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GYRE

GYRE THERAPEUTICS, INC.

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5247
SEC CIK
0001124105
Parsed reports
309

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026010
Jun 202608
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 328 $30.00 $9,840.00
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 8

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 308,198

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

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March 08, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 866 $30.00 $25,980.00
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 7

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Partners, L.P.

Disclosed balance after: 813,147

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

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March 07, 2018 Filed Mar 8, 2018 22:18 UTC
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 10,000 $30.00 $300,000.00
Disclosure

SEC source: 0001193805-18-000371 · e617783_4-catalyst.xml · nonDerivative · entry 3

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 1,122,539

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

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March 07, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 2,748 $30.00 $82,440.00
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 6

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 308,526

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

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March 07, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 7,252 $30.00 $217,560.00
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 5

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Partners, L.P.

Disclosed balance after: 814,013

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

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March 06, 2018 Filed Mar 8, 2018 22:18 UTC
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 39,300 $31.18 $1,225,374.00
Disclosure

SEC source: 0001193805-18-000371 · e617783_4-catalyst.xml · nonDerivative · entry 2

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 1,132,539

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.21, inclusive.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:18 UTC
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 13,161 $29.94 $394,040.34
Disclosure

SEC source: 0001193805-18-000371 · e617783_4-catalyst.xml · nonDerivative · entry 1

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 1,171,839

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.75 to $30.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. (the "Fund"). Deerfield Management Company, L.P. is the investment manager of the Fund. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

Read SEC document
March 06, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 10,802 $31.18 $336,806.36
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 4

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 311,274

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.21, inclusive.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

Read SEC document
March 06, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 28,498 $31.18 $888,567.64
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 3

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Partners, L.P.

Disclosed balance after: 821,265

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.00 to $31.21, inclusive.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

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March 06, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 3,617 $29.94 $108,292.98
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 2

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Special Situations Fund, L.P.

Disclosed balance after: 322,076

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.75 to $30.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

Read SEC document
March 06, 2018 Filed Mar 21, 2018 20:12 UTC Amendment
Flynn James E10% owner · Possible Member of 10% Group
Deerfield Mgmt L.P.10% owner · Possible Member of 10% Group
DEERFIELD MANAGEMENT COMPANY, L.P.10% owner · Possible Member of 10% Group
Deerfield Special Situations Fund, L.P.10% owner · Possible Member of 10% Group
DEERFIELD PARTNERS, L.P.10% owner · Possible Member of 10% Group
SaleCommon Stock 9,544 $29.94 $285,747.36
Disclosure

SEC source: 0001193805-18-000436 · e617828_4a-catalyst.xml · nonDerivative · entry 1

Flynn James E · CIK 0001352546 · 10% owner · Possible Member of 10% Group

Deerfield Mgmt L.P. · CIK 0001010823 · 10% owner · Possible Member of 10% Group

DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) · CIK 0001009258 · 10% owner · Possible Member of 10% Group

Deerfield Special Situations Fund, L.P. · CIK 0001354395 · 10% owner · Possible Member of 10% Group

DEERFIELD PARTNERS, L.P. · CIK 0001301041 · 10% owner · Possible Member of 10% Group

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Deerfield Partners, L.P.

Disclosed balance after: 849,763

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.75 to $30.50, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) of this Form 4.

F4 · ownership.nature: This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). Deerfield Mgmt, L.P. is the general partner of Deerfield Special Situations Fund, L.P. and Deerfield Partners, L.P. (the "Funds"). Deerfield Management Company, L.P. is the investment manager of the Funds. James E. Flynn is the sole member of the general partner of each of Deerfield Mgmt, L.P. and Deerfield Management Company, L.P.

F5 · ownership.nature: In accordance with Instruction 4 (b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.

F6 · ownership.nature: This Amendment to the Form 4 filed with the Commission on March 8, 2018 (the "Original Filing") is being filed to correctly report the identity of the direct beneficial owners of shares sold on March 6, 2018, March 7, 2018 and March 8, 2018 (as well as the direct holder of shares beneficially owned by the applicable Reporting Persons following such sales) which were incorrectly reported on the March 8, 2018 Form 4 report. The aggregate number of shares sold by the Funds and the aggregate number of shares beneficially owned by the Reporting Persons, as reported in the Original Filing, remains unchanged.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:36 UTC OtherRedeemable Convertible Note · Derivative Not disclosed $0.00 Strike: $137.85 $16,559.00
Disclosure

SEC source: 0001209191-18-012450 · doc4.xml · derivative · entry 1

Richard John P · CIK 0001296528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 1:15 reverse stock split effected on February 10, 2017.

