Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 3, 2020 19:14 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000332 · wf-form4_160443085744700.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:12 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000330 · wf-form4_160443075488607.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 Underlying: Common Stock · 5 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:12 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 37.045 | $10.73 | $397.49 |
DisclosureSEC source: 0001434728-20-000330 · wf-form4_160443075488607.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,536.314 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:31 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000326 · wf-form4_160442829707492.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,069 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 13:22 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000308 · wf-form4_160165936307956.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:18 UTC |
Krygier Christopher DChief Strategy Officer
|
PurchaseCommon Stock | 5.612 | $10.85 | $60.89 |
DisclosureSEC source: 0001434728-20-000304 · wf-form4_160165910505082.xml · nonDerivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for The CKTJ Living Trust Disclosed balance after: 2,532.701 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:16 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000302 · wf-form4_160165898877539.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,496 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:05 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000292 · wf-form4_160165831429217.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,015 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionPhantom Stock Unit · Derivative | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,369 Underlying: Common Stock · 4,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,501 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 4,132 | $10.72 | $44,295.04 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 13:27 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000314 · wf-form4_160165963577185.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,475 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:24 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionPhantom Stock Unit · Derivative | 2,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000310 · wf-form4_160165945550673.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,346 Underlying: Common Stock · 2,636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:24 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000310 · wf-form4_160165945550673.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,982 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:24 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,636 | $10.72 | $28,257.92 |
DisclosureSEC source: 0001434728-20-000310 · wf-form4_160165945550673.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,370 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:24 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000310 · wf-form4_160165945550673.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC |
Thuneman JasonVice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485 Underlying: Common Stock · 234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · derivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,719 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC |
Thuneman JasonVice President
|
Disposition to issuerCommon Stock | 234 | $10.72 | $2,508.48 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:29 UTC |
Thuneman JasonVice President
|
Exercise / conversionCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000316 · wf-form4_160165973402929.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:26 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000312 · wf-form4_160165955088797.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,057 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC |
Krupa Heather MVice President and Controller
|
Exercise / conversionPhantom Stock Unit · Derivative | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · derivative · entry 4 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442 Underlying: Common Stock · 52 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC |
Krupa Heather MVice President and Controller
|
GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · derivative · entry 3 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC |
Krupa Heather MVice President and Controller
|
Disposition to issuerCommon Stock | 52 | $10.72 | $557.44 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · nonDerivative · entry 2 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:20 UTC |
Krupa Heather MVice President and Controller
|
Exercise / conversionCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000306 · wf-form4_160165920192138.xml · nonDerivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:11 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000298 · wf-form4_160165869539636.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745 Underlying: Common Stock · 117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:11 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000298 · wf-form4_160165869539636.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:11 UTC |
Ellsworth JoanneVice President
|
Disposition to issuerCommon Stock | 117 | $10.72 | $1,254.24 |
DisclosureSEC source: 0001434728-20-000298 · wf-form4_160165869539636.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:11 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000298 · wf-form4_160165869539636.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:09 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000296 · wf-form4_160165857531281.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 Underlying: Common Stock · 5 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:09 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 35.797 | $11.08 | $396.63 |
DisclosureSEC source: 0001434728-20-000296 · wf-form4_160165857531281.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,499.269 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464 Underlying: Common Stock · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC |
Corwin Jonathan C.Vice President
|
Disposition to issuerCommon Stock | 231 | $10.72 | $2,476.32 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:08 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000294 · wf-form4_160165846888484.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:33 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000284 · wf-form4_159908599983991.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:35 UTC |
Krygier Christopher DChief Strategy Officer
|
PurchaseCommon Stock | 5.431 | $11.19 | $60.77 |
DisclosureSEC source: 0001434728-20-000264 · wf-form4_159908252376927.xml · nonDerivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for The CKTJ Living Trust Disclosed balance after: 2,527.089 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:30 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000282 · wf-form4_159908583612669.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,482 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:40 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000270 · wf-form4_159908283988420.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,453 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:27 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000278 · wf-form4_159908561678286.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,977 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:45 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000274 · wf-form4_159908308332225.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,951 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:37 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000288 · wf-form4_159908624948373.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,354 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:35 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000286 · wf-form4_159908613008888.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,046 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:29 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000280 · wf-form4_159908572878989.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 4 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 22:29 UTC |
COY DEBRADirector
|
GrantCommon Stock | 35.756 | $11.07 | $395.82 |
DisclosureSEC source: 0001434728-20-000280 · wf-form4_159908572878989.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,463.472 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:47 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000276 · wf-form4_159908323000049.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,716 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:43 UTC |
Krupa Heather MVice President and Controller
|
GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000272 · wf-form4_159908296189925.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:39 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000268 · wf-form4_159908273841160.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:37 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000266 · wf-form4_159908263994128.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.