Last 12 months
Inside the activity.
0 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 6 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 120 | $56.48 | $6,777.79 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 6 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 200 | $56.48 | $11,296.20 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 5 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,568 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 245 | $56.48 | $13,837.75 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 4 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,768 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 622 | $56.48 | $35,130.87 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 3 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,013 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 304 | $56.48 | $17,169.95 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 2 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,635 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:36 UTC |
King James WinstonGeneral Counsel and Secretary
|
SaleCommon Stock | 51 | $56.48 | $2,880.39 |
DisclosureSEC source: 0001557593-17-000005 · edgardoc.xml · nonDerivative · entry 1 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,939 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:29 UTC |
Hart RichardChief Financial Officer
|
SaleCommon Stock | 287 | $56.48 | $16,210.08 |
DisclosureSEC source: 0001635563-17-000004 · edgardoc.xml · nonDerivative · entry 4 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:29 UTC |
Hart RichardChief Financial Officer
|
SaleCommon Stock | 311 | $56.48 | $17,565.50 |
DisclosureSEC source: 0001635563-17-000004 · edgardoc.xml · nonDerivative · entry 3 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,227 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:29 UTC |
Hart RichardChief Financial Officer
|
SaleCommon Stock | 1,309 | $56.48 | $73,933.11 |
DisclosureSEC source: 0001635563-17-000004 · edgardoc.xml · nonDerivative · entry 2 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,538 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 21:29 UTC |
Hart RichardChief Financial Officer
|
SaleCommon Stock | 191 | $56.48 | $10,787.76 |
DisclosureSEC source: 0001635563-17-000004 · edgardoc.xml · nonDerivative · entry 1 Hart Richard · CIK 0001635563 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,847 F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $36.54 | $0.00 |
DisclosureSEC source: 0001609633-17-000004 · edgardoc.xml · derivative · entry 7 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709 Underlying: Common Stock · 625 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:44 UTC |
Polelle MichaelChief Delivery Officer
|
SaleCommon Stock | 625 | $57.82 | $36,137.50 |
DisclosureSEC source: 0001609633-17-000004 · edgardoc.xml · nonDerivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,516 F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:44 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionCommon Stock | 625 | $36.54 | $22,837.50 |
DisclosureSEC source: 0001609633-17-000004 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 7 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,550 Underlying: Common Stock · 2,611 shares Expires 2026-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,894 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 6 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,935 Underlying: Common Stock · 2,894 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 5 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,154 Underlying: Common Stock · 2,301 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 4 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 Underlying: Common Stock · 1,558 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 36,816 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 24,928 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 3 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,902 Underlying: Common Stock · 1,951 shares Expires 2023-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly starting on December 15, 2013, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionPerformance Shares · Derivative | 4,341 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · derivative · entry 2 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,405 Underlying: Common Stock · 4,341 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 46,296 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 69,447 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:29 UTC |
Ryu MarcusDirector · CEO and President
|
Exercise / conversionCommon Stock | 15,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001540041-17-000008 · edgardoc.xml · nonDerivative · entry 1 Ryu Marcus · CIK 0001540041 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 9 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,125 Underlying: Common Stock · 438 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 8 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,313 Underlying: Common Stock · 531 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 7 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144 Underlying: Common Stock · 313 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 6 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457 Underlying: Common Stock · 212 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 5,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,384 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 5 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522 Underlying: Common Stock · 125 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 136 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 4 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647 Underlying: Common Stock · 136 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 2,000 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2013 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 2,180 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the VCD and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 3 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,438 shares Expires 2023-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 25% of the units vest one year following the vesting commencement date of March 15, 2013 and 6.25% each quarter thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionPerformance Shares · Derivative | 797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · derivative · entry 2 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,973 Underlying: Common Stock · 797 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:27 UTC |
King James WinstonGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 3,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001586253-17-000002 · edgardoc.xml · nonDerivative · entry 1 King James Winston · CIK 0001586253 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 8 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,875 Underlying: Common Stock · 563 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 7 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 625 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 6 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,830 Underlying: Common Stock · 281 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 5 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,111 Underlying: Common Stock · 190 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,343 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 4 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,032 Underlying: Common Stock · 2,343 shares Expires 2023-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionPerformance Shares · Derivative | 938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · derivative · entry 3 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,380 Underlying: Common Stock · 938 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 15,006 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:25 UTC |
Roza ScottChief Business Officer
|
Exercise / conversionCommon Stock | 4,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001593806-17-000004 · edgardoc.xml · nonDerivative · entry 1 Roza Scott · CIK 0001593806 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:22 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-17-000002 · edgardoc.xml · derivative · entry 5 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375 Underlying: Common Stock · 313 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:22 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-17-000002 · edgardoc.xml · derivative · entry 4 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,313 Underlying: Common Stock · 531 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:22 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-17-000002 · edgardoc.xml · derivative · entry 3 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,875 shares Expires 2024-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of June 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:22 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionPerformance Shares · Derivative | 797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001609633-17-000002 · edgardoc.xml · derivative · entry 2 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,973 Underlying: Common Stock · 797 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,755 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:22 UTC |
Polelle MichaelChief Delivery Officer
|
Exercise / conversionCommon Stock | 3,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001609633-17-000002 · edgardoc.xml · nonDerivative · entry 1 Polelle Michael · CIK 0001609633 · Chief Delivery Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:20 UTC |
Kheirolomoom AliChief Product Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001634900-17-000002 · edgardoc.xml · derivative · entry 5 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,875 Underlying: Common Stock · 563 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:20 UTC |
Kheirolomoom AliChief Product Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 563 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001634900-17-000002 · edgardoc.xml · derivative · entry 4 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,625 Underlying: Common Stock · 563 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:20 UTC |
Kheirolomoom AliChief Product Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001634900-17-000002 · edgardoc.xml · derivative · entry 3 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 3,500 shares Expires 2025-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2014 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:20 UTC |
Kheirolomoom AliChief Product Officer
|
Exercise / conversionPerformance Shares · Derivative | 845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001634900-17-000002 · edgardoc.xml · derivative · entry 2 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,440 Underlying: Common Stock · 845 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 9,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 13,503 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:20 UTC |
Kheirolomoom AliChief Product Officer
|
Exercise / conversionCommon Stock | 5,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001634900-17-000002 · edgardoc.xml · nonDerivative · entry 1 Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 8 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,563 Underlying: Common Stock · 469 shares Expires 2026-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 7 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common Stock · 469 shares Expires 2025-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 7,500 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 11,255 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 6 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,090 Underlying: Common Stock · 406 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| March 15, 2017 Filed Mar 15, 2017 22:17 UTC |
Hung PriscillaChief Administrative Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 275 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001557593-17-000002 · edgardoc.xml · derivative · entry 5 Hung Priscilla · CIK 0001557593 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,496 Underlying: Common Stock · 275 shares Expires 2024-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 6,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 4,403 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.