Last 12 months
Inside the activity.
0 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 4 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612 Underlying: Common Stock · 681 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,900 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 3 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,293 Underlying: Common Stock · 625 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,900 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionPerformance Shares · Derivative | 704 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 2 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036 Underlying: Common Stock · 704 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionCommon Stock | 3,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:14 UTC |
Hart RichardChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000002 · edgardoc.xml · derivative · entry 5 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375 Underlying: Common Stock · 813 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:14 UTC |
Hart RichardChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000002 · edgardoc.xml · derivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 500 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:14 UTC |
Hart RichardChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000002 · edgardoc.xml · derivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 3,313 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of March 15, 2015 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:14 UTC |
Hart RichardChief Financial Officer
|
Exercise / conversionPerformance Shares · Derivative | 750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000002 · edgardoc.xml · derivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 750 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:14 UTC |
Hart RichardChief Financial Officer
|
Exercise / conversionCommon Stock | 5,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001635563-17-000002 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:13 UTC |
Conway CraigDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300 | $0.00 Strike: $35.00 | $0.00 |
DisclosureSEC source: 0001340922-17-000003 · edgardoc.xml · derivative · entry 4 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,411 Underlying: Common Stock · 300 shares Expires 2022-03-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:13 UTC |
Conway CraigDirector
|
SaleCommon Stock | 300 | $57.43 | $17,229.00 |
DisclosureSEC source: 0001340922-17-000003 · edgardoc.xml · nonDerivative · entry 3 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,647 F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:13 UTC |
Conway CraigDirector
|
SaleCommon Stock | 300 | $57.43 | $17,229.00 |
DisclosureSEC source: 0001340922-17-000003 · edgardoc.xml · nonDerivative · entry 2 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,947 F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:13 UTC |
Conway CraigDirector
|
Exercise / conversionCommon Stock | 300 | $35.00 | $10,500.00 |
DisclosureSEC source: 0001340922-17-000003 · edgardoc.xml · nonDerivative · entry 1 Conway Craig · CIK 0001340922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 22:20 UTC |
Brown Andrew William FraserDirector
|
SaleCommon Stock | 100 | $57.62 | $5,762.42 |
DisclosureSEC source: 0001593803-17-000002 · edgardoc.xml · nonDerivative · entry 3 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,785 Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,165 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · derivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,246 Underlying: Common Stock · 1,165 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 281 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · derivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844 Underlying: Common Stock · 281 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 396 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · derivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787 Underlying: Common Stock · 396 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
SaleCommon Stock | 1,842 | $58.00 | $106,836.00 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016. Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 281 | $45.27 | $12,720.87 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2017 Filed Mar 11, 2017 00:44 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 1,561 | $45.80 | $71,493.80 |
DisclosureSEC source: 0001593806-17-000002 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:20 UTC |
Brown Andrew William FraserDirector
|
SaleCommon Stock | 2,884 | $57.80 | $166,695.20 |
DisclosureSEC source: 0001593803-17-000002 · edgardoc.xml · nonDerivative · entry 2 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,885 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 22:20 UTC |
Brown Andrew William FraserDirector
|
SaleCommon Stock | 5,816 | $57.69 | $335,538.42 |
DisclosureSEC source: 0001593803-17-000002 · edgardoc.xml · nonDerivative · entry 1 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,769 F1 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $57.57 to $57.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:14 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001540041-17-000006 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,744 Underlying: Common Stock · 15,000 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:14 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 5,000 | $55.00 | $275,000.00 |
DisclosureSEC source: 0001540041-17-000006 · edgardoc.xml · nonDerivative · entry 4 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:14 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 5,000 | $54.76 | $273,816.50 |
DisclosureSEC source: 0001540041-17-000006 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $54.37 to $55.33 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:14 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 5,000 | $54.76 | $273,784.50 |
DisclosureSEC source: 0001540041-17-000006 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,230 F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $54.37 to $55.33 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:14 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionCommon Stock | 15,000 | $7.50 | $112,500.00 |
DisclosureSEC source: 0001540041-17-000006 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:23 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001540041-17-000005 · edgardoc.xml · derivative · entry 3 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,744 Underlying: Common Stock · 5,000 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:23 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 5,000 | $55.00 | $275,000.00 |
DisclosureSEC source: 0001540041-17-000005 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:23 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001540041-17-000005 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,853 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001540041-17-000002 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,744 Underlying: Common Stock · 3,853 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: When both ISO and NQ Stock Options granted on July 21, 2011 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of July 21, 2011. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 5,000 | $49.92 | $249,624.50 |
DisclosureSEC source: 0001540041-17-000002 · edgardoc.xml · nonDerivative · entry 4 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 F2 · kind: Automatic same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $49.39 to $50.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 1,147 | $50.00 | $57,350.00 |
DisclosureSEC source: 0001540041-17-000002 · edgardoc.xml · nonDerivative · entry 3 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 F2 · kind: Automatic same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC |
Ryu MarcusDirector · CEO and President
|
SaleCommon Stock | 3,853 | $50.00 | $192,650.00 |
DisclosureSEC source: 0001540041-17-000002 · edgardoc.xml · nonDerivative · entry 2 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,377 F1 · kind: Automatic stock option exercise and same-day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:06 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionCommon Stock | 3,853 | $7.50 | $28,897.50 |
DisclosureSEC source: 0001540041-17-000002 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 00:25 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 2,240 | $51.05 | $114,352.00 |
DisclosureSEC source: 0001586253-16-000103 · edgardoc.xml · nonDerivative · entry 1 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · derivative · entry 9 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,411 Underlying: Common Stock · 600 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 94 | $0.00 Strike: $45.27 | $0.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · derivative · entry 8 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 94 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 182 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · derivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,183 Underlying: Common Stock · 182 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
SaleCommon Stock | 876 | $50.51 | $44,248.95 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
SaleCommon Stock | 2,839 | $50.41 | $143,106.89 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,676 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 182 | $45.80 | $8,335.60 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 94 | $45.27 | $4,255.38 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 2 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 00:26 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 600 | $45.80 | $27,480.00 |
DisclosureSEC source: 0001593806-16-000082 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:21 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 209 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001609633-16-000082 · edgardoc.xml · derivative · entry 4 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 209 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:21 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 209 | $50.44 | $10,541.96 |
DisclosureSEC source: 0001609633-16-000082 · edgardoc.xml · nonDerivative · entry 3 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:21 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionCommon Stock | 209 | $36.54 | $7,636.86 |
DisclosureSEC source: 0001609633-16-000082 · edgardoc.xml · nonDerivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 21:21 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 2,173 | $50.47 | $109,665.88 |
DisclosureSEC source: 0001609633-16-000082 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 22:03 UTC |
Kheirolomoom AliChief Product Officer
|
SaleCommon Stock | 2,311 | $51.93 | $120,010.23 |
DisclosureSEC source: 0001634900-16-000027 · edgardoc.xml · nonDerivative · entry 1 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264 F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2015. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 21:58 UTC |
Hung PriscillaChief Administrative Officer
|
SaleCommon Stock | 1,485 | $51.93 | $77,116.05 |
DisclosureSEC source: 0001557593-16-000078 · edgardoc.xml · nonDerivative · entry 1 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 F1 · kind: Automatic same day sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.