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GWRE

Guidewire Software, Inc.

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Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2024 Filed Dec 18, 2024 00:20 UTC GrantCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000171 · wk-form4_1734481211.xml · nonDerivative · entry 1

Dillon Margaret · CIK 0001787371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,197

F1 · shares: These restricted stock units were granted on December 17, 2024, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 00:20 UTC GrantCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000170 · wk-form4_1734481198.xml · nonDerivative · entry 1

Ramanathan Rajani · CIK 0001866716 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,861

F1 · shares: These restricted stock units were granted on December 17, 2024, and are scheduled to become 100% vested after the earlier of one year from the grant date or the Issuer's next annual meeting of stockholders.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 00:47 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 5,932 $171.06 $1,014,723.77
Disclosure

SEC source: 0001528396-24-000192 · wk-form4_1734569267.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,730

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 00:46 UTC
Mullen John PPresident
SaleCommon Stock 7,165 $171.06 $1,225,639.88
Disclosure

SEC source: 0001528396-24-000190 · wk-form4_1734569188.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,096

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 23:02 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 2,828 $171.06 $483,755.70
Disclosure

SEC source: 0001528396-24-000197 · wk-form4_1734649326.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,911

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 23:01 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 1,509 $171.06 $258,128.48
Disclosure

SEC source: 0001528396-24-000195 · wk-form4_1734649261.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,728

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 01:16 UTC
Mullen John PPresident
SaleCommon Stock 1,350 $197.72 $266,922.00
Disclosure

SEC source: 0001528396-24-000152 · wk-form4_1732151769.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,261

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on January 12, 2024.

Read SEC document
October 18, 2024 Filed Oct 22, 2024 22:40 UTC
Mullen John PPresident
SaleCommon Stock 1,350 $187.68 $253,368.00
Disclosure

SEC source: 0001528396-24-000146 · wk-form4_1729636850.xml · nonDerivative · entry 2

Mullen John P · CIK 0001917389 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,611

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on January 12, 2024.

Read SEC document
September 23, 2024 Filed Sep 25, 2024 20:52 UTC GrantCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000141 · wk-form4_1727297530.xml · nonDerivative · entry 1

Anquillare Mark V · CIK 0001472710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309

F1 · shares: These restricted stock units were granted on September 23, 2024, and are scheduled to become 100% vested after the earlier of one year from the grant date or Issuer's next annual meeting of stockholders.

Read SEC document
September 20, 2024 Filed Sep 20, 2024 22:22 UTC
Cooper Jeffrey ElliottChief Financial Officer
OtherCommon Stock 672 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000133 · wk-form4_1726870972.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,739

F1 · kind: Shares transferred as part of a divorce property settlement.

Read SEC document
September 20, 2024 Filed Sep 20, 2024 21:07 UTC
Mullen John PPresident & CRO
SaleCommon Stock 1,350 $174.78 $235,953.00
Disclosure

SEC source: 0001528396-24-000131 · wk-form4_1726866463.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,749

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on January 12, 2024.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:20 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 151 $173.88 $26,255.88
Disclosure

SEC source: 0001528396-24-000129 · wk-form4_1726780830.xml · nonDerivative · entry 4

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,411

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:20 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 3,705 $172.89 $640,555.97
Disclosure

SEC source: 0001528396-24-000129 · wk-form4_1726780830.xml · nonDerivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,562

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $172.6350 to $173.5000 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:20 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 1,100 $171.92 $189,111.01
Disclosure

SEC source: 0001528396-24-000129 · wk-form4_1726780830.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,267

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $171.5000 to $172.4800 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:19 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 138 $173.88 $23,995.44
Disclosure

SEC source: 0001528396-24-000127 · wk-form4_1726780754.xml · nonDerivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,237

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:19 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 3,067 $172.91 $530,328.46
Disclosure

SEC source: 0001528396-24-000127 · wk-form4_1726780754.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,375

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $172.5400 to $173.5050 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2024 Filed Sep 19, 2024 21:19 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 1,309 $171.94 $225,066.06
Disclosure

SEC source: 0001528396-24-000127 · wk-form4_1726780754.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,442

F2 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $171.4950 to $172.4480 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 00:50 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 4,672 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000113 · wk-form4_1726620650.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 00:50 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionCommon Stock 10,827 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000113 · wk-form4_1726620650.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 23:41 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
SaleCommon Stock 23,379 $172.16 $4,024,919.29
Disclosure

SEC source: 0001528396-24-000125 · wk-form4_1726702874.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,662

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 23:40 UTC
Mullen John PPresident & CRO
SaleCommon Stock 6,718 $172.16 $1,156,568.19
Disclosure

SEC source: 0001528396-24-000123 · wk-form4_1726702794.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,099

