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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 22,676 $0.00 Strike: $13.77 $0.00
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · derivative · entry 7

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,229

Underlying: Common Stock · 22,676 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 22,676 $0.00 Strike: $13.77 $0.00
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · derivative · entry 6

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,905

Underlying: Common Stock · 22,676 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Tax withholdingCommon Stock 19,904 $17.00 $338,368.00
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · nonDerivative · entry 4

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,928.95

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Tax withholdingCommon Stock 19,904 $17.00 $338,368.00
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,832.95

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Exercise / conversionCommon Stock 22,676 $13.77 $312,248.52
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,736.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC Exercise / conversionCommon Stock 22,676 $13.77 $312,248.52
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,060.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
SaleCommon Stock 19,815 $16.95 $335,864.25
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,181.207

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:24 UTC
Jones Michael ScottSEVP of Significant Subsidiary
Tax withholdingCommon Stock 8,032 $15.80 $126,905.60
Disclosure

SEC source: 0001225208-22-000459 · doc4.xml · nonDerivative · entry 2

Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,253.295

F2 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:24 UTC
Jones Michael ScottSEVP of Significant Subsidiary
Tax withholdingCommon Stock 2,961 $15.80 $46,783.80
Disclosure

SEC source: 0001225208-22-000459 · doc4.xml · nonDerivative · entry 1

Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,285.295

F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSAs.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 21:23 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
Tax withholdingCommon Stock 12,108 $15.80 $191,306.40
Disclosure

SEC source: 0001225208-22-000458 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,116.933

F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

F2 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

Read SEC document
December 30, 2021 Filed Feb 11, 2022 21:58 UTC GiftCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001918 · doc5.xml · nonDerivative · entry 1

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,297.091

F1 · balance_after: Reflects the distribution of 122,741 shares of common stock to the reporting person from the Issuer's Deferred Compensation Plan for Huntington Bancshares Incorporated Directors.

F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
December 09, 2021 Filed Feb 23, 2022 21:29 UTC
TORGOW GARYDirector
Tax withholdingCommon Stock 290,716 $15.43 $4,485,747.88
Disclosure

SEC source: 0001225208-22-003104 · doc4.xml · nonDerivative · entry 1

TORGOW GARY · CIK 0001251487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,918.952

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
December 08, 2021 Filed Feb 14, 2022 21:46 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GiftCommon Stock 32,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002065 · doc5.xml · nonDerivative · entry 4

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,924.43

F3 · balance_after: Includes shares previously reported as directly-owned.

F4 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
December 08, 2021 Filed Feb 14, 2022 21:46 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GiftCommon Stock 162,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-002065 · doc5.xml · nonDerivative · entry 3

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,775.867

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 24,282 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · derivative · entry 16

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,692

Underlying: Common Stock · 24,282 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 20,202 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · derivative · entry 15

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,202 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 2,292 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · derivative · entry 14

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Underlying: Common Stock · 2,292 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 11,928 $0.00 Strike: $10.06 $0.00
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · derivative · entry 13

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,928 shares

Expires 2026-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 7,768 $0.00 Strike: $10.06 $0.00
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · derivative · entry 12

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,928

Underlying: Common Stock · 7,768 shares

Expires 2026-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC SaleCommon Stock 67,826 $16.05 $1,088,349.56
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 11

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,481.15

F2 · price: This transaction was executed in multiple trades ranging from $16.025 to $16.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Tax withholdingCommon Stock 18,210 $15.97 $290,850.12
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 10

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,307.15

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Tax withholdingCommon Stock 18,134 $15.97 $289,599.98
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 9

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,517.15

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Tax withholdingCommon Stock 7,457 $16.09 $119,983.13
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 8

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,651.15

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Tax withholdingCommon Stock 6,197 $15.98 $98,997.08
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 7

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,108.15

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Tax withholdingCommon Stock 1,865 $16.08 $29,989.20
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 6

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,305.15

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionCommon Stock 2,292 $13.09 $30,002.28
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 5

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,170.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionCommon Stock 7,768 $10.06 $78,146.08
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 4

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,878.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionCommon Stock 11,928 $10.06 $119,995.68
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,110.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionCommon Stock 20,202 $13.09 $264,444.18
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,182.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:49 UTC Exercise / conversionCommon Stock 24,282 $8.57 $208,096.74
Disclosure

SEC source: 0001225208-21-013880 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,980.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 20:22 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
SaleCommon Stock 20,824 $16.05 $334,225.20
Disclosure

