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GWRS

Global Water Resources, Inc.

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234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Krygier Christopher DChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 115 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000018 · wf-form4_164133789679663.xml · derivative · entry 5

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

Underlying: Common Stock · 115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000018 · wf-form4_164133789679663.xml · derivative · entry 4

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Krygier Christopher DChief Strategy Officer
GrantCommon Stock 3.786 $16.79 $63.57
Disclosure

SEC source: 0001434728-22-000018 · wf-form4_164133789679663.xml · nonDerivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,589.914

F3 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Krygier Christopher DChief Strategy Officer
Disposition to issuerCommon Stock 115 $16.88 $1,941.20
Disclosure

SEC source: 0001434728-22-000018 · wf-form4_164133789679663.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,772

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Krygier Christopher DChief Strategy Officer
Exercise / conversionCommon Stock 115 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000018 · wf-form4_164133789679663.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 100 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 100 $16.88 $1,688.00
Disclosure

SEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:11 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000017 · wf-form4_164133787160096.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:09 UTC GrantRestricted Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000014 · wf-form4_164133774245515.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 2,374 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 6

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,525

Underlying: Common Stock · 2,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,181 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 5

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,263

Underlying: Common Stock · 1,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,444

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 3,555 $16.88 $60,008.40
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,786

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:14 UTC GrantRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000022 · wf-form4_164133803680142.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailedwithin the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailedwithin the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 1,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,336 $16.88 $39,431.68
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,207

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000019 · wf-form4_164133792898829.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 222 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · derivative · entry 6

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
Exercise / conversionRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · derivative · entry 5

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 326 $16.88 $5,502.88
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · nonDerivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:13 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000021 · wf-form4_164133801477278.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:14 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000023 · wf-form4_164133805730332.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75

Underlying: Common Stock · 3 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:14 UTC
COY DEBRADirector
GrantCommon Stock 24.23 $17.09 $414.09
Disclosure

SEC source: 0001434728-22-000023 · wf-form4_164133805730332.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,872.237

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionPhantom Stock Unit · Derivative 111 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411

Underlying: Common Stock · 53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
Disposition to issuerCommon Stock 164 $16.88 $2,768.32
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000016 · wf-form4_164133782486932.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:08 UTC GrantRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000013 · wf-form4_164133770583602.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionPhantom Stock Unit · Derivative 219 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · derivative · entry 6

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Underlying: Common Stock · 219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · derivative · entry 5

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417

Underlying: Common Stock · 52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 271 $16.88 $4,574.48
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · nonDerivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,183

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 30, 2021 Filed Jan 4, 2022 23:10 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000015 · wf-form4_164133779068889.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
December 16, 2021 Filed Dec 17, 2021 22:35 UTC PurchaseCommon Stock 10,000 $16.19 $161,931.00
Disclosure

SEC source: 0001434728-21-000389 · wf-form4_163978052097926.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873,718

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:50 UTC
Krygier Christopher DChief Strategy Officer
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000385 · wf-form4_163839901544105.xml · derivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Underlying: Common Stock · 1 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:50 UTC
Krygier Christopher DChief Strategy Officer
PurchaseCommon Stock 3.344 $18.80 $62.87
Disclosure

SEC source: 0001434728-21-000385 · wf-form4_163839901544105.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 2,586.128

F1 · shares: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:50 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000383 · wf-form4_163839899505816.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:50 UTC GrantRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000386 · wf-form4_163839902528767.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,442

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:47 UTC GrantRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001434728-21-000376 · wf-form4_163839885316272.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.