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 21:20 UTC
Cooper Jeffrey ElliottChief Financial Officer
SaleCommon Stock 10,334 $172.16 $1,779,097.31
Disclosure

SEC source: 0001528396-24-000129 · wk-form4_1726780830.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,367

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 17, 2024 Filed Sep 19, 2024 21:19 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 5,798 $172.16 $998,181.36
Disclosure

SEC source: 0001528396-24-000127 · wk-form4_1726780754.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,751

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 4,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000113 · wk-form4_1726620650.xml · derivative · entry 4

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,440

Underlying: Common Stock · 4,672 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 249 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

F2 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 249 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Cooper Jeffrey ElliottChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 10,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000113 · wk-form4_1726620650.xml · derivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,827 shares

Expires 2031-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: At the end of Year 1, 50% of this performance stock unit ("PSU") award will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. On September 7, 2022, the Compensation Committee of the Board of Directors determined that 122% of the performance-based conditions were met resulting in an increase of 1,704 PSUs earned by the Reporting Person. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 78 PSUs earned by the Reporting Person.

F1 · derivative.exercise_date: At the end of Year 1, 50% of this performance stock unit ("PSU") award will be determined based on performance against fiscal year 2022 financial targets, with the following vesting schedule: 33% vesting immediately, 33% vesting at end of Year 2, and 33% vesting at end of Year 3. On September 7, 2022, the Compensation Committee of the Board of Directors determined that 122% of the performance-based conditions were met resulting in an increase of 1,704 PSUs earned by the Reporting Person. At the end of Year 3, 50% of the PSU award will be determined based on performance against fiscal year 2024 financial targets, with the following vesting schedule: 100% vesting immediately. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 78 PSUs earned by the Reporting Person.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Mullen John PPresident & CRO
Exercise / conversionPerformance Shares · Derivative 4,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000112 · wk-form4_1726620640.xml · derivative · entry 2

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,134

Underlying: Common Stock · 4,087 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 216 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

F1 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 216 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Mullen John PPresident & CRO
Exercise / conversionCommon Stock 4,087 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000112 · wk-form4_1726620640.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 10,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000111 · wk-form4_1726620630.xml · derivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,892

Underlying: Common Stock · 10,107 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 537 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

F2 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 537 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionPerformance Shares · Derivative 24,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000111 · wk-form4_1726620630.xml · derivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,608 shares

Expires 2031-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 7, 2022, that 122% of the performance conditions were met resulting in an increase of 3,876 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against fiscal year 2024 financial targets vesting 100% immediately thereafter. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 176 PSUs earned by the Reporting Person.

F1 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 7, 2022, that 122% of the performance conditions were met resulting in an increase of 3,876 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against fiscal year 2024 financial targets vesting 100% immediately thereafter. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 176 PSUs earned by the Reporting Person.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,107 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000111 · wk-form4_1726620630.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon Stock 24,608 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000111 · wk-form4_1726620630.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 6,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000110 · wk-form4_1726620621.xml · derivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,563 shares

Expires 2031-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 7, 2022, that 122% of the performance conditions were met resulting in an increase of 1,035 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against fiscal year 2024 financial targets vesting 100% immediately thereafter. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 47 PSUs earned by the Reporting Person.

F2 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 7, 2022, that 122% of the performance conditions were met resulting in an increase of 1,035 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against fiscal year 2024 financial targets vesting 100% immediately thereafter. On September 11, 2024, the Compensation Committee of the Board of Directors determined that 99% of the performance-based conditions were met resulting in a decrease of 47 PSUs earned by the Reporting Person.

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September 15, 2024 Filed Sep 18, 2024 00:50 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionPerformance Shares · Derivative 2,335 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000110 · wk-form4_1726620621.xml · derivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,220

Underlying: Common Stock · 2,335 shares

Expires 2032-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 123 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

F1 · derivative.exercise_date: At the end of Year 1, as to 50% of this PSU award (Part 1), the Compensation Committee of the Board of Directors determined, on September 15, 2023, that 101.8% of the performance conditions against the FY23 ARR targets were met resulting in an increase of 123 PSUs earned by the Reporting Person. 33% of Part 1 vested immediately thereafter. 33% of Part 1 will vest at the end of Year 2, and 33% of Part 1 will vest at the end of Year 3. At the end of Year 3, 50% of the PSU award (Part 2) will be determined based on performance against the FY25 ARR targets.

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September 15, 2024 Filed Sep 18, 2024 00:50 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 6,563 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000110 · wk-form4_1726620621.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2024 Filed Sep 18, 2024 00:50 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 2,335 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000110 · wk-form4_1726620621.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:16 UTC
Cooper Jeffrey ElliottChief Financial Officer
GrantPerformance Shares · Derivative 16,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000098 · wk-form4_1726258575.xml · derivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,606

Underlying: Common Stock · 16,606 shares

Expires 2034-09-11

F1 · derivative.exercise_date: These Performance Shares cliff vest at the end of the three-year performance period based on the average performance of the three one-year performance periods and continued employment through September 15, 2027. One-year financial targets for each of the three performance measurement periods were set on the grant date.

