Tapewire

Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 800 $9.76 $7,808.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 8

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,940,531

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 200 $9.77 $1,954.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 7

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,331

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 100 $9.78 $978.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 6

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,531

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 200 $9.79 $1,958.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 5

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,631

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 156 $9.80 $1,528.80
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 4

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,831

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 44 $9.81 $431.64
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 3

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,941,987

Read SEC document
November 30, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 100 $9.82 $982.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 2

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,031

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:51 UTC
Theil L RitaDirector
GrantDeferred Phantom Unit · Derivative 110 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000158 · wf-form4_151243146905219.xml · derivative · entry 1

Theil L Rita · CIK 0001672987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,765

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 23:51 UTC GrantDeferred Phantom Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000159 · wf-form4_151243150501406.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,733

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 23:48 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000157 · wf-form4_151243126798655.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,040

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 23:46 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000155 · wf-form4_151243119142607.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,073

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:40 UTC GrantDeferred Phantom Unit · Derivative 91 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000151 · wf-form4_151243081873056.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,331

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 16:34 UTC SaleCommon Stock 400 $9.75 $3,900.00
Disclosure

SEC source: 0001434728-17-000149 · wf-form4_151216406142634.xml · nonDerivative · entry 1

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,131

Read SEC document
November 21, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 314 $9.75 $3,061.50
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 13

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,531

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.79 $979.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 12

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,845

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.78 $978.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 11

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,945

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.79 $979.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 10

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,045

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.80 $980.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 9

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,145

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.82 $982.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 8

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,245

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 600 $9.81 $5,886.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 7

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,345

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 500 $9.80 $4,900.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 6

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943,945

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 200 $9.79 $1,958.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 5

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,445

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.80 $980.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 4

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,645

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 200 $9.81 $1,962.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 3

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,745

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 300 $9.82 $2,946.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 2

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,945

Read SEC document
November 20, 2017 Filed Nov 21, 2017 17:23 UTC SaleCommon Stock 100 $9.83 $983.00
Disclosure

SEC source: 0001434728-17-000147 · wf-form4_151130301685711.xml · nonDerivative · entry 1

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945,245

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:52 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001434728-17-000145 · wf-form4_151122193676571.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 92,500 of the stock appreciation rights on July 1, 2013, which vest ratably over 16 quarters from the grant date.

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:52 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 20,000 $9.87 $197,400.00
Disclosure

SEC source: 0001434728-17-000145 · wf-form4_151122193676571.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,796

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:52 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 20,000 $1.59 $31,800.00
Disclosure

SEC source: 0001434728-17-000145 · wf-form4_151122193676571.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionStock Appreciation Right · Derivative 25,500 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,500 shares

Expires 2023-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 100,000 of the stock appreciation rights on November 14, 2013, which vest ratably over 16 quarters from the grant date.

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 25,500 $9.87 $251,685.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,200

Read SEC document
November 18, 2017 Filed Nov 20, 2017 23:51 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 25,500 $2.69 $68,595.00
Disclosure

SEC source: 0001434728-17-000143 · wf-form4_151122186045147.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 700 $9.75 $6,825.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 9

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,945,345

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 200 $9.76 $1,952.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 8

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,045

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 100 $9.77 $977.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 7

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,245

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 100 $9.78 $978.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 6

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,345

Read SEC document
November 17, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 63 $9.83 $619.29
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 5

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,445

Read SEC document
November 16, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 104 $9.80 $1,019.20
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 4

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,508

Read SEC document
November 16, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 396 $9.81 $3,884.76
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 3

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946,612

Read SEC document
November 16, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 100 $9.82 $982.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 2

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947,008

Read SEC document
November 16, 2017 Filed Nov 17, 2017 17:04 UTC SaleCommon Stock 200 $9.83 $1,966.00
Disclosure

SEC source: 0001434728-17-000141 · wf-form4_151095623403739.xml · nonDerivative · entry 1

Hill Trevor T · CIK 0001673037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947,108

Read SEC document
November 10, 2017 Filed Nov 14, 2017 13:35 UTC GrantDeferred Phantom Unit · Derivative 1,223 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000137 · wf-form4_151068451216962.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,240

Underlying: Common Stock · 1,223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 15:12 UTC
Theil L RitaDirector
GrantDeferred Phantom Unit · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000125 · wf-form4_150964991050147.xml · derivative · entry 1

Theil L Rita · CIK 0001672987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,655

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:09 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000123 · wf-form4_150964971685717.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,990

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:13 UTC GrantDeferred Phantom Unit · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000127 · wf-form4_150964998139421.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,696

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 15:06 UTC GrantDeferred Phantom Unit · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000121 · wf-form4_150964958281076.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,017

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 19:14 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000129 · wf-form4_150965006556369.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,042

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

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September 29, 2017 Filed Oct 3, 2017 17:30 UTC
Theil L RitaDirector
GrantDeferred Phantom Unit · Derivative 112 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000111 · wf-form4_150706622802969.xml · derivative · entry 1

Theil L Rita · CIK 0001672987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,541

Underlying: Common Stock · 112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant and do not have a set expiration date.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant and do not have a set expiration date.

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September 29, 2017 Filed Oct 3, 2017 21:41 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,465 Not disclosed Not disclosed
Disclosure

SEC source: 0001434728-17-000119 · wf-form4_150706688337580.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,939

Underlying: Common Stock · 4,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.expiration_date: The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

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September 29, 2017 Filed Oct 3, 2017 21:41 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 62 $0.00 $0.00
Disclosure

SEC source: 0001434728-17-000119 · wf-form4_150706688337580.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,404

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.