vesting of shares for the 2018 - 2020 PSU cycle. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 6,318 | $15.32 | $96,791.76 |
DisclosureSEC source: 0001225208-21-007534 · doc4.xml · nonDerivative · entry 3 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,219.692 F3 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
Houston HelgaSenior Exec. V. P.
|
Tax withholdingCommon Stock | 3,885 | $15.32 | $59,518.20 |
DisclosureSEC source: 0001225208-21-007534 · doc4.xml · nonDerivative · entry 2 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,537.692 F3 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
Houston HelgaSenior Exec. V. P.
|
GrantCommon Stock | 70,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007534 · doc4.xml · nonDerivative · entry 1 Houston Helga · CIK 0001478277 · Senior Exec. V. P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,422.692 F1 · shares: Shares earned for 2018-2020 performance share unit (PSU) award cycle. F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 28,634 | $15.32 | $438,672.88 |
DisclosureSEC source: 0001225208-21-007535 · doc4.xml · nonDerivative · entry 6 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944,787.6 F4 · shares: Shares were withheld to cover the associated tax liability upon the vesting of shares for the 2018 - 2020 PSU cycle. Read SEC document |
| May 01, 2021 Filed May 4, 2021 21:27 UTC |
STEINOUR STEPHEN DDirector · President, CEO & Chairman
|
Tax withholdingCommon Stock | 17,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007535 · doc4.xml · nonDerivative · entry 5 STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,973,421.6 F3 · shares: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.