F2 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that matured, with the face value of the Note repaid to the Reporting Person.

F3 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note was redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F4 · derivative.expiration_date: The Note matured on February 19, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:33 UTC OtherRedeemable Convertible Note · Derivative 21,600 $0.00 Strike: $137.85 $0.00
Disclosure

SEC source: 0001209191-18-012438 · doc4.xml · derivative · entry 2

HILL STEPHEN A · CIK 0001237404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 1:15 reverse stock split effected on February 10, 2017.

F2 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that matured, with the face value of the Note repaid to the Reporting Person.

F3 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note was redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F4 · derivative.expiration_date: The Note matured on February 19, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:33 UTC OtherRedeemable Convertible Note · Derivative Not disclosed $0.00 Strike: $137.85 $189,000.00
Disclosure

SEC source: 0001209191-18-012438 · doc4.xml · derivative · entry 1

HILL STEPHEN A · CIK 0001237404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 1:15 reverse stock split effected on February 10, 2017.

F2 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that matured, with the face value of the Note repaid to the Reporting Person.

F3 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note was redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F4 · derivative.expiration_date: The Note matured on February 19, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:30 UTC OtherRedeemable Convertible Note · Derivative 4,679 $0.00 Strike: $137.85 $0.00
Disclosure

SEC source: 0001209191-18-012430 · doc4.xml · derivative · entry 2

DESOUZA ERROL B · CIK 0001213895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 1:15 reverse stock split effected on February 10, 2017.

F2 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that matured, with the face value of the Note repaid to the Reporting Person.

F3 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note was redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F4 · derivative.expiration_date: The Note matured on February 19, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:30 UTC OtherRedeemable Convertible Note · Derivative Not disclosed $0.00 Strike: $137.85 $10,800.00
Disclosure

SEC source: 0001209191-18-012430 · doc4.xml · derivative · entry 1

DESOUZA ERROL B · CIK 0001213895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects a 1:15 reverse stock split effected on February 10, 2017.

F2 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that matured, with the face value of the Note repaid to the Reporting Person.

F3 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note was redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F4 · derivative.expiration_date: The Note matured on February 19, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 10

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2020-07-11

F3 · derivative.expiration_date: The reported transactions involved an amendment to the post-termination exercise period of outstanding options, resulting in the deemed cancellation of the vested options and the grant of replacement fully vested options.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 9

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC GrantStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 8

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2020-07-11

F3 · derivative.expiration_date: The reported transactions involved an amendment to the post-termination exercise period of outstanding options, resulting in the deemed cancellation of the vested options and the grant of replacement fully vested options.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $28.20 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 7

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2026-06-09

F1 · derivative.exercise_price: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F1 · shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

F1 · derivative.underlying_shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC GrantStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 6

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450

Underlying: Common Stock · 450 shares

Expires 2020-07-11

F3 · derivative.expiration_date: The reported transactions involved an amendment to the post-termination exercise period of outstanding options, resulting in the deemed cancellation of the vested options and the grant of replacement fully vested options.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 5

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires 2025-10-22

F1 · derivative.exercise_price: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F1 · shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

F1 · derivative.underlying_shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC GrantStock Option (Right to Buy) · Derivative 550 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 4

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 550 shares

Expires 2020-07-11

F3 · derivative.expiration_date: The reported transactions involved an amendment to the post-termination exercise period of outstanding options, resulting in the deemed cancellation of the vested options and the grant of replacement fully vested options.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 550 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 3

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550 shares

Expires 2025-10-22

F1 · derivative.exercise_price: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F1 · shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

F1 · derivative.underlying_shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC GrantStock Option (Right to Buy) · Derivative 197 $0.00 Strike: $157.20 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 2

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 197 shares

Expires 2020-07-11

F3 · derivative.expiration_date: The reported transactions involved an amendment to the post-termination exercise period of outstanding options, resulting in the deemed cancellation of the vested options and the grant of replacement fully vested options.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 23:03 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 197 $0.00 Strike: $157.20 $0.00
Disclosure

