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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 6, 2023 00:01 UTC GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000229 · wk-form4_1688601662.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 00:00 UTC GrantRestricted Stock Units · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000228 · wk-form4_1688601635.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,273

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:58 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000224 · wk-form4_1688601524.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 23:58 UTC
COY DEBRADirector
GrantCommon Stock 33.617 $12.86 $432.31
Disclosure

SEC source: 0001434728-23-000224 · wk-form4_1688601524.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,446.784

F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
June 27, 2023 Filed Jul 3, 2024 00:47 UTC Amendment
Kitts Suzanne MichelleVice President and Controller
SaleCommon Stock 434 $12.58 $5,459.76
Disclosure

SEC source: 0001434728-24-000249 · wk-form4a_1719967616.xml · nonDerivative · entry 2

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
June 23, 2023 Filed Jul 3, 2024 00:47 UTC Amendment
Kitts Suzanne MichelleVice President and Controller
SaleCommon Stock 400 $12.75 $5,100.00
Disclosure

SEC source: 0001434728-24-000249 · wk-form4a_1719967616.xml · nonDerivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:31 UTC
Thuneman JasonVice President
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $9.40 $0.00
Disclosure

SEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2027-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 50,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:31 UTC
Thuneman JasonVice President
Tax withholdingCommon Stock 38,039 $12.45 $473,585.55
Disclosure

SEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,931

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:31 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 50,000 $9.40 $470,000.00
Disclosure

SEC source: 0001434728-23-000217 · wk-form4_1687811468.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:08 UTC
Thuneman JasonVice President
Disposition to issuerStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · derivative · entry 4

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2029-08-13

F2 · price: Represents the forfeiture of incentive stock options granted to the reporting person on August 13, 2019 that were eligible to vest on August 13, 2023.

F2 · derivative.exercise_date: Represents the forfeiture of incentive stock options granted to the reporting person on August 13, 2019 that were eligible to vest on August 13, 2023.

Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:08 UTC
Thuneman JasonVice President
Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 $12.45 Strike: $11.26 $186,750.00
Disclosure

SEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · derivative · entry 3

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 15,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:08 UTC
Thuneman JasonVice President
Tax withholdingCommon Stock 13,566 $12.45 $168,896.70
Disclosure

SEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · nonDerivative · entry 2

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,970

Read SEC document
June 20, 2023 Filed Jun 23, 2023 00:08 UTC
Thuneman JasonVice President
Exercise / conversionCommon Stock 15,000 $11.26 $168,900.00
Disclosure

SEC source: 0001434728-23-000215 · wk-form4_1687478910.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 19:16 UTC PurchaseCommon Stock 30,000 $12.07 $362,100.00
Disclosure

SEC source: 0001434728-23-000209 · wk-form4_1686338197.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,113,685

Read SEC document
June 04, 2023 Filed Jun 6, 2023 22:01 UTC
Krygier Christopher DChief Operating Officer
Tax withholdingCommon Stock 6,313 $12.26 $77,397.38
Disclosure

SEC source: 0001434728-23-000207 · wk-form4_1686088889.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,260

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,000 restricted stock shares originally granted on 06/04/2020.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:09 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000195 · wk-form4_1685725751.xml · derivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:08 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000193 · wk-form4_1685725684.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,074

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:01 UTC GrantRestricted Stock Units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000184 · wk-form4_1685725292.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,022

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:05 UTC GrantRestricted Stock Units · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000189 · wk-form4_1685725521.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:15 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000205 · wk-form4_1685726122.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,484

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:14 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 29 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000203 · wk-form4_1685726035.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:12 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000201 · wk-form4_1685725965.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:11 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000199 · wk-form4_1685725882.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,003

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:10 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000197 · wk-form4_1685725821.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:06 UTC
Kitts Suzanne MichelleVice President and Controller
GrantCommon Stock · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000191 · wk-form4_1685725606.xml · derivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:03 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000187 · wk-form4_1685725428.xml · derivative · entry 2

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147

Underlying: Common Stock · 5 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:03 UTC
COY DEBRADirector
GrantCommon Stock 38.449 $11.22 $431.40
Disclosure

SEC source: 0001434728-23-000187 · wk-form4_1685725428.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,413.167

F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:00 UTC GrantRestricted Stock Units · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000182 · wk-form4_1685725194.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,248

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 16:58 UTC GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000180 · wk-form4_1685725111.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,587

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 17, 2023 Filed May 19, 2023 17:53 UTC PurchaseCommon Stock 2,243 $10.95 $24,560.85
Disclosure

SEC source: 0001434728-23-000178 · wk-form4_1684518801.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,685

Read SEC document
May 10, 2023 Filed May 11, 2023 19:11 UTC
Krygier Christopher DChief Operating Officer
Tax withholdingCommon Stock 2,799 $11.18 $31,292.82
Disclosure

SEC source: 0001434728-23-000172 · wf-form4_168383229768315.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,573

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,667 restricted stock shares.

