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Nasdaq · USD

HBAN

HUNTINGTON BANCSHARES INC /MD/

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Tapewire entity
3125
SEC CIK
0000049196
Parsed reports
1,343

Last 12 months

Inside the activity.

17 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202601
Feb 202633
Mar 202662
Apr 202630
May 202600
Jun 202643
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 25.375 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009111 · doc4.xml · nonDerivative · entry 2

King Richard H · CIK 0001614229 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 2,374.763

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 428.838 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009111 · doc4.xml · nonDerivative · entry 1

King Richard H · CIK 0001614229 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,632.084

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 210.576 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009110 · doc4.xml · nonDerivative · entry 3

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 19,707.718

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 244.642 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009110 · doc4.xml · nonDerivative · entry 2

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,928.3665

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 389.2741 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009110 · doc4.xml · nonDerivative · entry 1

Inglis John C · CIK 0001657175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,683.7245

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 827.379 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009109 · doc4.xml · nonDerivative · entry 2

Hochschwender J Michael · CIK 0001340947 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · FirstMerit Directors' Deferred Plans

Disclosed balance after: 77,307.034

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 1,039.744 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009109 · doc4.xml · nonDerivative · entry 1

Hochschwender J Michael · CIK 0001340947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,625.071

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC
Hingst Marcy CSEVP and General Counsel
GrantCommon Stock 3,751.991 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009108 · doc4.xml · nonDerivative · entry 1

Hingst Marcy C · CIK 0001997520 · SEVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,387.752

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 389.531 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009107 · doc4.xml · nonDerivative · entry 2

France Gina D · CIK 0001299626 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · FirstMerit Directors' Deferred Plans

Disclosed balance after: 36,396.231

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 1,076.796 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009107 · doc4.xml · nonDerivative · entry 1

France Gina D · CIK 0001299626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,301.556

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 145.839 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009106 · doc4.xml · nonDerivative · entry 2

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 13,649.031

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC GrantCommon Stock 244.642 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009106 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,046.503

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC
Dhingra AmitChief Enterprise Pmts Officer
GrantCommon Stock 72.488 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009105 · doc4.xml · nonDerivative · entry 2

Dhingra Amit · CIK 0002014299 · Chief Enterprise Pmts Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Issuer's Supplemental Stock Purchase and Tax Savings Plan

Disclosed balance after: 6,760.259

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:20 UTC
Dhingra AmitChief Enterprise Pmts Officer
GrantCommon Stock 612.384 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009105 · doc4.xml · nonDerivative · entry 1

Dhingra Amit · CIK 0002014299 · Chief Enterprise Pmts Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,456.916

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:19 UTC
CRANE ANN BDirector
GrantCommon Stock 875.689 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009104 · doc4.xml · nonDerivative · entry 2

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 81,955.448

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:19 UTC
CRANE ANN BDirector
GrantCommon Stock 1,352.163 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009104 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,392.446

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:19 UTC GrantCommon Stock 256.219 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009103 · doc4.xml · nonDerivative · entry 2

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 23,979.418

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 21:19 UTC GrantCommon Stock 737.565 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009103 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,879.321

Read SEC document
September 03, 2024 Filed Sep 5, 2024 00:27 UTC
Miller Timothy WEVP & Chief Communications Off
GrantCommon Stock 45,669 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008479 · doc4.xml · nonDerivative · entry 1

Miller Timothy W · CIK 0002034733 · EVP & Chief Communications Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,669

F1 · shares: This amount includes two awards of restricted stock units. The first award is to be released in 32,138 shares of common stock, that vests in three installments: 5% on the first anniversary of the date of grant on 9/3/2025, then 25% on the second anniversary of the date of grant on 9/3/2026, and then 70% on the third anniversary of the date of grant on 9/3/2027. The second award is to be released in 13,531 shares of common stock, that vests in two installments: 50% on the third anniversary of the date of grant on 9/3/2027, and then 50% on the fourth anniversary of the date of grant on 9/3/2028.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:54 UTC
Lawlor Brendan AExecutive VP and CCO
SaleCommon Stock 9,050 $15.06 $136,293.00
Disclosure

SEC source: 0001225208-24-007720 · doc4.xml · nonDerivative · entry 1

Lawlor Brendan A · CIK 0002006760 · Executive VP and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,110.879

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:54 UTC
Houston HelgaSenior Exec. V. P.
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 62,640 $0.00 Strike: $10.06 $0.00
Disclosure

SEC source: 0001225208-24-007719 · doc4.xml · derivative · entry 6

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,940

Underlying: Common Stock · 62,640 shares

Expires 2026-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:54 UTC
Houston HelgaSenior Exec. V. P.
Tax withholdingCommon Stock 51,352 $15.01 $770,793.52
Disclosure

SEC source: 0001225208-24-007719 · doc4.xml · nonDerivative · entry 3

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 567,479.874

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:54 UTC
Houston HelgaSenior Exec. V. P.
SaleCommon Stock 11,288 $15.02 $169,545.76
Disclosure