SEC source: 0001225208-21-013640 · doc4.xml · nonDerivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,251.826

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:22 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
Tax withholdingCommon Stock 16,943 $15.75 $266,852.25
Disclosure

SEC source: 0001225208-21-013640 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,075.826

F1 · kind: Shares were withheld to cover the associated tax liability upon the vesting of a previously granted award of RSUs.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:40 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 26,394 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-21-013603 · doc4.xml · derivative · entry 4

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,754

Underlying: Common Stock · 26,394 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:40 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
Tax withholdingCommon Stock 17,797 $16.10 $286,531.70
Disclosure

SEC source: 0001225208-21-013603 · doc4.xml · nonDerivative · entry 3

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,018.826

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:40 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
SaleCommon Stock 8,597 $16.11 $138,454.69
Disclosure

SEC source: 0001225208-21-013603 · doc4.xml · nonDerivative · entry 2

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,815.826

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:40 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
Exercise / conversionCommon Stock 26,394 $8.57 $226,196.58
Disclosure

SEC source: 0001225208-21-013603 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,412.826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:32 UTC
Jones Michael ScottSEVP of Significant Subsidiary
SaleCommon Stock 50,000 $16.14 $806,860.00
Disclosure

SEC source: 0001225208-21-013602 · doc4.xml · nonDerivative · entry 1

Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Revocable Trust

Disclosed balance after: 102,647

F1 · balance_after: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 20:31 UTC PurchaseCommon Stock 20,000 $15.71 $314,220.00
Disclosure

SEC source: 0001225208-21-013601 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,249.186

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:26 UTC GrantCommon Stock 1,801.232 $15.96 $28,750.00
Disclosure

SEC source: 0001225208-21-013526 · doc4.xml · nonDerivative · entry 1

Tate Jeffrey L. · CIK 0001699485 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,393.241

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:26 UTC GrantCommon Stock 2,545.219 $15.96 $40,625.00
Disclosure

SEC source: 0001225208-21-013528 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 44,966.584

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC GrantCommon Stock 1,801.232 $15.96 $28,750.00
Disclosure

SEC source: 0001225208-21-013525 · doc4.xml · nonDerivative · entry 1

MCQUADE BARBARA L. · CIK 0001737984 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,393.24

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC GrantCommon Stock 90.062 $15.96 $1,437.50
Disclosure

SEC source: 0001225208-21-013523 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,619.813

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC
Sit Roger JDirector
GrantCommon Stock 1,683.76 $15.96 $26,875.00
Disclosure

SEC source: 0001225208-21-013524 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,275.769

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC
CRANE ANN BDirector
GrantCommon Stock 2,388.59 $15.96 $38,125.00
Disclosure

SEC source: 0001225208-21-013522 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 40,734.262

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC
Heller Paul GSr. EVP & Chief Technology Off
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 9,182 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001225208-21-013521 · doc4.xml · derivative · entry 4

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,182 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:25 UTC
Heller Paul GSr. EVP & Chief Technology Off
SaleCommon Stock 181,688 $15.92 $2,891,964.23
Disclosure

SEC source: 0001225208-21-013521 · doc4.xml · nonDerivative · entry 2

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,578.966

F1 · price: This transaction was executed in multiple trades ranging from $15.91 to $15.925. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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November 01, 2021 Filed Nov 3, 2021 20:25 UTC
Heller Paul GSr. EVP & Chief Technology Off
Exercise / conversionCommon Stock 9,182 $10.89 $99,991.98
Disclosure

SEC source: 0001225208-21-013521 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,266.966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 21, 2021 Filed Oct 22, 2021 20:33 UTC
Tutkovics Julie CExec. VP of Principal Sub.
SaleCommon Stock 3,544 $16.70 $59,184.80
Disclosure

SEC source: 0001225208-21-013222 · doc4.xml · nonDerivative · entry 9

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,867.64

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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October 21, 2021 Filed Oct 22, 2021 20:33 UTC
Litsey Jana JGeneral Counsel
SaleCommon Stock 6,000 $16.75 $100,500.00
Disclosure

SEC source: 0001225208-21-013221 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,148.578

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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October 20, 2021 Filed Oct 21, 2021 21:14 UTC
Pohle Richard AExecutive Vice President
SaleCommon Stock 4,837 $16.50 $79,810.50
Disclosure

SEC source: 0001225208-21-013210 · doc4.xml · nonDerivative · entry 1

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,541.294

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.