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Nasdaq · USD

GWRS

Global Water Resources, Inc.

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Tapewire entity
234
SEC CIK
0001434728
Parsed reports
1,556

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202670
Jun 202600
Jul 202600
Aug 202620
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2024 Filed May 30, 2024 00:52 UTC GrantCommon Stock 1,066 $12.47 $13,293.02
Disclosure

SEC source: 0001434728-24-000188 · wk-form4_1717030363.xml · nonDerivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,104

F1 · shares: Shares represent restricted stock awarded which are fully vested when granted.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:53 UTC
COY DEBRADirector
GrantCommon Stock 830 $12.47 $10,350.10
Disclosure

SEC source: 0001434728-24-000191 · wk-form4_1717030403.xml · nonDerivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,608.203

F1 · shares: Shares represent restricted stock awarded which are fully vested when granted.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:53 UTC GrantCommon Stock 827 $12.47 $10,312.69
Disclosure

SEC source: 0001434728-24-000189 · wk-form4_1717030376.xml · nonDerivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827

F1 · shares: Shares represent restricted stock awarded which are fully vested when granted.

Read SEC document
May 24, 2024 Filed May 30, 2024 00:52 UTC GrantCommon Stock 572 $12.47 $7,132.84
Disclosure

SEC source: 0001434728-24-000187 · wk-form4_1717030350.xml · nonDerivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126,100

F1 · shares: Shares represent restricted stock awarded which are fully vested when granted.

Read SEC document
May 23, 2024 Filed May 24, 2024 00:37 UTC
Krygier Christopher DChief Operating Officer
PurchaseCommon Stock 546 $13.17 $7,190.82
Disclosure

SEC source: 0001434728-24-000180 · wk-form4_1716511040.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 3,642.455

Read SEC document
May 23, 2024 Filed May 24, 2024 00:37 UTC
Krygier Christopher DChief Operating Officer
PurchaseCommon Stock 9 $13.16 $118.44
Disclosure

SEC source: 0001434728-24-000180 · wk-form4_1716511040.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By self as Trustee for The CKTJ Living Trust

Disclosed balance after: 3,096.455

Read SEC document
May 14, 2024 Filed May 16, 2024 22:22 UTC
Brill Steven D.VP of IT Operations
Tax withholdingCommon Stock 613 $12.83 $7,864.79
Disclosure

SEC source: 0001434728-24-000168 · wk-form4_1715898144.xml · nonDerivative · entry 1

Brill Steven D. · CIK 0002004075 · VP of IT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,436

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,750 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:22 UTC
Lenderking John CarrollSVP, Water Resources
Tax withholdingCommon Stock 2,025 $12.83 $25,980.75
Disclosure

SEC source: 0001434728-24-000169 · wk-form4_1715898157.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,379

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,500 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:23 UTC
Fleming Ronnie LDirector · President and CEO
Tax withholdingCommon Stock 3,886 $12.83 $49,857.38
Disclosure

SEC source: 0001434728-24-000171 · wk-form4_1715898193.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,463

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,000 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:24 UTC
Liebman Michael JCFO and Corporate Secretary
Tax withholdingCommon Stock 3,182 $12.83 $40,825.06
Disclosure

SEC source: 0001434728-24-000173 · wk-form4_1715898225.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,780

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,333 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:23 UTC
Corwin Jonathan C.Vice President
Tax withholdingCommon Stock 2,258 $12.83 $28,970.14
Disclosure

SEC source: 0001434728-24-000172 · wk-form4_1715898211.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,529

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,500 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 16, 2024 22:23 UTC
Ellsworth JoanneExecutive Vice President
Tax withholdingCommon Stock 2,409 $12.83 $30,907.47
Disclosure

SEC source: 0001434728-24-000170 · wk-form4_1715898176.xml · nonDerivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,552

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,500 restricted stock shares.

Read SEC document
May 14, 2024 Filed May 20, 2024 20:16 UTC
Krygier Christopher DChief Operating Officer
Tax withholdingCommon Stock 2,766 $12.83 $35,487.78
Disclosure

SEC source: 0001434728-24-000175 · wk-form4_1716236175.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,494

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,666 restricted stock shares.

Read SEC document
May 13, 2024 Filed May 13, 2024 23:44 UTC
Brill Steven D.VP of IT Operations
PurchaseCommon Stock 23 $12.77 $293.71
Disclosure

SEC source: 0001434728-24-000159 · wk-form4_1715643856.xml · nonDerivative · entry 1

Brill Steven D. · CIK 0002004075 · VP of IT Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,049

Read SEC document
April 30, 2024 Filed May 3, 2024 01:53 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 4,297 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000143 · wk-form4_1714701228.xml · derivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,531

Underlying: Common Stock · 4,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:53 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 1,418 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000139 · wk-form4_1714701177.xml · derivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,312

Underlying: Common Stock · 1,418 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:54 UTC GrantRestricted Stock Units · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000146 · wk-form4_1714701268.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,971

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:52 UTC GrantRestricted Stock Units · Derivative 38 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000137 · wk-form4_1714701151.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:53 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 13,425 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000140 · wk-form4_1714701190.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,556

Underlying: Common Stock · 13,425 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:54 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 8,593 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000147 · wk-form4_1714701280.xml · derivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,437

Underlying: Common Stock · 8,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:57 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000150 · wk-form4_1714701453.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 1,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:55 UTC
Kitts Suzanne MichelleVice President and Controller
GrantRestricted Stock Units · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000148 · wk-form4_1714701295.xml · derivative · entry 1

