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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 2, 2022 21:21 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
GrantCommon Stock 171,994 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003842 · doc4.xml · nonDerivative · entry 2

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,196.414

F2 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:25 UTC
Wasserman Zachary JacobCFO and Senior Exec. VP
GrantCommon Stock 69,492 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004112 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,859.741

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC
Maloney Nancy EEVP and Controller
GrantCommon Stock 12,508 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004111 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,878.484

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
Tax withholdingCommon Stock 20,712 $14.39 $298,045.68
Disclosure

SEC source: 0001225208-22-004110 · doc4.xml · nonDerivative · entry 2

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,707.759

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
GrantCommon Stock 34,746 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004110 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,419.759

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC
Jones Michael ScottSEVP of Significant Subsidiary
Tax withholdingCommon Stock 6,002 $14.39 $86,368.78
Disclosure

SEC source: 0001225208-22-004107 · doc4.xml · nonDerivative · entry 2

Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,239.938

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:24 UTC
Jones Michael ScottSEVP of Significant Subsidiary
GrantCommon Stock 34,746 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004107 · doc4.xml · nonDerivative · entry 1

Jones Michael Scott · CIK 0001533360 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,241.938

F1 · shares: An award of restricted stock units, to be released in shares of common stock, that vests in two equal installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.

F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:17 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
Tax withholdingCommon Stock 2,404 $15.57 $37,430.28
Disclosure

SEC source: 0001225208-22-003710 · doc4.xml · nonDerivative · entry 2

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,673.759

F1 · date: The vesting date of the RSUs was February 25. Normally the shares will issue on the same date as the vesting date, however, due to processing required by the Issuer the shares resulting were not issued until February 28, as reported in this Form 4.

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February 28, 2022 Filed Mar 1, 2022 21:17 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
Tax withholdingCommon Stock 2,165 $15.57 $33,709.05
Disclosure

SEC source: 0001225208-22-003710 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,077.759

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:32 UTC
Litsey Jana JGeneral Counsel
Tax withholdingCommon Stock 1,337 $15.52 $20,750.24
Disclosure

SEC source: 0001225208-22-003872 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,939.781

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:25 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Tax withholdingCommon Stock 934 $15.52 $14,495.68
Disclosure

SEC source: 0001225208-22-003854 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,966.548

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:25 UTC Tax withholdingCommon Stock 1,821 $15.52 $28,261.92
Disclosure

SEC source: 0001225208-22-003853 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,076.309

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:24 UTC
Pohle Richard AExecutive Vice President
Tax withholdingCommon Stock 630 $15.52 $9,777.60
Disclosure

SEC source: 0001225208-22-003850 · doc4.xml · nonDerivative · entry 1

Pohle Richard A · CIK 0001769568 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,327.203

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:24 UTC
Rhodes Steven LeeEVP of Principal Subsidiary
Tax withholdingCommon Stock 1,317 $15.52 $20,439.84
Disclosure

SEC source: 0001225208-22-003851 · doc4.xml · nonDerivative · entry 2

Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,952.523

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:24 UTC
Rhodes Steven LeeEVP of Principal Subsidiary
Tax withholdingCommon Stock 250 $15.52 $3,880.00
Disclosure

SEC source: 0001225208-22-003851 · doc4.xml · nonDerivative · entry 1

Rhodes Steven Lee · CIK 0001859191 · EVP of Principal Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,269.523

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:23 UTC
Kleinman Scott DSr. EVP of Principal Sub.
Tax withholdingCommon Stock 3,317 $15.52 $51,479.84
Disclosure

SEC source: 0001225208-22-003848 · doc4.xml · nonDerivative · entry 3

Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,863.821

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:23 UTC
Kleinman Scott DSr. EVP of Principal Sub.
Tax withholdingCommon Stock 2,623 $15.52 $40,708.96
Disclosure

SEC source: 0001225208-22-003848 · doc4.xml · nonDerivative · entry 2

Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,180.821

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:23 UTC
Kleinman Scott DSr. EVP of Principal Sub.
Tax withholdingCommon Stock 942 $15.52 $14,619.84
Disclosure

SEC source: 0001225208-22-003848 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Sr. EVP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,803.821

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:23 UTC
Pierce Sandra E.Senior Exec Vice President
Tax withholdingCommon Stock 1,400 $15.52 $21,728.00
Disclosure

SEC source: 0001225208-22-003849 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,397.889

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:23 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 1,155 $15.52 $17,925.60
Disclosure

SEC source: 0001225208-22-003847 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,640.114

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:22 UTC
Heller Paul GSr. EVP & Chief Technology Off
Tax withholdingCommon Stock 1,421 $15.52 $22,053.92
Disclosure

SEC source: 0001225208-22-003844 · doc4.xml · nonDerivative · entry 1

Heller Paul G · CIK 0001561163 · Sr. EVP & Chief Technology Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,386.065

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:22 UTC
Dennis Donald LeeEVP of Principal Subsidiary
Tax withholdingCommon Stock 83 $15.52 $1,288.16
Disclosure

SEC source: 0001225208-22-003846 · doc4.xml · nonDerivative · entry 2

Dennis Donald Lee · CIK 0001858781 · EVP of Principal Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,659.89

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:22 UTC
Dennis Donald LeeEVP of Principal Subsidiary
Tax withholdingCommon Stock 82 $15.52 $1,272.64
Disclosure

SEC source: 0001225208-22-003846 · doc4.xml · nonDerivative · entry 1

Dennis Donald Lee · CIK 0001858781 · EVP of Principal Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,742.89

F1 · balance_after: Reflects the transfer of shares from directly-owned to the Executive Deferred Compensation Plan.