SEC source: 0001209191-18-004356 · doc4.xml · derivative · entry 1

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 197 shares

Expires 2020-05-13

F1 · derivative.exercise_price: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F1 · shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

F1 · derivative.underlying_shares: Reflects a fifteen-for-one reverse stock split on February 10, 2017.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 20:44 UTC
USMAN NASSIMDirector · President and CEO
GrantStock Option(Right to Buy) · Derivative 95,000 $0.00 Strike: $15.13 $0.00
Disclosure

SEC source: 0000899243-18-001064 · doc4.xml · derivative · entry 1

USMAN NASSIM · CIK 0001206872 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2028-01-12

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing January 12, 2018.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 20:43 UTC
Payne FletcherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $15.13 $0.00
Disclosure

SEC source: 0000899243-18-001063 · doc4.xml · derivative · entry 1

Payne Fletcher · CIK 0001650476 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2028-01-12

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing January 12, 2018.

Read SEC document
January 12, 2018 Filed Jan 16, 2018 20:42 UTC
Levy HowardChief Medical Officer
GrantStock Option(Right to Buy) · Derivative 33,000 $0.00 Strike: $15.13 $0.00
Disclosure

SEC source: 0000899243-18-001062 · doc4.xml · derivative · entry 1

Levy Howard · CIK 0001672333 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 33,000 shares

Expires 2028-01-12

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing January 12, 2018.

Read SEC document
January 02, 2018 Filed Jan 2, 2018 23:49 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $14.37 $0.00
Disclosure

SEC source: 0001209191-18-000364 · doc4.xml · derivative · entry 1

Williams Eddie · CIK 0001725276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: The Option shall vest monthly over a period of three years commencing January 2, 2018.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 22:00 UTC OtherRedeemable Convertible Note · Derivative Not disclosed $0.00 Strike: $9.19 $8,100.00
Disclosure

SEC source: 0001209191-17-067088 · doc4.xml · derivative · entry 1

Richard John P · CIK 0001296528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · kind: Reflects a redeemable convertible note of the Issuer (the "Note") that was called for redemption by the Reporting Person at a price equal to its face value.

F2 · derivative.exercise_date: At the option of the Reporting Person, at any time on or before February 19, 2018, the Note shall be redeemable into cash at a rate of $1 for each $1 principal amount of the Note or convertible into shares of common stock of the Issuer at a conversion rate of $137.85 per share, respectively.

F3 · derivative.expiration_date: The Note will mature on February 19, 2018.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 01:28 UTC
Hunt AndreaDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001209191-17-058099 · doc4.xml · derivative · entry 1

Hunt Andrea · CIK 0001720487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-10-25

F1 · derivative.exercise_date: The Option shall vest monthly over a period of three years commencing October 25, 2017.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:54 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-17-045216 · doc4.xml · derivative · entry 1

SELICK HAROLD E · CIK 0001287233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shall vest monthly over a period of 12 months commencing June 15, 2017.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:53 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-17-045214 · doc4.xml · derivative · entry 1

LAWLOR AUGUSTINE · CIK 0001262327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shall vest monthly over a period of 12 months commencing June 15, 2017.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:52 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-17-045213 · doc4.xml · derivative · entry 1

HILL STEPHEN A · CIK 0001237404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shall vest monthly over a period of 12 months commencing June 15, 2017.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 20:51 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-17-045212 · doc4.xml · derivative · entry 1

DESOUZA ERROL B · CIK 0001213895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shall vest monthly over a period of 12 months commencing June 15, 2017.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 15:25 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-17-045311 · doc4.xml · derivative · entry 1

Richard John P · CIK 0001296528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-07-13

F1 · derivative.exercise_date: The option shall vest monthly over a period of 12 months commencing June 15, 2017.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 20:48 UTC
Levy HowardChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-17-044902 · doc4.xml · derivative · entry 1

Levy Howard · CIK 0001672333 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2017-07-11

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing June 15, 2017.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 20:47 UTC
Payne FletcherChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-17-044901 · doc4.xml · derivative · entry 1

Payne Fletcher · CIK 0001650476 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-07-11

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing June 15, 2017.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 20:45 UTC
USMAN NASSIMDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-17-044899 · doc4.xml · derivative · entry 1

USMAN NASSIM · CIK 0001206872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2027-07-11

F1 · derivative.exercise_date: The Option vests monthly over a period of four years commencing June 15, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.