Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Jan 4, 2021 17:21 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000008 · wf-form4_160978086208797.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 Underlying: Common Stock · 115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:21 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000008 · wf-form4_160978086208797.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:21 UTC |
Ellsworth JoanneVice President
|
Disposition to issuerCommon Stock | 115 | $15.00 | $1,725.00 |
DisclosureSEC source: 0001434728-21-000008 · wf-form4_160978086208797.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:21 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000008 · wf-form4_160978086208797.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:19 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000006 · wf-form4_160978073689550.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,218 Underlying: Common Stock · 4 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:19 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 26.812 | $15.04 | $403.25 |
DisclosureSEC source: 0001434728-21-000006 · wf-form4_160978073689550.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,593.442 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC |
Corwin Jonathan C.Vice President
|
Disposition to issuerCommon Stock | 227 | $15.00 | $3,405.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:17 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000004 · wf-form4_160978061991545.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 22:11 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionStock Appreciation Right · Derivative | 12,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-20-000390 · wf-form4_160927988848790.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 22:11 UTC |
Ellsworth JoanneVice President
|
Disposition to issuerCommon Stock | 12,500 | $15.56 | $194,500.00 |
DisclosureSEC source: 0001434728-20-000390 · wf-form4_160927988848790.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 22:11 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 12,500 | $4.26 | $53,250.00 |
DisclosureSEC source: 0001434728-20-000390 · wf-form4_160927988848790.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:45 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000378 · wf-form4_160686631980508.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:43 UTC |
Krygier Christopher DChief Strategy Officer
|
PurchaseCommon Stock | 4.637 | $13.19 | $61.16 |
DisclosureSEC source: 0001434728-20-000376 · wf-form4_160686619712545.xml · nonDerivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for The CKTJ Living Trust Disclosed balance after: 2,543.011 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:37 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000372 · wf-form4_160686583018879.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,293 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:28 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000364 · wf-form4_160686526980613.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,084 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:34 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000370 · wf-form4_160686568421869.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,441 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:47 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000380 · wf-form4_160686644738220.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,393 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 18:51 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000384 · wf-form4_160686665946950.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,889 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:53 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000386 · wf-form4_160686680542448.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:49 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000382 · wf-form4_160686656200092.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,848 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:41 UTC |
Krupa Heather MVice President and Controller
|
GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000374 · wf-form4_160686606417831.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:31 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000368 · wf-form4_160686550314189.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:29 UTC |
Corwin Jonathan C.Vice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000366 · wf-form4_160686538052508.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:37 UTC |
COY DEBRADirector
|
GrantDeferred Phantom Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000388 · wf-form4_160692700905805.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 4 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:37 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 30.316 | $13.15 | $398.66 |
DisclosureSEC source: 0001434728-20-000388 · wf-form4_160692700905805.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,566.63 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:53 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
GrantDeferred Phantom Unit · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000358 · wf-form4_160522520297414.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973 Underlying: Common Stock · 660 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 23:51 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000356 · wf-form4_160522510371462.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,279 Underlying: Common Stock · 768 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 18:57 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000362 · wf-form4_160522545406314.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,787 Underlying: Common Stock · 1,190 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 23:55 UTC |
Rousseau DavidDirector
|
GrantDeferred Phantom Unit · Derivative | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000360 · wf-form4_160522533942904.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 768 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vest ratably over sixteen quarters from the grant date. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC |
Corwin Jonathan C.Vice President
|
Disposition to issuerCommon Stock | 25,000 | $12.58 | $314,500.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 20:14 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 25,000 | $4.26 | $106,500.00 |
DisclosureSEC source: 0001434728-20-000350 · wf-form4_160521205409159.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionStock Appreciation Right · Derivative | 17,500 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-20-000354 · wf-form4_160521238728768.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,500 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 120,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40% vesting in year four. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 17,500 | $12.73 | $222,775.00 |
DisclosureSEC source: 0001434728-20-000354 · wf-form4_160521238728768.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,370 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:20 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 17,500 | $5.13 | $89,775.00 |
DisclosureSEC source: 0001434728-20-000354 · wf-form4_160521238728768.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 180,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40% vesting in year four. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 25,000 | $12.73 | $318,250.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 25,000 | $5.13 | $128,250.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 13:29 UTC |
LEVINE WILLIAM SDirector · 10% owner
|
GrantDeferred Phantom Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000324 · wf-form4_160442814699692.xml · derivative · entry 1 LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:26 UTC |
Krygier Christopher DChief Strategy Officer
|
PurchaseCommon Stock | 5.673 | $10.76 | $61.04 |
DisclosureSEC source: 0001434728-20-000322 · wf-form4_160442799605149.xml · nonDerivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for The CKTJ Living Trust Disclosed balance after: 2,538.374 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:23 UTC |
Huckelbridge BrettDirector
|
GrantDeferred Phantom Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000320 · wf-form4_160442781193243.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,511 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:23 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantPhantom Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000340 · wf-form4_160443140172503.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,372 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:19 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000336 · wf-form4_160443112639411.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,408 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:19 UTC |
Alexander Richard MDirector
|
GrantDeferred Phantom Unit · Derivative | 38 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000318 · wf-form4_160442752754916.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,053 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 13:34 UTC |
Tedesco David CDirector
|
GrantDeferred Phantom Unit · Derivative | 122 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000328 · wf-form4_160442846012689.xml · derivative · entry 1 Tedesco David C · CIK 0001673042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,597 Underlying: Common Stock · 122 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:25 UTC |
Thuneman JasonVice President
|
GrantPhantom Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000342 · wf-form4_160443151533935.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:21 UTC |
Krupa Heather MVice President and Controller
|
GrantPhantom Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000338 · wf-form4_160443125337148.xml · derivative · entry 1 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:16 UTC |
Ellsworth JoanneVice President
|
GrantPhantom Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000334 · wf-form4_160443100646606.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · derivative.expiration_date: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.