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HALLIBURTON CO

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3141
SEC CIK
0000045012
Parsed reports
949

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202606
Feb 202600
Mar 202604
Apr 202603
May 202603
Jun 202601
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2022 Filed Apr 18, 2022 14:46 UTC
McKeon TimothySenior VP and Treasurer
Exercise / conversionOption to Buy Common Stock · Derivative 4,900 $0.00 Strike: $36.31 $0.00
Disclosure

SEC source: 0001062993-22-010368 · form4.xml · derivative · entry 3

McKeon Timothy · CIK 0001595098 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires 2023-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 10, 2022.

Read SEC document
April 14, 2022 Filed Apr 18, 2022 14:46 UTC
McKeon TimothySenior VP and Treasurer
SaleCommon Stock 4,900 $41.00 $200,900.00
Disclosure

SEC source: 0001062993-22-010368 · form4.xml · nonDerivative · entry 2

McKeon Timothy · CIK 0001595098 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,782

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 10, 2022.

Read SEC document
April 14, 2022 Filed Apr 18, 2022 14:46 UTC
McKeon TimothySenior VP and Treasurer
Exercise / conversionCommon Stock 4,900 $36.31 $177,919.00
Disclosure

SEC source: 0001062993-22-010368 · form4.xml · nonDerivative · entry 1

McKeon Timothy · CIK 0001595098 · Senior VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:16 UTC
Miller Jeffrey AllenDirector · Director, President & CEO
SaleCommon Stock 58,600 $40.00 $2,344,000.00
Disclosure

SEC source: 0001062993-22-010194 · form4.xml · nonDerivative · entry 1

Miller Jeffrey Allen · CIK 0001558667 · Director · Director, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,421.498

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

F2 · balance_after: Includes 1,093.135 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ending March 31, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:12 UTC
Rainey Joe DPres., Eastern Hemisphere
SaleCommon Stock 20,000 $40.73 $814,600.00
Disclosure

SEC source: 0001062993-22-010192 · form4.xml · nonDerivative · entry 1

Rainey Joe D · CIK 0001507985 · Pres., Eastern Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,298.963

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:07 UTC
Jones Myrtle LSenior Vice Pres - Tax
Exercise / conversionOption to Buy Common Stock · Derivative 4,965 $0.00 Strike: $31.44 $0.00
Disclosure

SEC source: 0001062993-22-010190 · form4.xml · derivative · entry 3

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,965 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:07 UTC
Jones Myrtle LSenior Vice Pres - Tax
SaleCommon Stock 4,965 $40.00 $198,600.00
Disclosure

SEC source: 0001062993-22-010190 · form4.xml · nonDerivative · entry 2

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,369.264

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

F2 · balance_after: Includes 255.065 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ending March 31, 2022.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:07 UTC
Jones Myrtle LSenior Vice Pres - Tax
Exercise / conversionCommon Stock 4,965 $31.44 $156,099.60
Disclosure

SEC source: 0001062993-22-010190 · form4.xml · nonDerivative · entry 1

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,079.199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:51 UTC
Richard MarkPresident - Western Hemisphere
SaleCommon Stock 7,500 $40.00 $300,000.00
Disclosure

SEC source: 0001062993-22-010099 · form4.xml · nonDerivative · entry 1

Richard Mark · CIK 0001767591 · President - Western Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,633.352

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

F2 · balance_after: Includes 321.444 shares of stock accumulated through dividend reinvestment as of March 31, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:49 UTC
Pope Lawrence JEVP Administration & CHRO
Exercise / conversionOption to Buy Common Stock · Derivative 38,500 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0001062993-22-010097 · form4.xml · derivative · entry 4

Pope Lawrence J · CIK 0001350647 · EVP Administration & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,500 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:49 UTC
Pope Lawrence JEVP Administration & CHRO
SaleCommon Stock 38,500 $39.95 $1,538,075.00
Disclosure

SEC source: 0001062993-22-010097 · form4.xml · nonDerivative · entry 3

Pope Lawrence J · CIK 0001350647 · EVP Administration & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,080.405

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:49 UTC
Pope Lawrence JEVP Administration & CHRO
Exercise / conversionCommon Stock 38,500 $33.50 $1,289,750.00
Disclosure

SEC source: 0001062993-22-010097 · form4.xml · nonDerivative · entry 2

Pope Lawrence J · CIK 0001350647 · EVP Administration & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,580.405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:49 UTC
Pope Lawrence JEVP Administration & CHRO
SaleCommon Stock 10,000 $39.95 $399,500.00
Disclosure

SEC source: 0001062993-22-010097 · form4.xml · nonDerivative · entry 1

Pope Lawrence J · CIK 0001350647 · EVP Administration & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,080.405

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:45 UTC
Jones Myrtle LSenior Vice Pres - Tax
Exercise / conversionOption to Buy Common Stock · Derivative 3,735 $0.00 Strike: $31.44 $0.00
Disclosure

SEC source: 0001062993-22-010095 · form4.xml · derivative · entry 3

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

Underlying: Common Stock · 3,735 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:45 UTC
Jones Myrtle LSenior Vice Pres - Tax
SaleCommon Stock 3,735 $40.00 $149,400.00
Disclosure