F2 · ownership.direct: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:21 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 4,551 $15.52 $70,631.52
Disclosure

SEC source: 0001225208-22-003842 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,202.414

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:21 UTC
SHAFER THOMAS CSEVP of Significant Subsidiary
Tax withholdingCommon Stock 560 $15.85 $8,876.00
Disclosure

SEC source: 0001225208-22-003093 · doc4.xml · nonDerivative · entry 1

SHAFER THOMAS C · CIK 0001454988 · SEVP of Significant Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,242.759

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 21:25 UTC PurchaseCommon Stock 876 $16.12 $14,121.12
Disclosure

SEC source: 0001225208-22-001675 · doc4.xml · nonDerivative · entry 2

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,145.173

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:25 UTC PurchaseCommon Stock 6,684 $15.83 $105,807.72
Disclosure

SEC source: 0001225208-22-001675 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,269.173

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:27 UTC GrantCommon Stock 2,609.99 $15.57 $40,624.49
Disclosure

SEC source: 0001225208-22-001093 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 48,016.302

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:29 UTC GrantCommon Stock 1,847.07 $15.57 $28,749.64
Disclosure

SEC source: 0001225208-22-001095 · doc4.xml · nonDerivative · entry 1

Tate Jeffrey L. · CIK 0001699485 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,263.715

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:27 UTC
Sit Roger JDirector
GrantCommon Stock 1,726.61 $15.57 $26,874.68
Disclosure

SEC source: 0001225208-22-001094 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,024.634

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:27 UTC GrantCommon Stock 1,847.07 $15.57 $28,749.64
Disclosure

SEC source: 0001225208-22-001092 · doc4.xml · nonDerivative · entry 1

MCQUADE BARBARA L. · CIK 0001737984 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,263.713

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:25 UTC GrantCommon Stock 92.353 $15.57 $1,437.47
Disclosure

SEC source: 0001225208-22-001091 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,737.785

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 21:25 UTC
CRANE ANN BDirector
GrantCommon Stock 2,449.37 $15.57 $38,124.44
Disclosure

SEC source: 0001225208-22-001090 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 43,581.972

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 21:23 UTC
Tutkovics Julie CExec. VP of Principal Sub.
SaleCommon Stock 3,084 $17.64 $54,401.76
Disclosure

SEC source: 0001225208-22-000863 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,706.025

Read SEC document
January 18, 2022 Filed Jan 19, 2022 21:23 UTC
Litsey Jana JGeneral Counsel
SaleCommon Stock 6,000 $17.75 $106,500.00
Disclosure

SEC source: 0001225208-22-000862 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,088.713

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 24,738 $0.00 Strike: $13.77 $0.00
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · derivative · entry 7

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,340

Underlying: Common Stock · 24,738 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 10,602 $0.00 Strike: $13.77 $0.00
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · derivative · entry 6

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,078

Underlying: Common Stock · 10,602 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Tax withholdingCommon Stock 21,654 $17.08 $369,850.32
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · nonDerivative · entry 4

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,790.025

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Tax withholdingCommon Stock 9,280 $17.08 $158,502.40
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · nonDerivative · entry 3

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,444.025

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Exercise / conversionCommon Stock 10,602 $13.77 $145,989.54
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · nonDerivative · entry 2

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,724.025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:19 UTC
Tutkovics Julie CExec. VP of Principal Sub.
Exercise / conversionCommon Stock 24,738 $13.77 $340,642.26
Disclosure

SEC source: 0001225208-22-000802 · doc4.xml · nonDerivative · entry 1

Tutkovics Julie C · CIK 0001643424 · Exec. VP of Principal Sub.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,122.025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 21:22 UTC
Pierce Sandra E.Senior Exec Vice President
SaleCommon Stock 17,511 $17.35 $303,815.85
Disclosure

SEC source: 0001225208-22-000664 · doc4.xml · nonDerivative · entry 1

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,150.721

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 21:21 UTC SaleCommon Stock 5,544 $17.35 $96,188.40
Disclosure

SEC source: 0001225208-22-000662 · doc4.xml · nonDerivative · entry 5

Syal Rajeev · CIK 0001656194 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,384.95

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,338 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · derivative · entry 8

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,027

Underlying: Common Stock · 25,338 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 25,337 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · derivative · entry 7

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,365

Underlying: Common Stock · 25,337 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Tax withholdingCommon Stock 16,797 $17.00 $285,549.00
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · nonDerivative · entry 5

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,692.207

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January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Tax withholdingCommon Stock 16,367 $17.00 $278,239.00
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · nonDerivative · entry 4

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,489.207

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January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Exercise / conversionCommon Stock 25,337 $8.57 $217,138.09
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · nonDerivative · entry 3

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,856.207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 07, 2022 Filed Jan 10, 2022 21:18 UTC
Pierce Sandra E.Senior Exec Vice President
Exercise / conversionCommon Stock 25,338 $8.57 $217,146.66
Disclosure

SEC source: 0001225208-22-000642 · doc4.xml · nonDerivative · entry 2

Pierce Sandra E. · CIK 0001562298 · Senior Exec Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,519.207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 07, 2022 Filed Jan 11, 2022 21:21 UTC
Litsey Jana JGeneral Counsel
SaleCommon Stock 6,000 $17.25 $103,500.00
Disclosure

SEC source: 0001225208-22-000663 · doc4.xml · nonDerivative · entry 1

Litsey Jana J · CIK 0001719349 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,088.713

F1 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.