Last 12 months
Inside the activity.
10 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 7 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2023 Filed Jan 3, 2024 22:59 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000024 · wk-form4_1704322752.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,358 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:59 UTC |
Fleming Ronnie LDirector · President and CEO
|
Disposition to issuerCommon Stock | 3,160 | $13.12 | $41,459.20 |
DisclosureSEC source: 0001434728-24-000024 · wk-form4_1704322752.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,349 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:59 UTC |
Fleming Ronnie LDirector · President and CEO
|
Exercise / conversionCommon Stock | 3,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000024 · wk-form4_1704322752.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:57 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000022 · wk-form4_1704322664.xml · derivative · entry 4 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,806 Underlying: Common Stock · 2,023 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:57 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000022 · wk-form4_1704322664.xml · derivative · entry 3 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,829 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:57 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Disposition to issuerCommon Stock | 2,023 | $13.12 | $26,541.76 |
DisclosureSEC source: 0001434728-24-000022 · wk-form4_1704322664.xml · nonDerivative · entry 2 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,962 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:57 UTC |
Liebman Michael JCFO and Corporate Secretary
|
Exercise / conversionCommon Stock | 2,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000022 · wk-form4_1704322664.xml · nonDerivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:56 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000020 · wk-form4_1704322594.xml · derivative · entry 4 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:56 UTC |
Corwin Jonathan C.Vice President
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000020 · wk-form4_1704322594.xml · derivative · entry 3 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:56 UTC |
Corwin Jonathan C.Vice President
|
Disposition to issuerCommon Stock | 144 | $13.12 | $1,889.28 |
DisclosureSEC source: 0001434728-24-000020 · wk-form4_1704322594.xml · nonDerivative · entry 2 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,787 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:56 UTC |
Corwin Jonathan C.Vice President
|
Exercise / conversionCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000020 · wk-form4_1704322594.xml · nonDerivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:55 UTC |
Ellsworth JoanneExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000018 · wk-form4_1704322521.xml · derivative · entry 4 Ellsworth Joanne · CIK 0001709055 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,231 Underlying: Common Stock · 252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:55 UTC |
Ellsworth JoanneExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000018 · wk-form4_1704322521.xml · derivative · entry 3 Ellsworth Joanne · CIK 0001709055 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,483 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:55 UTC |
Ellsworth JoanneExecutive Vice President
|
Disposition to issuerCommon Stock | 252 | $13.12 | $3,306.24 |
DisclosureSEC source: 0001434728-24-000018 · wk-form4_1704322521.xml · nonDerivative · entry 2 Ellsworth Joanne · CIK 0001709055 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,961 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:55 UTC |
Ellsworth JoanneExecutive Vice President
|
Exercise / conversionCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000018 · wk-form4_1704322521.xml · nonDerivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:49 UTC |
Kitts Suzanne MichelleVice President and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000012 · wk-form4_1704322156.xml · derivative · entry 4 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437 Underlying: Common Stock · 58 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:49 UTC |
Kitts Suzanne MichelleVice President and Controller
|
GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000012 · wk-form4_1704322156.xml · derivative · entry 3 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:49 UTC |
Kitts Suzanne MichelleVice President and Controller
|
Disposition to issuerCommon Stock | 58 | $13.12 | $760.96 |
DisclosureSEC source: 0001434728-24-000012 · wk-form4_1704322156.xml · nonDerivative · entry 2 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,180 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to [December 30, 2021.] Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:49 UTC |
Kitts Suzanne MichelleVice President and Controller
|
Exercise / conversionCommon Stock | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000012 · wk-form4_1704322156.xml · nonDerivative · entry 1 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:46 UTC |
COY DEBRADirector
|
GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000008 · wk-form4_1704321959.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182 Underlying: Common Stock · 4 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:46 UTC |
COY DEBRADirector
|
GrantCommon Stock | 33.324 | $13.28 | $442.54 |
DisclosureSEC source: 0001434728-24-000008 · wk-form4_1704321959.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,673 F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:40 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000004 · wk-form4_1704321624.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,219 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 22:39 UTC |
Cohn Andrew M.Director
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-24-000002 · wk-form4_1704321491.xml · derivative · entry 1 Cohn Andrew M. · CIK 0001696663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,611 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| December 15, 2023 Filed Jan 4, 2024 18:09 UTC |
Brill Steven D.VP of IT Operations
|
PurchaseCommon Stock | 4 | $13.08 | $52.32 |
DisclosureSEC source: 0001434728-24-000032 · wk-form4_1704391745.xml · nonDerivative · entry 1 Brill Steven D. · CIK 0002004075 · VP of IT Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,026 Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:57 UTC |
Krygier Christopher DChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000365 · wk-form4_1701734213.xml · derivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,665 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:59 UTC |
Lenderking John CarrollSVP, Water Resources