SEC source: 0001062993-22-010095 · form4.xml · nonDerivative · entry 2

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,114.199

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 18:45 UTC
Jones Myrtle LSenior Vice Pres - Tax
Exercise / conversionCommon Stock 3,735 $31.44 $117,428.40
Disclosure

SEC source: 0001062993-22-010095 · form4.xml · nonDerivative · entry 1

Jones Myrtle L · CIK 0001570736 · Senior Vice Pres - Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,849.199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:04 UTC GrantStock Equivalent Units · Derivative 429.966 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009492 · form4.xml · derivative · entry 1

Al Khayyal Abdulaziz Fahd · CIK 0001627197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,412.598

Underlying: Common Stock · 429.966 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 23, 2022 of $38.07 and March 31, 2022 of $38.87.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:02 UTC GrantStock Equivalent Units · Derivative 122.449 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009483 · form4.xml · derivative · entry 2

BENNETT ALAN M · CIK 0001185166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,969.242

Underlying: Common Stock · 122.449 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: The stock equivalents are attributable to quarterly dividends and are based on the closing price on March 23, 2022 of $38.07.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:59 UTC GrantStock Equivalent Units · Derivative 393.708 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009472 · form4.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.283

Underlying: Common Stock · 393.708 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 23, 2022 of $38.07 and March 31, 2022 of $38.87.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:51 UTC GrantStock Equivalent Units · Derivative 1,036.724 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-009470 · form4.xml · derivative · entry 2

CARROLL MILTON · CIK 0001188744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,673.736

Underlying: Common Stock · 1,036.724 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · shares: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

F4 · price: A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 23, 2022 of $38.07 and March 31, 2022 of $38.87.

F3 · derivative.exercise_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

F3 · derivative.expiration_date: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 17:49 UTC Grant03/2022 Restricted Stock Units · Derivative 5,516 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007273 · form4.xml · derivative · entry 2

Cummings Earl M · CIK 0001816687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Underlying: Common Stock · 5,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 17:48 UTC Grant03/2022 Restricted Stock Units · Derivative 5,516 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007272 · form4.xml · derivative · entry 1

Young Tobi M. · CIK 0001914276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,516

Underlying: Common Stock · 5,516 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

F2 · derivative.expiration_date: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:46 UTC
Rainey Joe DPres., Eastern Hemisphere
Exercise / conversionOption to Buy Common Stock · Derivative 37,933 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0001062993-22-007253 · form4.xml · derivative · entry 3

Rainey Joe D · CIK 0001507985 · Pres., Eastern Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,933 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:46 UTC
Rainey Joe DPres., Eastern Hemisphere
SaleCommon Stock 37,933 $37.49 $1,422,108.17
Disclosure

SEC source: 0001062993-22-007253 · form4.xml · nonDerivative · entry 2

Rainey Joe D · CIK 0001507985 · Pres., Eastern Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,298.963

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:46 UTC
Rainey Joe DPres., Eastern Hemisphere
Exercise / conversionCommon Stock 37,933 $33.50 $1,270,755.50
Disclosure

SEC source: 0001062993-22-007253 · form4.xml · nonDerivative · entry 1

Rainey Joe D · CIK 0001507985 · Pres., Eastern Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,231.963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:44 UTC
Loeffler LanceEVP & Chief Financial Officer
Exercise / conversionOption to Buy Common Stock (12/2018) · Derivative 51,100 $0.00 Strike: $31.44 $0.00
Disclosure

SEC source: 0001062993-22-007251 · form4.xml · derivative · entry 3

Loeffler Lance · CIK 0001759163 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,100 shares

Expires 2028-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:44 UTC
Loeffler LanceEVP & Chief Financial Officer
SaleCommom Stock 51,100 $38.00 $1,941,800.00
Disclosure

SEC source: 0001062993-22-007251 · form4.xml · nonDerivative · entry 2

Loeffler Lance · CIK 0001759163 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,681

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 14:44 UTC
Loeffler LanceEVP & Chief Financial Officer
Exercise / conversionCommon Stock 51,100 $31.44 $1,606,584.00
Disclosure

SEC source: 0001062993-22-007251 · form4.xml · nonDerivative · entry 1

Loeffler Lance · CIK 0001759163 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:48 UTC
Geer Charles Jr.SVP & Chief Accounting Officer
SaleCommon Stock 3,500 $35.00 $122,500.00
Disclosure

SEC source: 0001062993-22-007067 · form4.xml · nonDerivative · entry 1

Geer Charles Jr. · CIK 0001630205 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,737.651

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:49 UTC
Richard MarkPresident - Western Hemisphere
SaleCommon Stock 7,500 $35.00 $262,500.00
Disclosure

SEC source: 0001062993-22-007068 · form4.xml · nonDerivative · entry 1

Richard Mark · CIK 0001767591 · President - Western Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,811.908

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:47 UTC
Carre EricEVP, Global Business Lines
SaleCommon Stock 21,841 $34.90 $762,250.90
Disclosure

SEC source: 0001062993-22-007066 · form4.xml · nonDerivative · entry 1

Carre Eric · CIK 0001673421 · EVP, Global Business Lines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,989.779

