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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2024 Filed Jul 4, 2024 01:39 UTC GrantCommon Stock 793.237 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007312 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,141.756

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:09 UTC
Houston HelgaSenior Exec. V. P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 58,365 $0.00 Strike: $10.89 $0.00
Disclosure

SEC source: 0001225208-24-006529 · doc4.xml · derivative · entry 7

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,365 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:09 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 43,764 $13.64 $596,940.96
Disclosure

SEC source: 0001225208-24-006529 · doc4.xml · nonDerivative · entry 4

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,817.285

F2 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the exercise of stock options.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:09 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 7,323 $13.66 $99,995.57
Disclosure

SEC source: 0001225208-24-006529 · doc4.xml · nonDerivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 641,581.285

F2 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the exercise of stock options.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:09 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 7,278 $13.64 $99,238.44
Disclosure

SEC source: 0001225208-24-006529 · doc4.xml · nonDerivative · entry 2

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,904.285

F1 · price: This transaction was executed in multiple trades ranging from $13.632 to $13.644. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2024 Filed Jun 4, 2024 00:09 UTC
Houston HelgaSenior Exec. V. P.
Exercise / conversionCommon Stock 58,365 $10.89 $635,594.85
Disclosure

SEC source: 0001225208-24-006529 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,182.285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2024 Filed May 8, 2024 22:28 UTC
White Donnell RChief DEI Officer, SVP
Tax withholdingCommon Stock 532 $13.92 $7,405.44
Disclosure

SEC source: 0001225208-24-005855 · doc4.xml · nonDerivative · entry 1

White Donnell R · CIK 0001802620 · Chief DEI Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,946.175

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:03 UTC
Kowalski Kendall AChief Information Officer
SaleCommon Stock 15,710.893 $13.84 $217,454.47
Disclosure

SEC source: 0001225208-24-005771 · doc4.xml · nonDerivative · entry 1

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,195.317

F1 · price: This transaction was executed in multiple trades ranging from $13.84 to $13.841. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
SaleCommon Stock 11,155 $13.76 $153,492.80
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 9

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,733.473

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Syal on January 24, 2024.

Read SEC document
May 02, 2024 Filed May 3, 2024 21:10 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 7,957 $13.65 $108,613.05
Disclosure

SEC source: 0001225208-24-005587 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,817.285

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Ms. Houston had a deferred portion of an Restricted Stock Unit award which vested in the amount of 7,188.802 shares, which were moved from her Direct holdings to her Executive Deferred Compensation Plan Indirect holdings.

Read SEC document
May 01, 2024 Filed May 4, 2024 00:47 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005630 · doc4.xml · nonDerivative · entry 1

PORTEOUS DAVID L · CIK 0001267320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,673.708

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 4, 2024 00:47 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
Tax withholdingCommon Stock 10,063 $13.65 $137,359.95
Disclosure

SEC source: 0001225208-24-005629 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,821.217

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 4, 2024 00:47 UTC
STEINOUR STEPHEN DDirector · President, CEO & Chairman
Tax withholdingCommon Stock 28,981 $13.65 $395,590.65
Disclosure

SEC source: 0001225208-24-005628 · doc4.xml · nonDerivative · entry 1

STEINOUR STEPHEN D · CIK 0001213991 · Director · President, CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,486,240.001

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 4, 2024 00:47 UTC
Nateri PrashantChief Corp Operations Officer
Tax withholdingCommon Stock 2,802 $13.65 $38,247.30
Disclosure

SEC source: 0001225208-24-005627 · doc4.xml · nonDerivative · entry 1

Nateri Prashant · CIK 0002014306 · Chief Corp Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,620.739

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 1,509 $13.65 $20,597.85
Disclosure

SEC source: 0001225208-24-005605 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,499.17

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Lawlor Brendan AExecutive VP and CCO
Tax withholdingCommon Stock 1,056 $13.65 $14,414.40
Disclosure

SEC source: 0001225208-24-005604 · doc4.xml · nonDerivative · entry 1

Lawlor Brendan A · CIK 0002006760 · Executive VP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,765.863

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Kleinman Scott DSenior Exec. V.P.
Tax withholdingCommon Stock 9,661 $13.65 $131,872.65
Disclosure

SEC source: 0001225208-24-005601 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,249.039

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Kowalski Kendall AChief Information Officer
Tax withholdingCommon Stock 8,253 $13.65 $112,653.45
Disclosure

SEC source: 0001225208-24-005603 · doc4.xml · nonDerivative · entry 1

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,849.417

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005600 · doc4.xml · nonDerivative · entry 1

Tate Jeffrey L. · CIK 0001699485 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,647.179

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Dhingra AmitChief Enterprise Pmts Officer
Tax withholdingCommon Stock 1,141 $13.65 $15,574.65
Disclosure

SEC source: 0001225208-24-005602 · doc4.xml · nonDerivative · entry 1

Dhingra Amit · CIK 0002014299 · Chief Enterprise Pmts Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,109.907

