Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 3,904 | $5.26 | $20,535.04 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,079 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 1,354 | $5.26 | $7,122.04 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,750 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Tax withholdingCommon Stock | 2,635 | $5.26 | $13,860.10 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,645 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 20:39 UTC |
Kay ValerieChief Capital Officer
|
Exercise / conversionCommon Stock | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018023 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · derivative · entry 12 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,476 Underlying: Common Stock · 5,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · derivative · entry 11 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,359 Underlying: Common Stock · 2,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · derivative · entry 10 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,814 Underlying: Common Stock · 3,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · derivative · entry 9 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,054 Underlying: Common Stock · 4,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 2,007 | $5.26 | $10,556.82 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 8 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,841 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 5,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 7 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 1,116 | $5.26 | $5,870.16 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 6 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,750 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 2,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 1,760 | $5.26 | $9,257.60 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 4 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,470 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 3,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 3 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Tax withholdingCommon Stock | 2,337 | $5.26 | $12,292.62 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 2 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,685 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 28, 2020 00:42 UTC |
Stack FergalSVP, Corporate Controller
|
Exercise / conversionCommon Stock | 4,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018026 · form4.xml · nonDerivative · entry 1 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · derivative · entry 15 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,972 Underlying: Common Stock · 5,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,076 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · derivative · entry 14 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,234 Underlying: Common Stock · 4,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · derivative · entry 13 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,895 Underlying: Common Stock · 5,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,395 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · derivative · entry 12 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,770 Underlying: Common Stock · 8,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · derivative · entry 11 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,530 Underlying: Common Stock · 4,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2016, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 3,158 | $5.26 | $16,611.08 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 10 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,804 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 9 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 2,147 | $5.26 | $11,293.22 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 8 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,964 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 7 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 3,155 | $5.26 | $16,595.30 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 6 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,035 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 5,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 5 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 4,420 | $5.26 | $23,249.20 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 4 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,199 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 8,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 3 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Tax withholdingCommon Stock | 2,385 | $5.26 | $12,545.10 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 2 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,224 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2020 Filed May 27, 2020 19:50 UTC |
Bogan TimothyChief Risk Officer
|
Exercise / conversionCommon Stock | 4,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018015 · form4.xml · nonDerivative · entry 1 Bogan Timothy · CIK 0001692844 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 18 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,436 Underlying: Common Stock · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 17 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,140 Underlying: Common Stock · 20,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
|
| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 16 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,825 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 15 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,763 Underlying: Common Stock · 13,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2019, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 14 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,299 Underlying: Common Stock · 9,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,881 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · derivative · entry 13 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,643 Underlying: Common Stock · 6,881 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 7,106 | $5.26 | $37,377.56 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 12 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,309 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionCommon Stock | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 11 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 10,731 | $5.26 | $56,445.06 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 10 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,920 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionCommon Stock | 20,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 9 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 5,257 | $5.26 | $27,651.82 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,272 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 7,046 | $5.26 | $37,061.96 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,545 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionCommon Stock | 13,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 4,912 | $5.26 | $25,837.12 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,209 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Exercise / conversionCommon Stock | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
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| May 25, 2020 Filed May 28, 2020 01:36 UTC | Tax withholdingCommon Stock | 3,623 | $5.26 | $19,056.98 |
DisclosureSEC source: 0001127602-20-018034 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,792 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.