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GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
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1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 1, 2021 22:23 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 3.589 $17.30 $62.09
Disclosure

SEC source: 0001434728-21-000071 · wf-form4_161463735265525.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,554.623

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:36 UTC GrantDeferred Phantom Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000080 · wf-form4_161464175532024.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,326

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:36 UTC GrantDeferred Phantom Unit · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000081 · wf-form4_161464179164696.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,162

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:17 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000066 · wf-form4_161463698054983.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,421

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 18:35 UTC GrantDeferred Phantom Unit · Derivative 80 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000079 · wf-form4_161464172901260.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,178

Underlying: Common Stock · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:18 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000067 · wf-form4_161463705763346.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,829

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:37 UTC GrantDeferred Phantom Unit · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000083 · wf-form4_161464183633973.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:37 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000082 · wf-form4_161464181767012.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 23:37 UTC
COY DEBRADirector
PurchaseCommon Stock 23.516 $17.20 $404.48
Disclosure

SEC source: 0001434728-21-000082 · wf-form4_161464181767012.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,642.218

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:19 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000069 · wf-form4_161463713949876.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,249

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:18 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000068 · wf-form4_161463712084650.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:16 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000065 · wf-form4_161463694205064.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,267

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:15 UTC
Krupa Heather MVice President and Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000064 · wf-form4_161463690072409.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 19:12 UTC
LEVINE WILLIAM SDirector · 10% owner
GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000054 · wf-form4_161231111439142.xml · derivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:39 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 3.934 $15.76 $62.00
Disclosure

SEC source: 0001434728-21-000043 · wf-form4_161230913416987.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,551.034

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:10 UTC GrantDeferred Phantom Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000051 · wf-form4_161231103915044.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:10 UTC GrantDeferred Phantom Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000050 · wf-form4_161231099631979.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:36 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000041 · wf-form4_161230895672272.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,402

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 19:12 UTC GrantDeferred Phantom Unit · Derivative 85 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000055 · wf-form4_161231114481408.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,098

Underlying: Common Stock · 85 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:35 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000039 · wf-form4_161230890140580.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,817

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:11 UTC
COY DEBRADirector
GrantDeferred Phantom Unit · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000053 · wf-form4_161231108536694.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,221

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:11 UTC
COY DEBRADirector
PurchaseCommon Stock 25.26 $15.99 $403.91
Disclosure

SEC source: 0001434728-21-000053 · wf-form4_161231108536694.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,618.702

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:35 UTC
Krupa Heather MVice President and Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000040 · wf-form4_161230892491659.xml · derivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 00:11 UTC GrantDeferred Phantom Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000052 · wf-form4_161231106330392.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:34 UTC
Ellsworth JoanneVice President
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000037 · wf-form4_161230885572816.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:34 UTC
Corwin Jonathan C.Vice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000038 · wf-form4_161230887821697.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,247

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 23:34 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000036 · wf-form4_161230883781024.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 12:26 UTC GrantDeferred Phantom Unit · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000028 · wf-form4_161185478466076.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,013

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 12:36 UTC
LEVINE WILLIAM SDirector · 10% owner
GrantDeferred Phantom Unit · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000018 · wf-form4_160978176345504.xml · derivative · entry 1

LEVINE WILLIAM S · CIK 0001041175 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:33 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 4.089 $15.14 $61.91
Disclosure

SEC source: 0001434728-21-000016 · wf-form4_160978162181899.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,547.1

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:28 UTC GrantDeferred Phantom Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000012 · wf-form4_160978129357576.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:14 UTC GrantDeferred Phantom Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000002 · wf-form4_160978046834868.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,112

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:24 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 4,087 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,382

Underlying: Common Stock · 4,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:24 UTC
Fleming Ronnie LDirector · President and CEO
GrantPhantom Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,469

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:24 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 4,087 $15.00 $61,305.00
Disclosure

SEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,120

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:24 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 4,087 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2020 Filed Jan 4, 2021 12:48 UTC GrantDeferred Phantom Unit · Derivative 90 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000024 · wf-form4_160978250180916.xml · derivative · entry 1

Tedesco David C · CIK 0001673042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,979

Underlying: Common Stock · 90 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:38 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 2,608 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000020 · wf-form4_160978190631342.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,804

Underlying: Common Stock · 2,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:38 UTC
Liebman Michael JCFO and Corporate Secretary
GrantPhantom Stock Unit · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000020 · wf-form4_160978190631342.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,412

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:38 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,608 $15.00 $39,120.00
Disclosure

SEC source: 0001434728-21-000020 · wf-form4_160978190631342.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,370

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:38 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000020 · wf-form4_160978190631342.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:52 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 230 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000026 · wf-form4_160978270997104.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,263

Underlying: Common Stock · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:52 UTC
Thuneman JasonVice President
GrantPhantom Stock Unit · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000026 · wf-form4_160978270997104.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:52 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 230 $15.00 $3,450.00
Disclosure

SEC source: 0001434728-21-000026 · wf-form4_160978270997104.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:52 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000026 · wf-form4_160978270997104.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:41 UTC GrantDeferred Phantom Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000022 · wf-form4_160978206084115.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,857

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred phantom unit ("DPU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the DPU plans which are incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:30 UTC
Krupa Heather MVice President and Controller
Exercise / conversionPhantom Stock Unit · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · derivative · entry 4

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:30 UTC
Krupa Heather MVice President and Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · derivative · entry 3

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:30 UTC
Krupa Heather MVice President and Controller
Disposition to issuerCommon Stock 52 $15.00 $780.00
Disclosure

SEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · nonDerivative · entry 2

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 17:30 UTC
Krupa Heather MVice President and Controller
Exercise / conversionCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000014 · wf-form4_160978141254443.xml · nonDerivative · entry 1

Krupa Heather M · CIK 0001785266 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.