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000368 · wk-form4_1701734357.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,497 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:08 UTC |
Huckelbridge BrettDirector
|
GrantRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000377 · wk-form4_1701734928.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,927 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:03 UTC |
Alexander Richard MDirector
|
GrantRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000373 · wk-form4_1701734589.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,369 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:50 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000357 · wk-form4_1701733821.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,329 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:00 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000369 · wk-form4_1701734412.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,810 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:10 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000379 · wk-form4_1701735014.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,213 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:04 UTC |
Cohn Andrew M.Director
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000375 · wk-form4_1701734681.xml · derivative · entry 1 Cohn Andrew M. · CIK 0001696663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,608 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:02 UTC |
COY DEBRADirector
|
GrantRestricted Stock Units · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000371 · wk-form4_1701734534.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178 Underlying: Common Stock · 5 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 30, 2023 Filed Dec 5, 2023 00:02 UTC |
COY DEBRADirector
|
GrantCommon Stock | 35.613 | $12.27 | $436.97 |
DisclosureSEC source: 0001434728-23-000371 · wk-form4_1701734534.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,639.676 F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:55 UTC |
Ellsworth JoanneExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000363 · wk-form4_1701734107.xml · derivative · entry 1 Ellsworth Joanne · CIK 0001709055 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,480 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:54 UTC |
Corwin Jonathan C.Vice President
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000361 · wk-form4_1701734051.xml · derivative · entry 1 Corwin Jonathan C. · CIK 0001709483 · Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 719 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:52 UTC |
Kitts Suzanne MichelleVice President and Controller
|
GrantRestricted Stock Units · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000359 · wk-form4_1701733946.xml · derivative · entry 1 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| November 20, 2023 Filed Dec 5, 2023 00:08 UTC |
Huckelbridge BrettDirector
|
GrantRestricted Stock Units · Derivative | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000377 · wk-form4_1701734928.xml · derivative · entry 2 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,814 Underlying: Common Stock · 887 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 20, 2023 Filed Dec 5, 2023 00:10 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 979 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000379 · wk-form4_1701735014.xml · derivative · entry 2 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,192 Underlying: Common Stock · 979 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| November 14, 2023 Filed Jul 3, 2024 00:47 UTC Amendment |
Kitts Suzanne MichelleVice President and Controller
|
SaleCommon Stock | 600 | $11.34 | $6,804.00 |
DisclosureSEC source: 0001434728-24-000249 · wk-form4a_1719967616.xml · nonDerivative · entry 3 Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,847 Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:24 UTC |
Krygier Christopher DChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000336 · wk-form4_1698949473.xml · derivative · entry 1 Krygier Christopher D · CIK 0001814062 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,658 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:26 UTC |
Lenderking John CarrollSVP, Water Resources
|
GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000338 · wk-form4_1698949593.xml · derivative · entry 1 Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,494 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:30 UTC |
Huckelbridge BrettDirector
|
GrantRestricted Stock Units · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000344 · wk-form4_1698949850.xml · derivative · entry 1 Huckelbridge Brett · CIK 0001742329 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,894 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:29 UTC |
Alexander Richard MDirector
|
GrantRestricted Stock Units · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000342 · wk-form4_1698949760.xml · derivative · entry 1 Alexander Richard M · CIK 0001672990 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,332 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:15 UTC |
Fleming Ronnie LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000328 · wk-form4_1698948928.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,298 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:18 UTC |
Liebman Michael JCFO and Corporate Secretary
|
GrantRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000330 · wk-form4_1698949096.xml · derivative · entry 1 Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,790 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:35 UTC |
COY DEBRADirector
|
GrantRestricted Stock Units · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000350 · wk-form4_1698950114.xml · derivative · entry 2 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173 Underlying: Common Stock · 6 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F3 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:35 UTC |
COY DEBRADirector
|
GrantCommon Stock | 41.871 | $10.41 | $435.88 |
DisclosureSEC source: 0001434728-23-000350 · wk-form4_1698950114.xml · nonDerivative · entry 1 COY DEBRA · CIK 0001733776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,604.063 F1 · price: Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:33 UTC |
Cohn Andrew M.Director
|
GrantRestricted Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000348 · wk-form4_1698950019.xml · derivative · entry 1 Cohn Andrew M. · CIK 0001696663 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,605 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 18:32 UTC |
Rousseau DavidDirector
|
GrantRestricted Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000346 · wk-form4_1698949928.xml · derivative · entry 1 Rousseau David · CIK 0001769282 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,183 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.