Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 41 $0.00 Strike: $46.77 $0.00
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · derivative · entry 9

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84

Underlying: Common Stock · 41 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 104 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · derivative · entry 8

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Underlying: Common Stock · 104 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 191 $0.00 Strike: $36.97 $0.00
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · derivative · entry 7

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

Underlying: Common Stock · 191 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 8, 2013 are combined, they vest over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 7, 2013 and 1/48th of the shares vesting monthly thereafter.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 225 $0.00 Strike: $36.97 $0.00
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · derivative · entry 6

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 225 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 8, 2013 are combined, they vest over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 7, 2013 and 1/48th of the shares vesting monthly thereafter.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 561 $58.47 $32,801.67
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · nonDerivative · entry 5

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 25, 2015.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 191 $36.97 $7,061.27
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · nonDerivative · entry 4

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 41 $46.77 $1,917.57
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · nonDerivative · entry 3

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 225 $36.97 $8,318.25
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 22:36 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 104 $45.27 $4,708.08
Disclosure

SEC source: 0001586253-16-000099 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 21:17 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 94 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001593806-16-000076 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313

Underlying: Common Stock · 94 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 21:17 UTC
Roza ScottChief Business Officer
SaleCommon Stock 94 $60.32 $5,670.08
Disclosure

SEC source: 0001593806-16-000076 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015.

Read SEC document
October 05, 2016 Filed Oct 6, 2016 21:17 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 94 $45.27 $4,255.38
Disclosure

SEC source: 0001593806-16-000076 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · derivative · entry 8

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,597

Underlying: Common Stock · 5,000 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,086 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · derivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,597

Underlying: Common Stock · 2,086 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 2,914 $60.48 $176,250.96
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Automatic same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.00 to $60.72 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $60.48 $302,389.50
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914

F3 · kind: Automatic same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.00 to $60.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $60.48 $302,381.50
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,914

F3 · kind: Automatic same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.00 to $60.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $60.00 $300,000.00
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 2,086 $60.47 $126,137.08
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,914

F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $60.00 to $60.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 23:56 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 7,086 $7.50 $53,145.00
Disclosure

SEC source: 0001540041-16-000055 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:06 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 3,638 $58.43 $212,566.52
Disclosure

SEC source: 0001586253-16-000097 · edgardoc.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 25, 2015.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.13 to $59.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:03 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 2,519 $58.45 $147,226.23
Disclosure

SEC source: 0001635563-16-000037 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 11, 2016.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.14 to $59.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:01 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 3,179 $58.42 $185,725.45
Disclosure

SEC source: 0001557593-16-000076 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Automatic same day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.09 to $59.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 21:00 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 3,576 $58.44 $208,983.94
Disclosure

SEC source: 0001609633-16-000060 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.15 to $59.09 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 20:47 UTC
Roza ScottChief Business Officer
SaleCommon Stock 100 $59.27 $5,927.00
Disclosure

SEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 20:47 UTC
Roza ScottChief Business Officer
SaleCommon Stock 4,739 $58.42 $276,873.23
Disclosure

SEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2015.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.08 to $59.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 20:50 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 100 $59.27 $5,927.00
Disclosure

SEC source: 0001634900-16-000025 · edgardoc.xml · nonDerivative · entry 3

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2015.

Read SEC document
September 20, 2016 Filed Sep 21, 2016 20:50 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 4,456 $58.42 $260,336.90
Disclosure

SEC source: 0001634900-16-000025 · edgardoc.xml · nonDerivative · entry 2

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F2 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2015.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $58.13 to $59.05 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 21:06 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 2,306 $59.53 $137,269.03
Disclosure

SEC source: 0001586253-16-000097 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 21:03 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 3,665 $59.53 $218,166.09
Disclosure

SEC source: 0001635563-16-000037 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 21:01 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 3,342 $59.53 $198,938.90
Disclosure

SEC source: 0001557593-16-000076 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 21:00 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 2,019 $59.53 $120,184.81
Disclosure

SEC source: 0001609633-16-000060 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:57 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 15,026 $59.53 $894,451.20
Disclosure

SEC source: 0001540041-16-000053 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,914

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:47 UTC
Roza ScottChief Business Officer
SaleCommon Stock 2,353 $59.53 $140,066.80
Disclosure

SEC source: 0001593806-16-000074 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:50 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 2,882 $59.53 $171,556.53
Disclosure

SEC source: 0001634900-16-000025 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,556

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:55 UTC
Ryu MarcusDirector · CEO and President
GrantRestricted Stock Unit · Derivative 41,771 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-16-000051 · edgardoc.xml · derivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,771

Underlying: Common Stock · 41,771 shares

Expires 2026-09-16

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:55 UTC
Ryu MarcusDirector · CEO and President
GrantPerformance Shares · Derivative 83,542 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-16-000051 · edgardoc.xml · derivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,312

Underlying: Common Stock · 83,542 shares

Expires 2026-09-16

F3 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive, pursuant to the Issuer's 2011 Stock Plan and CEO Long-Term Incentive Plan, one share of the Issuer's common stock. Between 0% to 300% of the reported target number of Performance RSUs may be earned, based on (i) the Company's total stockholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index (the "TSR Rank") for a two-year cumulative performance period commencing August 1, 2016 and ending July 31, 2018, (ii) the Company's TSR Rank for a three-year cumulative performance period commencing August 1, 2016 and ending July 31, 2019 (the "Performance Measurement Period"), and (iii) a revenue/operating multiplier. All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such date.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:55 UTC
Ryu MarcusDirector · CEO and President
GrantPerformance Shares · Derivative 10,442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-16-000051 · edgardoc.xml · derivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,770

Underlying: Common Stock · 10,442 shares

Expires 2026-09-16

F2 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive, pursuant to the Issuer's 2011 Stock Plan and Long-Term Incentive Plan, one share of the Issuer's common stock. Between 0% to 200% of the reported target number of Performance RSUs may be earned, based on the Company's total shareholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2016 and ending July 31, 2019 (the "Performance Measurement Period"). All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such date.

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September 16, 2016 Filed Sep 20, 2016 20:55 UTC
Ryu MarcusDirector · CEO and President
GrantPerformance Shares · Derivative 31,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001540041-16-000051 · edgardoc.xml · derivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,328

Underlying: Common Stock · 31,328 shares

Expires 2026-09-16

F1 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2017 fiscal year. If the performance-based conditions for fiscal year 2017 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2017 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2016 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2017 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

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September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · derivative · entry 6

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 500 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

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September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,125

Underlying: Common Stock · 3,313 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of March 15, 2015 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service.

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September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

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September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 19, 2016 22:27 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001635563-16-000035 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2016 Filed Sep 19, 2016 22:32 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000058 · edgardoc.xml · derivative · entry 6

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 532 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

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September 15, 2016 Filed Sep 19, 2016 22:32 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000058 · edgardoc.xml · derivative · entry 5

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of June 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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September 15, 2016 Filed Sep 19, 2016 22:32 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 3,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000058 · edgardoc.xml · derivative · entry 4

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,567

Underlying: Common Stock · 3,188 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

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September 15, 2016 Filed Sep 19, 2016 22:32 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 3,188 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000058 · edgardoc.xml · nonDerivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 22:32 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 532 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000058 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.