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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 5, 2025 00:55 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000072 · wk-form4_1741136148.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,558

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:56 UTC GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000073 · wk-form4_1741136158.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,658

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:56 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000075 · wk-form4_1741136179.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:55 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000071 · wk-form4_1741136137.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,644

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:55 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000069 · wk-form4_1741136118.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 00:55 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000068 · wk-form4_1741136108.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
February 28, 2025 Filed Jun 20, 2025 16:14 UTC GrantCommon Stock 718.953 $11.36 $8,167.02
Disclosure

SEC source: 0001434728-25-000205 · wk-form4_1750436078.xml · nonDerivative · entry 5

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,383,966.659

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:52 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000047 · wk-form4_1738713117.xml · derivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,036

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:52 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000048 · wk-form4_1738713127.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,386

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC GrantRestricted Stock Units · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000045 · wk-form4_1738713096.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,264

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000041 · wk-form4_1738713057.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,889

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:50 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000039 · wk-form4_1738713036.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,341

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000046 · wk-form4_1738713107.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,539

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000044 · wk-form4_1738713087.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000043 · wk-form4_1738713077.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:51 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000042 · wk-form4_1738713067.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,611

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:50 UTC GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000040 · wk-form4_1738713047.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 23:50 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000038 · wk-form4_1738713024.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
January 31, 2025 Filed Feb 18, 2025 14:17 UTC
Brill Steven D.VP of IT Operations
PurchaseCommon Stock 7.5882 $11.64 $88.33
Disclosure

SEC source: 0001434728-25-000051 · wk-form4_1739888239.xml · nonDerivative · entry 3

Brill Steven D. · CIK 0002004075 · VP of IT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,487.8754

Read SEC document
January 31, 2025 Filed Jun 20, 2025 16:14 UTC GrantCommon Stock 692.335 $11.77 $8,149.48
Disclosure

SEC source: 0001434728-25-000205 · wk-form4_1750436078.xml · nonDerivative · entry 4

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,383,247.706

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:52 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 860 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000014 · wk-form4_1735865551.xml · derivative · entry 4

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,027

Underlying: Common Stock · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:52 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionCommon Stock 860 $11.50 $9,890.00
Disclosure

SEC source: 0001434728-25-000014 · wk-form4_1735865551.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000019 · wk-form4_1735865604.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 318 $11.50 $3,657.00
Disclosure

SEC source: 0001434728-25-000019 · wk-form4_1735865604.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000020 · wk-form4_1735865614.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,312

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 3,166 $11.50 $36,409.00
Disclosure

SEC source: 0001434728-25-000020 · wk-form4_1735865614.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000017 · wk-form4_1735865581.xml · derivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:53 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 155 $11.50 $1,782.50
Disclosure

SEC source: 0001434728-25-000017 · wk-form4_1735865581.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 334 $11.50 $3,841.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 31, 2024 Filed Jun 20, 2025 16:14 UTC GrantCommon Stock 709.543 $11.46 $8,131.50
Disclosure

SEC source: 0001434728-25-000205 · wk-form4_1750436078.xml · nonDerivative · entry 3

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,382,555.371

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December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000014 · wk-form4_1735865551.xml · derivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,887

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:53 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000019 · wk-form4_1735865604.xml · derivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:54 UTC GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000022 · wk-form4_1735865635.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,227

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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December 30, 2024 Filed Jan 3, 2025 00:53 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000018 · wk-form4_1735865592.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:53 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000020 · wk-form4_1735865614.xml · derivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,026 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000012 · wk-form4_1735865529.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,520

Underlying: Common Stock · 2,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000012 · wk-form4_1735865529.xml · derivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,546

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,026 $11.50 $23,299.00
Disclosure

SEC source: 0001434728-25-000012 · wk-form4_1735865529.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:53 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000021 · wk-form4_1735865624.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:53 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000017 · wk-form4_1735865581.xml · derivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000016 · wk-form4_1735865571.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,578

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 4 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionStock Appreciation Right · Derivative 12,500 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vested ratably over four calendar years beginning January 1, 2015 and were fully vested on December 31, 2018.

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December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
Disposition to issuerCommon Stock 12,500 $11.44 $143,000.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,225

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 12,500 $4.26 $53,250.00
Disclosure

SEC source: 0001434728-25-000015 · wk-form4_1735865561.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2024 Filed Jan 3, 2025 00:52 UTC GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-25-000013 · wk-form4_1735865541.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,650

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2024 Filed Feb 18, 2025 14:17 UTC
Brill Steven D.VP of IT Operations
PurchaseCommon Stock 7.7037 $11.44 $88.13
Disclosure

SEC source: 0001434728-25-000051 · wk-form4_1739888239.xml · nonDerivative · entry 2

Brill Steven D. · CIK 0002004075 · VP of IT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,480.2872

Read SEC document
December 30, 2024 Filed Jun 20, 2025 16:23 UTC
Krygier Christopher DChief Operating Officer
Disposition to issuerCommon Stock 860 $11.50 $9,890.00
Disclosure

SEC source: 0001434728-25-000214 · wk-form4_1750436581.xml · nonDerivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,769

F1 · shares: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

F1 · balance_after: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

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December 30, 2024 Filed Jun 20, 2025 16:23 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 318 $11.50 $3,657.00
Disclosure

SEC source: 0001434728-25-000215 · wk-form4_1750436591.xml · nonDerivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

F1 · shares: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

F1 · price: This Form 4 is being filed to report the dispositions of common stock to the issuer in connection with the cash-settlement of previously reported vesting of restricted share units ("RSUs") on each of June 28, 2024, September 30, 2024, and December 30, 2024, which the reporting person inadvertently failed to report on Form 4. The number of shares of common stock reported in Table I, Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transactions reported herein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.