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

F2 · balance_after: Includes 35.779 shares of stock accumulated through dividend reinvestment as of December 31, 2021.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:47 UTC
Beckwith Van H.EVP, Secretary and CLO
SaleCommon Stock 4,205 $34.75 $146,123.75
Disclosure

SEC source: 0001062993-22-007065 · form4.xml · nonDerivative · entry 1

Beckwith Van H. · CIK 0001832674 · EVP, Secretary and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,335.49

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionOption to Buy Common Stock · Derivative 26,209 $0.00 Strike: $24.68 $0.00
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · derivative · entry 7

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103

Underlying: Common Stock · 26,209 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionOption to Buy Common Stock · Derivative 30,454 $0.00 Strike: $27.30 $0.00
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · derivative · entry 6

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,454 shares

Expires 2029-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
SaleCommon Stock 26,209 $34.00 $891,106.00
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · nonDerivative · entry 5

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,574.384

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionCommon Stock 26,209 $24.68 $646,838.12
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · nonDerivative · entry 4

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,783.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
SaleCommon Stock 30,454 $34.00 $1,035,436.00
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · nonDerivative · entry 3

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,574.384

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionCommon Stock 30,454 $27.30 $831,394.20
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · nonDerivative · entry 2

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,028.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2022 Filed Mar 3, 2022 20:42 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
SaleCommon Stock 8,458 $34.00 $287,572.00
Disclosure

SEC source: 0001062993-22-006622 · form4.xml · nonDerivative · entry 1

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,574.384

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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March 01, 2022 Filed Mar 3, 2022 20:29 UTC
Geer Charles Jr.SVP & Chief Accounting Officer
SaleCommon Stock 3,500 $34.00 $119,000.00
Disclosure

SEC source: 0001062993-22-006620 · form4.xml · nonDerivative · entry 1

Geer Charles Jr. · CIK 0001630205 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,237.651

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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February 28, 2022 Filed Mar 1, 2022 20:46 UTC Exercise / conversion02/2019 Restricted Stock Units · Derivative 762 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006067 · form4.xml · derivative · entry 2

Hall Patricia Hemingway · CIK 0001517890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

Underlying: Common Stock · 762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.

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February 28, 2022 Filed Mar 1, 2022 20:46 UTC Exercise / conversionCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006067 · form4.xml · nonDerivative · entry 1

Hall Patricia Hemingway · CIK 0001517890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 25% of restricted stock units granted on February 28, 2019.

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February 28, 2022 Filed Mar 1, 2022 20:41 UTC Exercise / conversion02/2019 Restricted Stock Units · Derivative 762 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006066 · form4.xml · derivative · entry 2

Banks Margaret Katherine · CIK 0001768654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

Underlying: Common Stock · 762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting or, if reporting person elected to defer receipt, following cessation as a director.

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February 28, 2022 Filed Mar 1, 2022 20:41 UTC Exercise / conversionCommon Stock 762 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006066 · form4.xml · nonDerivative · entry 1

Banks Margaret Katherine · CIK 0001768654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of 25% of restricted stock units granted on February 28, 2019.

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February 22, 2022 Filed Feb 24, 2022 21:15 UTC
Richard MarkPresident - Western Hemisphere
SaleCommon Stock 16,318 $33.15 $540,941.70
Disclosure

SEC source: 0001062993-22-005558 · form4.xml · nonDerivative · entry 1

Richard Mark · CIK 0001767591 · President - Western Hemisphere

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,311.908

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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February 22, 2022 Filed Feb 24, 2022 21:38 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionOption to Buy Common Stock · Derivative 1,119 $0.00 Strike: $31.58 $0.00
Disclosure

SEC source: 0001062993-22-005568 · form4.xml · derivative · entry 4

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,119 shares

Expires 2022-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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February 22, 2022 Filed Feb 24, 2022 21:38 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
SaleCommon Stock 1,119 $33.15 $37,094.85
Disclosure

SEC source: 0001062993-22-005568 · form4.xml · nonDerivative · entry 3

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,032.384

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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February 22, 2022 Filed Feb 24, 2022 21:38 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
Exercise / conversionCommon Stock 1,119 $31.58 $35,338.02
Disclosure

SEC source: 0001062993-22-005568 · form4.xml · nonDerivative · entry 2

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,151.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 22, 2022 Filed Feb 24, 2022 21:38 UTC
Sharp Jill D.SVP Internal Assurance Svcs.
SaleCommon Stock 18,000 $33.15 $596,700.00
Disclosure

SEC source: 0001062993-22-005568 · form4.xml · nonDerivative · entry 1

Sharp Jill D. · CIK 0001901659 · SVP Internal Assurance Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,032.384

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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February 22, 2022 Filed Feb 24, 2022 21:01 UTC
Geer Charles Jr.SVP & Chief Accounting Officer
SaleCommon Stock 7,000 $33.15 $232,050.00
Disclosure

SEC source: 0001062993-22-005551 · form4.xml · nonDerivative · entry 1

Geer Charles Jr. · CIK 0001630205 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737.651

F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.