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September 11, 2024 Filed Sep 13, 2024 20:16 UTC
Cooper Jeffrey ElliottChief Financial Officer
GrantCommon Stock 16,606 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000098 · wk-form4_1726258575.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,202

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:18 UTC
King James WinstonChief Admin Officer, Gen Couns
GrantPerformance Shares · Derivative 8,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000102 · wk-form4_1726258690.xml · derivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,967

Underlying: Common Stock · 8,967 shares

Expires 2034-09-11

F1 · derivative.exercise_date: These Performance Shares cliff vest at the end of the three-year performance period based on the average performance of the three one-year performance periods and continued employment through September 15, 2027. One-year financial targets for each of the three performance measurement periods were set on the grant date.

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September 11, 2024 Filed Sep 13, 2024 20:18 UTC
King James WinstonChief Admin Officer, Gen Couns
GrantCommon Stock 8,967 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000102 · wk-form4_1726258690.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,651

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:17 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantPerformance Shares · Derivative 36,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000100 · wk-form4_1726258631.xml · derivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,533

Underlying: Common Stock · 36,533 shares

Expires 2034-09-11

F1 · derivative.exercise_date: These Performance Shares cliff vest at the end of the three-year performance period based on the average performance of the three one-year performance periods and continued employment through September 15, 2027. One-year financial targets for each of the three performance measurement periods were set on the grant date.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:17 UTC
Rosenbaum Michael GeorgeDirector · Chief Executive Officer
GrantCommon Stock 36,533 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000100 · wk-form4_1726258631.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,326

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:14 UTC
Mullen John PPresident & CRO
GrantPerformance Shares · Derivative 24,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000096 · wk-form4_1726258455.xml · derivative · entry 2

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,909

Underlying: Common Stock · 24,909 shares

Expires 2034-09-11

F1 · derivative.exercise_date: These Performance Shares cliff vest at the end of the three-year performance period based on the average performance of the three one-year performance periods and continued employment through September 15, 2027. One-year financial targets for each of the three performance measurement periods were set on the grant date.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:14 UTC
Mullen John PPresident & CRO
GrantCommon Stock 24,909 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000096 · wk-form4_1726258455.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,730

Read SEC document
September 11, 2024 Filed Oct 22, 2024 22:40 UTC
Mullen John PPresident
GrantCommon Stock 33,212 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000146 · wk-form4_1729636850.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,961

Read SEC document
August 21, 2024 Filed Aug 21, 2024 21:36 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001528396-24-000083 · wk-form4_1724276206.xml · derivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic exercise and sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

F2 · derivative.exercise_date: 1/48th of the underlying shares vested monthly over four years following the vesting commencement date of September 4, 2014, and are fully vested.

Read SEC document
August 21, 2024 Filed Aug 21, 2024 21:36 UTC
King James WinstonChief Admin Officer, Gen Couns
SaleCommon Stock 105 $146.97 $15,431.85
Disclosure

SEC source: 0001528396-24-000083 · wk-form4_1724276206.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,684

Read SEC document
August 21, 2024 Filed Aug 21, 2024 21:36 UTC
King James WinstonChief Admin Officer, Gen Couns
Exercise / conversionCommon Stock 105 $45.27 $4,753.35
Disclosure

SEC source: 0001528396-24-000083 · wk-form4_1724276206.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic exercise and sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 12, 2023.

Read SEC document
August 20, 2024 Filed Aug 20, 2024 21:49 UTC
Mullen John PPresident & CRO
SaleCommon Stock 1,350 $149.03 $201,190.50
Disclosure

SEC source: 0001528396-24-000081 · wk-form4_1724190582.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,821

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on January 12, 2024.

Read SEC document
July 19, 2024 Filed Jul 22, 2024 20:08 UTC
Mullen John PPresident & CRO
SaleCommon Stock 1,350 $139.12 $187,812.00
Disclosure

SEC source: 0001528396-24-000079 · wk-form4_1721678929.xml · nonDerivative · entry 1

Mullen John P · CIK 0001917389 · President & CRO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,171

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on January 12, 2024.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 19:38 UTC
Cooper Jeffrey ElliottChief Financial Officer
OtherCommon Stock 118 $0.00 $0.00
Disclosure

SEC source: 0001528396-24-000077 · wk-form4_1718998691.xml · nonDerivative · entry 3

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,596

F3 · kind: Shares transferred as part of a divorce property settlement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.