Tapewire

NYSE · USD

GWRE

Guidewire Software, Inc.

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Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2016 Filed Dec 21, 2016 22:00 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 1,719 $51.93 $89,267.67
Disclosure

SEC source: 0001635563-16-000039 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 11, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:39 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 1,746 $52.10 $90,967.65
Disclosure

SEC source: 0001586253-16-000102 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:36 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 2,843 $52.10 $148,122.01
Disclosure

SEC source: 0001635563-16-000038 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:52 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 1,342 $52.10 $69,919.01
Disclosure

SEC source: 0001609633-16-000081 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:49 UTC
Roza ScottChief Business Officer
SaleCommon Stock 2,101 $52.10 $109,463.36
Disclosure

SEC source: 0001593806-16-000081 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:47 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 1,920 $52.10 $100,033.15
Disclosure

SEC source: 0001557593-16-000077 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:44 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 2,892 $52.10 $150,674.94
Disclosure

SEC source: 0001634900-16-000026 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 02:42 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 8,275 $52.10 $431,132.47
Disclosure

SEC source: 0001540041-16-000060 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,377

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:16 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000068 · edgardoc.xml · derivative · entry 5

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 312 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:16 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000068 · edgardoc.xml · derivative · entry 4

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 531 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:16 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000068 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,875 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of June 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:16 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionPerformance Shares · Derivative 797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000068 · edgardoc.xml · derivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,770

Underlying: Common Stock · 797 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:16 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 3,515 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000068 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 2,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 7

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161

Underlying: Common Stock · 2,610 shares

Expires 2026-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 2,893 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,829

Underlying: Common Stock · 2,893 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 2,301 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,013

Underlying: Common Stock · 2,301 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 1,558 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,314

Underlying: Common Stock · 1,558 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 1,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,853

Underlying: Common Stock · 1,950 shares

Expires 2023-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly starting on December 15, 2013, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionPerformance Shares · Derivative 4,340 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · derivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,746

Underlying: Common Stock · 4,340 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:48 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 15,652 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000080 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 9

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,563

Underlying: Common Stock · 437 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 8

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

Underlying: Common Stock · 531 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 7

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669

Underlying: Common Stock · 312 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 6

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,981

Underlying: Common Stock · 211 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 5

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 125 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 4

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 136 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 3

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Common Stock · 1,437 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 25% of the units vest one year following the vesting commencement date of March 15, 2013 and 6.25% each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionPerformance Shares · Derivative 797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · derivative · entry 2

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,770

Underlying: Common Stock · 797 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:46 UTC
King James WinstonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 3,986 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000078 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 8

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 562 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 7

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Underlying: Common Stock · 625 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 281 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 6

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

Underlying: Common Stock · 281 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 5

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Underlying: Common Stock · 190 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

Underlying: Common Stock · 2,344 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionPerformance Shares · Derivative 938 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · derivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,318

Underlying: Common Stock · 938 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:35 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 4,940 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000076 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000074 · edgardoc.xml · derivative · entry 5

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 562 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000074 · edgardoc.xml · derivative · entry 4

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 562 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000074 · edgardoc.xml · derivative · entry 3

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 3,500 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionPerformance Shares · Derivative 843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000074 · edgardoc.xml · derivative · entry 2

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,285

Underlying: Common Stock · 843 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:30 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionCommon Stock 5,467 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000074 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 8

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,032

Underlying: Common Stock · 468 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 7

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157

Underlying: Common Stock · 468 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 6

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,771

Underlying: Common Stock · 406 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177

Underlying: Common Stock · 275 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 681 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

Underlying: Common Stock · 681 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,900 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,599

Underlying: Common Stock · 625 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,900 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionPerformance Shares · Derivative 702 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · derivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Underlying: Common Stock · 702 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:25 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000072 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 22:19 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001609633-16-000070 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,188

Underlying: Common Stock · 812 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.