Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC |
Thuneman JasonVice President
|
GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000330 · wf-form4_163338608947573.xml · derivative · entry 4 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC |
Thuneman JasonVice President
|
Exercise / conversionCommon Stock | 326 | $18.69 | $6,092.94 |
DisclosureSEC source: 0001434728-21-000330 · wf-form4_163338608947573.xml · nonDerivative · entry 3 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC |
Thuneman JasonVice President
|
Exercise / conversionCommon Stock | 222 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000330 · wf-form4_163338608947573.xml · nonDerivative · entry 2 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC |
Thuneman JasonVice President
|
Exercise / conversionCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000330 · wf-form4_163338608947573.xml · nonDerivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · derivative · entry 6 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561 Underlying: Common Stock · 219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · derivative · entry 5 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466 Underlying: Common Stock · 55 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 274 | $18.69 | $5,121.06 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · nonDerivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000326 · wf-form4_163338596791957.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionPhantom Stock Unit · Derivative | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · derivative · entry 6 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287 Underlying: Common Stock · 111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · derivative · entry 5 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Underlying: Common Stock · 53 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 164 | $18.69 | $3,065.16 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · nonDerivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:19 UTC |
Ellsworth JoanneVice President
|
Exercise / conversionCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000325 · wf-form4_163338594415051.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:47 UTC |
COY DEBRADirector
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000316 · wf-form4_163338402627403.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 Underlying: Common Stock · 3 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:47 UTC |
COY DEBRADirector
|
PurchaseCommon Stock | 21.709 | $18.82 | $408.56 |
DisclosureSEC source: 0001434728-21-000316 · wf-form4_163338402627403.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,803.935 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:46 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000315 · wf-form4_163338398947231.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,934 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| September 22, 2021 Filed Sep 22, 2021 21:14 UTC |
Cohn Andrew M.Director
|
PurchaseCommon Stock | 1,824 | $17.90 | $32,649.60 |
DisclosureSEC source: 0001434728-21-000304 · wf-form4_163234523165716.xml · nonDerivative · entry 1 Cohn Andrew M. · CIK 0001696663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,897 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
Krygier Christopher DChief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000296 · wf-form4_163062248440626.xml · derivative · entry 2 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126 Underlying: Common Stock · 1 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
Krygier Christopher DChief Strategy Officer
|
PurchaseCommon Stock | 3.125 | $20.04 | $62.63 |
DisclosureSEC source: 0001434728-21-000296 · wf-form4_163062248440626.xml · nonDerivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee for The CKTJ Living Trust Disclosed balance after: 2,576.098 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:40 UTC |
Lenderking John CarrollSVP, Water Resources
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000293 · wf-form4_163062243326212.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
Huckelbridge BrettDirector
|
GrantRestricted Stock Units · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000294 · wf-form4_163062244942384.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:42 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000299 · wf-form4_163062253235688.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
Alexander Richard MDirector
|
GrantRestricted Stock Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000295 · wf-form4_163062246830990.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:42 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000298 · wf-form4_163062251591682.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,393 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:40 UTC |
Ellsworth JoanneVice President
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000292 · wf-form4_163062241253103.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:39 UTC |
Thuneman JasonVice President
|
GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000290 · wf-form4_163062238028007.xml · derivative · entry 1 Thuneman Jason · CIK 0001709124 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:42 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000300 · wf-form4_163062255512263.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,925 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
COY DEBRADirector
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000297 · wf-form4_163062250097156.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63 Underlying: Common Stock · 3 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:41 UTC |
COY DEBRADirector
|
GrantCommon Stock | 20.46 | $19.94 | $407.97 |
DisclosureSEC source: 0001434728-21-000297 · wf-form4_163062250097156.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,782.226 F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:40 UTC |
Corwin Jonathan C.Vice President
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GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000291 · wf-form4_163062239653602.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 23, 2021 Filed Sep 2, 2021 22:43 UTC |
Huckelbridge BrettDirector
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GrantRestricted Stock Units · Derivative | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000301 · wf-form4_163062257519491.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,901 Underlying: Common Stock · 511 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 23, 2021 Filed Sep 2, 2021 22:43 UTC |
Rousseau DavidDirector
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GrantRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000302 · wf-form4_163062259487807.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,915 Underlying: Common Stock · 565 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC |
Krupa Heather MVice President and Controller
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Disposition to issuerStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · derivative · entry 9 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2029-08-13 F2 · derivative.exercise_date: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC |
Krupa Heather MVice President and Controller
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Tax withholdingCommon Stock | 2,756 | $20.43 | $56,305.08 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 6 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,351 Read SEC document |
| August 13, 2021 Filed Aug 13, 2021 22:08 UTC |
Krupa Heather MVice President and Controller
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Exercise / conversionCommon Stock | 5,000 | $11.26 | $56,300.00 |
DisclosureSEC source: 0001434728-21-000266 · wf-form4_162889249421458.xml · nonDerivative · entry 5 Krupa Heather M · CIK 0001785266 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Lenderking John CarrollSVP, Water Resources
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Exercise / conversionStock Appreciation Right · Derivative | 16,500 | $0.00 Strike: $8.99 | $0.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · derivative · entry 3 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 16,500 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Lenderking John CarrollSVP, Water Resources
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Disposition to issuerCommon Stock | 16,500 | $20.43 | $337,095.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · nonDerivative · entry 2 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · balance_after: Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Lenderking John CarrollSVP, Water Resources
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Exercise / conversionCommon Stock | 16,500 | $8.99 | $148,335.00 |
DisclosureSEC source: 0001434728-21-000273 · wf-form4_162923734561679.xml · nonDerivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Fleming Ronnie LDirector · President and CEO
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Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,796 Underlying: Common Stock · 30,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Fleming Ronnie LDirector · President and CEO
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Tax withholdingCommon Stock | 13,803 | $20.43 | $281,995.29 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,706 F1 · balance_after: Includes 27,040 shares of restricted stock which will vest on May 8, 2022. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Fleming Ronnie LDirector · President and CEO
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Exercise / conversionCommon Stock | 30,000 | $9.40 | $282,000.00 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Liebman Michael JCFO and Corporate Secretary
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Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000275 · wf-form4_162923739477597.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Underlying: Common Stock · 25,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was originally granted 100,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Liebman Michael JCFO and Corporate Secretary
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Tax withholdingCommon Stock | 11,503 | $20.43 | $235,006.29 |
DisclosureSEC source: 0001434728-21-000275 · wf-form4_162923739477597.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,740 F1 · balance_after: Includes 22,123 shares of restricted stock which will vest on May 8, 2022 Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC |
Liebman Michael JCFO and Corporate Secretary
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Exercise / conversionCommon Stock | 25,000 | $9.40 | $235,000.00 |
DisclosureSEC source: 0001434728-21-000275 · wf-form4_162923739477597.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment |
Fleming Ronnie LDirector · President and CEO
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Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,796 Underlying: Common Stock · 30,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment |
Fleming Ronnie LDirector · President and CEO
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Tax withholdingCommon Stock | 20,723 | $20.43 | $423,370.89 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,786 F1 · shares: Amended to include 6,920 shares withheld to satisfy tax withholding obligation. F2 · balance_after: Includes 27,040 shares of restricted stock which will vest on May 8, 2022. Read SEC document |
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment |
Fleming Ronnie LDirector · President and CEO
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Exercise / conversionCommon Stock | 30,000 | $9.40 | $282,000.00 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.