SEC source: 0001225208-24-007719 · doc4.xml · nonDerivative · entry 2

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,831.874

Read SEC document
July 29, 2024 Filed Jul 31, 2024 20:54 UTC
Houston HelgaSenior Exec. V. P.
Exercise / conversionCommon Stock 62,640 $10.06 $630,158.40
Disclosure

SEC source: 0001225208-24-007719 · doc4.xml · nonDerivative · entry 1

Houston Helga · CIK 0001478277 · Senior Exec. V. P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,119.874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 15,839 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · derivative · entry 7

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,839 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
SaleCommon Stock 5,747 $14.98 $86,095.81
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · nonDerivative · entry 5

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,899.003

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
Tax withholdingCommon Stock 5,138 $14.97 $76,915.86
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · nonDerivative · entry 4

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,646.003

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
Tax withholdingCommon Stock 4,046 $14.98 $60,588.85
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · nonDerivative · entry 3

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,784.003

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
Tax withholdingCommon Stock 908 $14.96 $13,579.14
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · nonDerivative · entry 2

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,830.003

Read SEC document
July 24, 2024 Filed Jul 26, 2024 21:30 UTC
Kowalski Kendall AChief Information Officer
Exercise / conversionCommon Stock 15,839 $8.57 $135,740.23
Disclosure

SEC source: 0001225208-24-007614 · doc4.xml · nonDerivative · entry 1

Kowalski Kendall A · CIK 0002014348 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,738.003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Sit Roger JDirector
GrantCommon Stock 2,045.881 $14.97 $30,626.84
Disclosure

SEC source: 0001225208-24-007575 · doc4.xml · nonDerivative · entry 1

Sit Roger J · CIK 0001631446 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 30,400.424

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC GrantCommon Stock 2,855.883 $14.97 $42,752.57
Disclosure

SEC source: 0001225208-24-007574 · doc4.xml · nonDerivative · entry 1

Phelan Kenneth J · CIK 0001779467 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 41,638.588

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC GrantCommon Stock 2,855.883 $14.97 $42,752.57
Disclosure

SEC source: 0001225208-24-007573 · doc4.xml · nonDerivative · entry 1

NEU RICHARD W · CIK 0001220191 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 226,707.901

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC GrantCommon Stock 192.062 $14.97 $2,875.17
Disclosure

SEC source: 0001225208-24-007572 · doc4.xml · nonDerivative · entry 1

Kline Katherine M. A. · CIK 0001753616 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 4,495.174

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC GrantCommon Stock 2,847.533 $14.97 $42,627.57
Disclosure

SEC source: 0001225208-24-007571 · doc4.xml · nonDerivative · entry 1

Diaz-Granados Rafael · CIK 0001979008 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 13,503.192

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
CRANE ANN BDirector
GrantCommon Stock 2,546.913 $14.97 $38,127.29
Disclosure

SEC source: 0001225208-24-007570 · doc4.xml · nonDerivative · entry 1

CRANE ANN B · CIK 0001252451 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 81,079.759

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC GrantCommon Stock 1,920.623 $14.97 $28,751.73
Disclosure

SEC source: 0001225208-24-007569 · doc4.xml · nonDerivative · entry 1

Cotton Alanna Y. · CIK 0001797695 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Director Deferred Compensation Plan

Disclosed balance after: 23,723.199

F1 · ownership.nature: The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Wasserman Zachary JacobCFO and Senior Exec. V.P.
SaleCommon Stock 33,000 $15.13 $499,290.00
Disclosure

SEC source: 0001225208-24-007568 · doc4.xml · nonDerivative · entry 1

Wasserman Zachary Jacob · CIK 0001792778 · CFO and Senior Exec. V.P.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,809.03

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 33,783 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · derivative · entry 12

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,783 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 23,560 $0.00 Strike: $13.77 $0.00
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · derivative · entry 11

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,560 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionEmployee/Director Stock Option (Right to Buy) · Derivative 12,010 $0.00 Strike: $13.09 $0.00
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · derivative · entry 10

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,010 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
SaleCommon Stock 57,537 $15.15 $871,685.55
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 9

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,594.804

F1 · price: This transaction was executed in multiple trades ranging from $15.15 to $15.175. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 20,726 $15.19 $314,724.31
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 8

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,131.804

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 12,080 $15.20 $183,555.60
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 7

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,857.804

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 10,216 $15.19 $155,181.04
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 6

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,937.804

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 9,708 $15.17 $147,270.36
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 5

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,153.804

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Tax withholdingCommon Stock 1,558 $15.15 $23,603.70
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 4

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,861.804

Read SEC document
July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionCommon Stock 12,010 $13.09 $157,210.90
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 3

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,419.804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionCommon Stock 23,560 $13.77 $324,421.20
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 2

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,409.804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 23, 2024 Filed Jul 25, 2024 22:19 UTC
Maloney Nancy EExecutive V.P. and Controller
Exercise / conversionCommon Stock 33,783 $8.57 $289,520.31
Disclosure

SEC source: 0001225208-24-007567 · doc4.xml · nonDerivative · entry 1

Maloney Nancy E · CIK 0001690202 · Executive V.P. and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,849.804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.