Tapewire

Nasdaq · USD

GWRS

Global Water Resources, Inc.

Export transactions ↓
Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2023 Filed May 3, 2023 01:48 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000142 · wf-form4_168307847864274.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:48 UTC
COY DEBRADirector
GrantCommon Stock 40.724 $10.57 $430.45
Disclosure

SEC source: 0001434728-23-000142 · wf-form4_168307847864274.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,374.718

F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:45 UTC GrantRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000139 · wf-form4_168307834070666.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,531

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:45 UTC GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000138 · wf-form4_168307830375025.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:58 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 604 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000113 · wf-form4_168064549788910.xml · derivative · entry 4

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,820

Underlying: Common Stock · 604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:58 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 3,524 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000113 · wf-form4_168064549788910.xml · derivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,424

Underlying: Common Stock · 3,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:58 UTC
Krygier Christopher DChief Operating Officer
Disposition to issuerCommon Stock 604 $12.45 $7,519.80
Disclosure

SEC source: 0001434728-23-000113 · wf-form4_168064549788910.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,372

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:58 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000113 · wf-form4_168064549788910.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:02 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 297 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000115 · wf-form4_168064571784206.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,065

Underlying: Common Stock · 297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:02 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 1,325 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000115 · wf-form4_168064571784206.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 1,325 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:02 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 297 $12.45 $3,697.65
Disclosure

SEC source: 0001434728-23-000115 · wf-form4_168064571784206.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,417

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:02 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000115 · wf-form4_168064571784206.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:04 UTC GrantRestricted Stock Units · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000117 · wf-form4_168064587218295.xml · derivative · entry 2

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,131

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:04 UTC GrantRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000117 · wf-form4_168064587218295.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,105

Underlying: Common Stock · 750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:08 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000109 · wf-form4_168064249048317.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:19 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,154 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000125 · wf-form4_168064674640913.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,390

Underlying: Common Stock · 3,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:19 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 13,226 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000125 · wf-form4_168064674640913.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,544

Underlying: Common Stock · 13,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:19 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 3,154 $12.45 $39,267.30
Disclosure

SEC source: 0001434728-23-000125 · wf-form4_168064674640913.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,213

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:19 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000125 · wf-form4_168064674640913.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,019 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000119 · wf-form4_168064631393954.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,690

Underlying: Common Stock · 2,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:12 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 8,465 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000119 · wf-form4_168064631393954.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,709

Underlying: Common Stock · 8,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:12 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,019 $12.45 $25,136.55
Disclosure

SEC source: 0001434728-23-000119 · wf-form4_168064631393954.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,120

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:12 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,019 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000119 · wf-form4_168064631393954.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:33 UTC
Kitts Suzanne MichelleVice President and Controller
Exercise / conversionCommon Stock · Derivative 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000132 · wf-form4_168064760997315.xml · derivative · entry 4

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:33 UTC
Kitts Suzanne MichelleVice President and Controller
GrantCommon Stock · Derivative 656 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000132 · wf-form4_168064760997315.xml · derivative · entry 3

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656

Underlying: Common Stock · 656 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:33 UTC
Kitts Suzanne MichelleVice President and Controller
Disposition to issuerCommon Stock 56 $12.45 $697.20
Disclosure

SEC source: 0001434728-23-000132 · wf-form4_168064760997315.xml · nonDerivative · entry 2

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:33 UTC
Kitts Suzanne MichelleVice President and Controller
Exercise / conversionCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000132 · wf-form4_168064760997315.xml · nonDerivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:28 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 144 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000130 · wf-form4_168064729147735.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 996

Underlying: Common Stock · 144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:28 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 635 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000130 · wf-form4_168064729147735.xml · derivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:28 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 144 $12.45 $1,792.80
Disclosure

SEC source: 0001434728-23-000130 · wf-form4_168064729147735.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,384

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:28 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000130 · wf-form4_168064729147735.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:22 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000127 · wf-form4_168064693571980.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:22 UTC
COY DEBRADirector
GrantCommon Stock 34.375 $12.50 $429.69
Disclosure

SEC source: 0001434728-23-000127 · wf-form4_168064693571980.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,333.994

F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 1,371 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · derivative · entry 3

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Common Stock · 1,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC
Ellsworth JoanneExecutive Vice President
Disposition to issuerCommon Stock 250 $12.45 $3,112.50
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · nonDerivative · entry 2

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,206

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:14 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000121 · wf-form4_168064645427952.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:16 UTC GrantRestricted Stock Units · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000123 · wf-form4_168064659045093.xml · derivative · entry 2

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,504

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:16 UTC GrantRestricted Stock Units · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000123 · wf-form4_168064659045093.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,480

Underlying: Common Stock · 827 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:49 UTC
Thuneman JasonVice President
Exercise / conversionRestricted Stock Units · Derivative 289 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,994

Underlying: Common Stock · 289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:49 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 1,271 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 1,271 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:49 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 289 $12.45 $3,598.05
Disclosure

SEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,754

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:49 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 289 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000111 · wf-form4_168064492738966.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:05 UTC GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000107 · wf-form4_168064229057154.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 29, 2023 Filed Apr 4, 2023 00:30 UTC
Thuneman JasonVice President
Exercise / conversionStock Appreciation Right · Derivative 20,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 shares of stock appreciation rights on February 10, 2015. The stock appreciation rights vested over four years, 25% per year.

Read SEC document
March 29, 2023 Filed Apr 4, 2023 00:30 UTC
Thuneman JasonVice President
Disposition to issuerCommon Stock 20,000 $12.50 $250,000.00
Disclosure

SEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,754

Read SEC document
March 29, 2023 Filed Apr 4, 2023 00:30 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 20,000 $4.26 $85,200.00
Disclosure

SEC source: 0001434728-23-000105 · wf-form4_168056823443750.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 17:36 UTC PurchaseCommon Stock 706 $12.15 $8,577.90
Disclosure

SEC source: 0001434728-23-000094 · wf-form4_167890179542748.xml · nonDerivative · entry 2

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,212

Read SEC document
March 13, 2023 Filed Mar 15, 2023 17:36 UTC PurchaseCommon Stock 1,656 $12.12 $20,071.55
Disclosure

SEC source: 0001434728-23-000094 · wf-form4_167890179542748.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,506

Read SEC document
February 28, 2023 Filed Mar 3, 2023 00:55 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000060 · wf-form4_167780491404881.xml · derivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.