F1 · shares: Reflects shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of a restricted stock unit award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:11 UTC
Sit Roger JDirector
GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005599 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,181.902

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005598 · doc4.xml · nonDerivative · entry 1

Shea Teresa H · CIK 0001980959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,073

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005596 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,544.864

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 11,538 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005597 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,590.172

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005593 · doc4.xml · nonDerivative · entry 1

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,365.4734

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005592 · doc4.xml · nonDerivative · entry 1

Hochschwender J Michael · CIK 0001340947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,467.104

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 11,538 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005595 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,054.705

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005594 · doc4.xml · nonDerivative · entry 1

King Richard H · CIK 0001614229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,742.037

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 11,538 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005591 · doc4.xml · nonDerivative · entry 1

France Gina D · CIK 0001299626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,066.689

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

F2 · balance_after: Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005588 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,348.519

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005590 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,538.753

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
CRANE ANN BDirector
GrantCommon Stock 10,073 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005589 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,586.06

F1 · shares: An award of deferred stock units - the underlying shares are deliverable to the Reporting Person the later of six months following separation from service as a director or one year following the date of the award.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 48,564 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · derivative · entry 11

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,564 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 14,734 $13.57 $199,940.38
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 8

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,888.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 14,727 $13.59 $200,066.30
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 7

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,622.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 9,258 $13.65 $126,371.70
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 6

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,349.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
SaleCommon Stock 7,435 $13.57 $100,892.95
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 5

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 329,607.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 5,163 $13.56 $69,984.47
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 4

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,042.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
SaleCommon Stock 4,192 $13.85 $58,038.24
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,205.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 2,212 $13.56 $29,994.72
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,397.473

Read SEC document
May 01, 2024 Filed May 3, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
Exercise / conversionCommon Stock 48,564 $8.57 $416,193.48
Disclosure

SEC source: 0001225208-24-005586 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 348,609.473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:10 UTC
Syal RajeevSenior Exec. V.P.
SaleCommon Stock 20,244 $13.45 $272,281.80
Disclosure

SEC source: 0001225208-24-005495 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,045.473

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Syal on January 24, 2024

Read SEC document
April 30, 2024 Filed May 2, 2024 21:10 UTC
Kleinman Scott DSenior Exec. V.P.
SaleCommon Stock 51,689 $13.45 $695,217.05
Disclosure

SEC source: 0001225208-24-005494 · doc4.xml · nonDerivative · entry 1

Kleinman Scott D · CIK 0001810614 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 427,910.039

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kleinman on January 29, 2024.

Read SEC document
April 29, 2024 Filed May 1, 2024 21:06 UTC
Syal RajeevSenior Exec. V.P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 97,128 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-005436 · doc4.xml · derivative · entry 5

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,564

Underlying: Common Stock · 97,128 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2024 Filed May 1, 2024 21:06 UTC
Syal RajeevSenior Exec. V.P.
Tax withholdingCommon Stock 76,884 $13.51 $1,038,702.84
Disclosure

SEC source: 0001225208-24-005436 · doc4.xml · nonDerivative · entry 3

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,289.473

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Syal on January 24, 2024.

Read SEC document
April 29, 2024 Filed May 1, 2024 21:06 UTC
Syal RajeevSenior Exec. V.P.
SaleCommon Stock 27,265 $13.51 $368,350.15
Disclosure

SEC source: 0001225208-24-005436 · doc4.xml · nonDerivative · entry 2

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 397,173.473

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Syal on January 24, 2024.

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April 29, 2024 Filed May 1, 2024 21:06 UTC
Syal RajeevSenior Exec. V.P.
Exercise / conversionCommon Stock 97,128 $8.57 $832,386.96
Disclosure

SEC source: 0001225208-24-005436 · doc4.xml · nonDerivative · entry 1

Syal Rajeev · CIK 0001656194 · Senior Exec. V.P.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 424,438.473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reported sale of shares occured automatically pursuant to a Rule 10b5-1 trading plan adopted by Mr. Syal on January 24, 2024.

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April 24, 2024 Filed Apr 25, 2024 21:08 UTC
Kowalski Kendall AChief Information Officer
SaleCommon Stock 15,948.181 $13.47 $214,822.00
Disclosure

SEC source: 0001225208-24-005239 · doc4.xml · nonDerivative · entry 1

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,102.417

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April 23, 2024 Filed Apr 25, 2024 21:25 UTC
Sit Roger JDirector
GrantCommon Stock 2,410.275 $13.53 $32,611.02
Disclosure

SEC source: 0001225208-24-005248 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 28,025.422

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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April 23, 2024 Filed Apr 25, 2024 21:25 UTC GrantCommon Stock 3,010.535 $13.53 $40,732.54
Disclosure

SEC source: 0001225208-24-005246 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 38,332.54

F1 · balance_after: Total includes the exempt acquisition of shares via the automatic reinvestment of dividends.

F2 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.