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GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 1, 2020 23:59 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 231 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000199 · wf-form4_159364795406483.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 03, 2020 Filed Jun 3, 2020 15:25 UTC
LEVINE WILLIAM SDirector · 10% owner
GrantDeferred Phantom Unit · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000179 · wf-form4_159121231909417.xml · derivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645

Underlying: Common Stock · 645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 19:21 UTC GrantDeferred Phantom Unit · Derivative 741 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000177 · wf-form4_159121205308742.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,689

Underlying: Common Stock · 741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 15:32 UTC GrantDeferred Phantom Unit · Derivative 1,136 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000183 · wf-form4_159121275152482.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,834

Underlying: Common Stock · 1,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 19:30 UTC GrantDeferred Phantom Unit · Derivative 741 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000181 · wf-form4_159121262008039.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263

Underlying: Common Stock · 741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:47 UTC GrantDeferred Phantom Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000165 · wf-form4_159113805579880.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:05 UTC GrantDeferred Phantom Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000155 · wf-form4_159113551581869.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,861

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:45 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000163 · wf-form4_159113793331637.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,457

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 19:05 UTC GrantDeferred Phantom Unit · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000173 · wf-form4_159113908663359.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,698

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:57 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000169 · wf-form4_159113862880590.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:10 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000175 · wf-form4_159113941854653.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:01 UTC GrantDeferred Phantom Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000171 · wf-form4_159113888428476.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:53 UTC
Krupa Heather MVice President and Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000167 · wf-form4_159113836770717.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:35 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000161 · wf-form4_159113733259746.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:27 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000159 · wf-form4_159113680505564.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:27 UTC
COY DEBRADirector
PurchaseCommon Stock 36.378 $10.81 $393.25
Disclosure

SEC source: 0001434728-20-000159 · wf-form4_159113680505564.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,352.364

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:19 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000157 · wf-form4_159113638055392.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
May 08, 2020 Filed May 8, 2020 20:11 UTC
Fleming Ronnie LDirector · President and CEO
GrantCommon Stock 81,120 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000150 · wf-form4_158896865478166.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,120

F1 · shares: Shares represent restricted stock awarded of which 1/3 of the restricted stock vested on the grant date, 1/3 will vest on the first anniversary of the grant date, and 1/3 will vest on the second anniversary of the grant date.

Read SEC document
May 08, 2020 Filed May 8, 2020 20:13 UTC
Liebman Michael JCFO and Corporate Secretary
GrantCommon Stock 66,370 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000152 · wf-form4_158896879554084.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,370

F1 · shares: Shares represent restricted stock awarded of which 1/3 of the restricted stock vested on the grant date, 1/3 will vest on the first anniversary of the grant date, and 1/3 will vest on the second anniversary of the grant date.

Read SEC document
April 30, 2020 Filed Mar 24, 2020 21:56 UTC
COY DEBRADirector
PurchaseCommon Stock 38.805 $9.77 $379.12
Disclosure

SEC source: 0001434728-20-000083 · wf-form5_158508699909861.xml · nonDerivative · entry 8

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,225.27

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:38 UTC GrantDeferred Phantom Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000124 · wf-form4_158837627544154.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:29 UTC GrantDeferred Phantom Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000116 · wf-form4_158837573232131.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,822

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:36 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 57 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000122 · wf-form4_158837615773582.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,400

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:42 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 37 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000128 · wf-form4_158837653532220.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,469

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2020 Filed May 1, 2020 19:48 UTC GrantDeferred Phantom Unit · Derivative 119 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000132 · wf-form4_158837686360077.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,579

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:55 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000134 · wf-form4_158837731298552.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · ownership.direct: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:45 UTC GrantDeferred Phantom Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000130 · wf-form4_158837669347558.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,514

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:40 UTC
Krupa Heather MVice President and Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000126 · wf-form4_158837639462437.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:33 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000120 · wf-form4_158837599818144.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · ownership.direct: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2020 Filed May 1, 2020 23:31 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000118 · wf-form4_158837585974647.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2020 Filed May 4, 2020 23:11 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000136 · wf-form4_158863384963896.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

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April 30, 2020 Filed May 4, 2020 23:11 UTC
COY DEBRADirector
PurchaseCommon Stock 36.257 $10.82 $392.30
Disclosure

SEC source: 0001434728-20-000136 · wf-form4_158863384963896.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,315.986

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

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March 31, 2020 Filed Apr 2, 2020 00:32 UTC GrantDeferred Phantom Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000098 · wf-form4_158578752555755.xml · derivative · entry 2

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,925

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:29 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 5

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,343

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:29 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,470

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:29 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 11,644 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Common Stock · 11,644 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:29 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 4,127 $10.11 $41,723.97
Disclosure

SEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:29 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,127 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:20 UTC GrantDeferred Phantom Unit · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000090 · wf-form4_158578682954024.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,783

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 20:42 UTC GrantDeferred Phantom Unit · Derivative 124 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000106 · wf-form4_158578809485407.xml · derivative · entry 2

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,460

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:37 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000102 · wf-form4_158578781267930.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,432

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:37 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000102 · wf-form4_158578781267930.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,065

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:37 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 7,452 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000102 · wf-form4_158578781267930.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,020

Underlying: Common Stock · 7,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:37 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,633 $10.11 $26,619.63
Disclosure

SEC source: 0001434728-20-000102 · wf-form4_158578781267930.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:37 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000102 · wf-form4_158578781267930.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:44 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 231 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 5

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:44 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,161

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:44 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 1,121 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156

Underlying: Common Stock · 1,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:44 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 231 $10.11 $2,335.41
Disclosure

SEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:44 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 231 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000108 · wf-form4_158578825235305.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.