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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 5, 2022 02:04 UTC
Krygier Christopher DChief Strategy Officer
Disposition to issuerCommon Stock 307 $12.29 $3,773.03
Disclosure

SEC source: 0001434728-22-000333 · wf-form4_166493399903477.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,372

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:04 UTC
Krygier Christopher DChief Strategy Officer
Exercise / conversionCommon Stock 307 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000333 · wf-form4_166493399903477.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:59 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 187 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Common Stock · 187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:59 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:59 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 187 $12.29 $2,298.23
Disclosure

SEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:59 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 187 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000336 · wf-form4_166493457411670.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:51 UTC GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000329 · wf-form4_166493388295167.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,494

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:27 UTC GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000316 · wf-form4_166493260564872.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionPhantom Stock Unit · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 6

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,065 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 5

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,598

Underlying: Common Stock · 2,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,663

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 3,035 $12.29 $37,300.15
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,213

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:54 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 2,065 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionPhantom Stock Unit · Derivative 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 6

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,321 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 5

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,709

Underlying: Common Stock · 1,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,030

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 1,942 $12.29 $23,867.18
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,120

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 1,321 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000330 · wf-form4_166493391960340.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionPhantom Stock Unit · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 6

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32

Underlying: Common Stock · 48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 5

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981

Underlying: Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
Disposition to issuerCommon Stock 184 $12.29 $2,261.36
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,206

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000328 · wf-form4_166493382321959.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000335 · wf-form4_166493435883524.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 02:05 UTC
COY DEBRADirector
GrantCommon Stock 35.044 $12.00 $420.53
Disclosure

SEC source: 0001434728-22-000335 · wf-form4_166493435883524.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138.741

F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
Exercise / conversionPhantom Stock Unit · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 6

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
Exercise / conversionRestricted Stock Units · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 5

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207

Underlying: Common Stock · 184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 277 $12.29 $3,404.33
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,754

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:50 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000332 · wf-form4_166493397661773.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
Exercise / conversionPhantom Stock Unit · Derivative 92 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · derivative · entry 6

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66

Underlying: Common Stock · 92 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · derivative · entry 5

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617

Underlying: Common Stock · 93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 185 $12.29 $2,273.65
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · nonDerivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 92 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:49 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000334 · wf-form4_166493429376326.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:45 UTC GrantRestricted Stock Units · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000331 · wf-form4_166493393789378.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 30, 2022 Filed Oct 5, 2022 01:42 UTC GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-22-000327 · wf-form4_166493378056340.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
September 29, 2022 Filed Sep 29, 2022 20:57 UTC GrantCommon Stock 4,000 $12.00 $48,000.00
Disclosure

SEC source: 0001434728-22-000313 · wf-form4_166448500053801.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077,850

Read SEC document
September 29, 2022 Filed Oct 19, 2022 01:01 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001434728-22-000339 · wf-form4_166614127555937.xml · derivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 2,000 shares

Expires 2027-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.

Read SEC document
September 29, 2022 Filed Oct 19, 2022 01:01 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 2,000 $9.40 $18,800.00
Disclosure

SEC source: 0001434728-22-000339 · wf-form4_166614127555937.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2022 Filed Sep 28, 2022 01:11 UTC GrantCommon Stock 500 $12.20 $6,100.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 4

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072,359

Read SEC document
September 27, 2022 Filed Sep 29, 2022 20:57 UTC GrantCommon Stock 1,491 $12.23 $18,234.93
Disclosure

SEC source: 0001434728-22-000313 · wf-form4_166448500053801.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,073,850

Read SEC document
September 26, 2022 Filed Sep 28, 2022 01:11 UTC GrantCommon Stock 1,200 $12.60 $15,120.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,050

Read SEC document
September 26, 2022 Filed Sep 28, 2022 01:11 UTC GrantCommon Stock 2,000 $12.25 $24,500.00
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069,850

Read SEC document
September 23, 2022 Filed Sep 28, 2022 01:11 UTC GrantCommon Stock 809 $12.65 $10,233.85
Disclosure

SEC source: 0001434728-22-000311 · wf-form4_166432747420492.xml · nonDerivative · entry 3

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071,859

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.