Kitts Suzanne Michelle · CIK 0001944464 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015

Underlying: Common Stock · 690 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:54 UTC
Ellsworth JoanneExecutive Vice President
GrantRestricted Stock Units · Derivative 1,562 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000145 · wk-form4_1714701254.xml · derivative · entry 1

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 1,562 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:54 UTC GrantRestricted Stock Units · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000144 · wk-form4_1714701242.xml · derivative · entry 1

Rousseau David · CIK 0001769282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:53 UTC
COY DEBRADirector
GrantRestricted Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000142 · wk-form4_1714701215.xml · derivative · entry 1

COY DEBRA · CIK 0001733776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:53 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000141 · wk-form4_1714701201.xml · derivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,124

Underlying: Common Stock · 697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
April 30, 2024 Filed May 3, 2024 01:52 UTC GrantRestricted Stock Units · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000138 · wk-form4_1714701164.xml · derivative · entry 1

Cohn Andrew M. · CIK 0001696663 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000116 · wk-form4_1712020693.xml · derivative · entry 4

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,234

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Krygier Christopher DChief Operating Officer
GrantRestricted Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000116 · wk-form4_1712020693.xml · derivative · entry 3

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Krygier Christopher DChief Operating Officer
Disposition to issuerCommon Stock 848 $12.84 $10,888.32
Disclosure

SEC source: 0001434728-24-000116 · wk-form4_1712020693.xml · nonDerivative · entry 2

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,260

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 28, 2024.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Krygier Christopher DChief Operating Officer
Exercise / conversionCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000116 · wk-form4_1712020693.xml · nonDerivative · entry 1

Krygier Christopher D · CIK 0001814062 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionRestricted Stock Units · Derivative 315 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000119 · wk-form4_1712020731.xml · derivative · entry 4

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Lenderking John CarrollSVP, Water Resources
GrantRestricted Stock Units · Derivative 2 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000119 · wk-form4_1712020731.xml · derivative · entry 3

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Lenderking John CarrollSVP, Water Resources
Disposition to issuerCommon Stock 315 $12.84 $4,044.60
Disclosure

SEC source: 0001434728-24-000119 · wk-form4_1712020731.xml · nonDerivative · entry 2

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,404

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Lenderking John CarrollSVP, Water Resources
Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000119 · wk-form4_1712020731.xml · nonDerivative · entry 1

Lenderking John Carroll · CIK 0001802075 · SVP, Water Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 00:29 UTC GrantRestricted Stock Units · Derivative 31 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000104 · wk-form4_1712017735.xml · derivative · entry 1

Huckelbridge Brett · CIK 0001742329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

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March 28, 2024 Filed Apr 2, 2024 00:28 UTC GrantRestricted Stock Units · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000103 · wk-form4_1712017720.xml · derivative · entry 1

Alexander Richard M · CIK 0001672990 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

F2 · derivative.expiration_date: The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,140 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000114 · wk-form4_1712020670.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,131

Underlying: Common Stock · 3,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Fleming Ronnie LDirector · President and CEO
GrantRestricted Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000114 · wk-form4_1712020670.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,271

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Fleming Ronnie LDirector · President and CEO
Disposition to issuerCommon Stock 3,140 $12.84 $40,317.60
Disclosure

SEC source: 0001434728-24-000114 · wk-form4_1712020670.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,349

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 28, 2024.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Fleming Ronnie LDirector · President and CEO
Exercise / conversionCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000114 · wk-form4_1712020670.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,008 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000115 · wk-form4_1712020681.xml · derivative · entry 4

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 2,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Liebman Michael JCFO and Corporate Secretary
GrantRestricted Stock Units · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000115 · wk-form4_1712020681.xml · derivative · entry 3

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,852

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F4 · price: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Liebman Michael JCFO and Corporate Secretary
Disposition to issuerCommon Stock 2,008 $12.84 $25,782.72
Disclosure

SEC source: 0001434728-24-000115 · wk-form4_1712020681.xml · nonDerivative · entry 2

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,962

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 28, 2024.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Liebman Michael JCFO and Corporate Secretary
Exercise / conversionCommon Stock 2,008 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000115 · wk-form4_1712020681.xml · nonDerivative · entry 1

Liebman Michael J · CIK 0001673041 · CFO and Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Corwin Jonathan C.Vice President
Exercise / conversionRestricted Stock Units · Derivative 152 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000120 · wk-form4_1712020745.xml · derivative · entry 4

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427

Underlying: Common Stock · 152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Corwin Jonathan C.Vice President
GrantRestricted Stock Units · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000120 · wk-form4_1712020745.xml · derivative · entry 3

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F3 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Corwin Jonathan C.Vice President
Disposition to issuerCommon Stock 152 $12.84 $1,951.68
Disclosure

SEC source: 0001434728-24-000120 · wk-form4_1712020745.xml · nonDerivative · entry 2

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,787

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 28, 2024.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:19 UTC
Corwin Jonathan C.Vice President
Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000120 · wk-form4_1712020745.xml · nonDerivative · entry 1

Corwin Jonathan C. · CIK 0001709483 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:18 UTC
Ellsworth JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001434728-24-000118 · wk-form4_1712020717.xml · derivative · entry 4

Ellsworth Joanne · CIK 0001709055 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 906

Underlying: Common Stock · 330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.