Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2018 Filed Nov 28, 2018 01:25 UTC |
Momen RonnieChief Lending Officer
|
Tax withholdingCommon Stock | 19,732 | $3.47 | $68,470.04 |
DisclosureSEC source: 0001127602-18-034543 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,234 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:25 UTC |
Momen RonnieChief Lending Officer
|
Exercise / conversionCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034543 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC |
Koohestani BahmanChief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,576 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC |
Koohestani BahmanChief Technology Officer
|
Tax withholdingCommon Stock | 25,653 | $3.47 | $89,015.91 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,191 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2018 Filed Nov 28, 2018 01:20 UTC |
Koohestani BahmanChief Technology Officer
|
Exercise / conversionCommon Stock | 74,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034539 · form4.xml · nonDerivative · entry 1 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:33 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 89,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033101 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,189 Underlying: Common Stock · 89,031 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, over a four-year period, beginning on May 12, 2016. Read SEC document |
|
| November 12, 2018 Filed Nov 14, 2018 22:33 UTC | Tax withholdingCommon Stock | 44,142 | $3.41 | $150,524.22 |
DisclosureSEC source: 0001127602-18-033101 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407,252 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| November 12, 2018 Filed Nov 14, 2018 22:33 UTC | Exercise / conversionCommon Stock | 89,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033101 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 2,500 shares acquired on November 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
|
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,783 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC |
Gulati SameerChief Operations Officer
|
Tax withholdingCommon Stock | 7,797 | $3.24 | $25,262.28 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,363 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,508 Underlying: Common Stock · 15,724 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Tax withholdingCommon Stock | 7,796 | $3.67 | $28,611.32 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,435 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · derivative · entry 7 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,472 Underlying: Common Stock · 36,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · derivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,542 Underlying: Common Stock · 12,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,674 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · derivative · entry 5 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,069 Underlying: Common Stock · 23,674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 24,945 | $3.84 | $95,788.80 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,881 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 36,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 12,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:14 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 23,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026425 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026431 · form4.xml · derivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,136 Underlying: Common Stock · 17,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 92,213 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026431 · form4.xml · derivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,640 Underlying: Common Stock · 92,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:26 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 54,508 | $3.84 | $209,310.72 |
DisclosureSEC source: 0001127602-18-026431 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,381 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 17,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026431 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:26 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 92,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026431 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 41,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,687 Underlying: Common Stock · 41,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,645 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,160 Underlying: Common Stock · 22,645 shares Expires 2026-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,574 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,443 Underlying: Common Stock · 5,574 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · derivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219 Underlying: Common Stock · 610 shares Expires 2025-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2015, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 35,108 | $3.84 | $134,814.72 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,744 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 41,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 22,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 17:54 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026413 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 32,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 7 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,091 Underlying: Common Stock · 32,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,019 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,232 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Tax withholdingCommon Stock | 32,514 | $3.84 | $124,853.76 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,507 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 32,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC |
Gulati SameerChief Operations Officer
|
Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 46,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,986 Underlying: Common Stock · 46,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
|
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 34,404 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · derivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,037 Underlying: Common Stock · 34,404 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
|
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Tax withholdingCommon Stock | 40,184 | $3.84 | $154,306.56 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359,863 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
|
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Exercise / conversionCommon Stock | 46,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| August 25, 2018 Filed Aug 28, 2018 22:29 UTC | Exercise / conversionCommon Stock | 34,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026433 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
|
| August 25, 2018 Filed Aug 28, 2018 22:23 UTC |
Momen RonnieChief Lending Officer
|
GrantRestricted Stock Unit (RSU) · Derivative | 911,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026429 · form4.xml · derivative · entry 1 Momen Ronnie · CIK 0001747276 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,459 Underlying: Common Stock · 911,459 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:16 UTC |
Koohestani BahmanChief Technology Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 74,184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026427 · form4.xml · derivative · entry 3 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,760 Underlying: Common Stock · 74,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 22:16 UTC |
Koohestani BahmanChief Technology Officer
|
Tax withholdingCommon Stock | 25,524 | $3.84 | $98,012.16 |
DisclosureSEC source: 0001127602-18-026427 · form4.xml · nonDerivative · entry 2 Koohestani Bahman · CIK 0001406777 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,660 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.