Read SEC document
May 10, 2023 Filed May 11, 2023 19:12 UTC
Lenderking John CarrollSVP, Water Resources
Tax withholdingCommon Stock 2,013 $11.18 $22,505.34
Disclosure

SEC source: 0001434728-23-000173 · wf-form4_168383233437358.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,500 restricted stock shares.

Read SEC document
May 10, 2023 Filed May 11, 2023 19:10 UTC GrantRestricted Stock Units · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000171 · wf-form4_168383221924217.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,992

Underlying: Common Stock · 831 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
May 10, 2023 Filed May 11, 2023 19:12 UTC
Liebman Michael JCFO and Corporate Secretary
Tax withholdingCommon Stock 3,158 $11.18 $35,306.44
Disclosure

SEC source: 0001434728-23-000174 · wf-form4_168383236405294.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,962

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,333 restricted stock shares.

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May 10, 2023 Filed May 11, 2023 19:09 UTC
Fleming Ronnie LDirector · President and CEO
Tax withholdingCommon Stock 3,864 $11.18 $43,199.52
Disclosure

SEC source: 0001434728-23-000170 · wf-form4_168383217320803.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,349

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,000 restricted stock shares.

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May 10, 2023 Filed May 11, 2023 19:15 UTC
Thuneman JasonVice President
Tax withholdingCommon Stock 218 $11.18 $2,437.24
Disclosure

SEC source: 0001434728-23-000176 · wf-form4_168383253596671.xml · nonDerivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,536

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,500 restricted stock shares.

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May 10, 2023 Filed May 11, 2023 19:15 UTC GrantRestricted Stock Units · Derivative 689 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000175 · wf-form4_168383250756617.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,220

Underlying: Common Stock · 689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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May 10, 2023 Filed May 11, 2023 19:08 UTC
Corwin Jonathan C.Vice President
Tax withholdingCommon Stock 2,597 $11.18 $29,034.46
Disclosure

SEC source: 0001434728-23-000169 · wf-form4_168383210660013.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,787

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,500 restricted stock shares.

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May 08, 2023 Filed May 11, 2023 01:59 UTC
Ellsworth JoanneExecutive Vice President
Tax withholdingCommon Stock 3,245 $11.18 $36,279.10
Disclosure

SEC source: 0001434728-23-000168 · wf-form4_168377033646418.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,961

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,500 restricted stock shares.

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May 08, 2023 Filed May 11, 2023 01:34 UTC PurchaseCommon Stock 1,230 $10.95 $13,468.25
Disclosure

SEC source: 0001434728-23-000160 · wf-form4_168376884230207.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,081,442

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April 28, 2023 Filed May 3, 2023 01:52 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000147 · wf-form4_168307876395936.xml · derivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,831

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

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April 28, 2023 Filed May 3, 2023 01:53 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000148 · wf-form4_168307880264950.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,070

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:47 UTC GrantRestricted Stock Units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000141 · wf-form4_168307841196620.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,161

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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April 28, 2023 Filed May 3, 2023 01:39 UTC GrantRestricted Stock Units · Derivative 41 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000134 · wf-form4_168307795072452.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:54 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000149 · wf-form4_168307883629145.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,721

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:51 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 48 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000145 · wf-form4_168307865151232.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,438

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:54 UTC
Thuneman JasonVice President
GrantRestricted Stock Units · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000150 · wf-form4_168307888620138.xml · derivative · entry 1

Thuneman Jason · CIK 0001709124 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,999

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:52 UTC
Kitts Suzanne MichelleVice President and Controller
GrantCommon Stock · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000146 · wf-form4_168307872767245.xml · derivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:50 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000144 · wf-form4_168307862519727.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,964

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 28, 2023 Filed May 3, 2023 01:49 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-23-000143 · wf-form4_168307856803269.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 998

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.