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GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2017 Filed Jun 15, 2017 22:59 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionCommon Stock 5,467 $0.00 $0.00
Disclosure

SEC source: 0001634900-17-000010 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 22:54 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000014 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,563

Underlying: Common Stock · 812 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2016, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 22:54 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000014 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 500 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 22:54 UTC
Hart RichardChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000014 · edgardoc.xml · derivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,188

Underlying: Common Stock · 3,312 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of March 15, 2015 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 22:54 UTC
Hart RichardChief Financial Officer
Exercise / conversionPerformance Shares · Derivative 750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000014 · edgardoc.xml · derivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 750 shares

Expires 2025-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 8,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 12,000 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were previously deemed by the Issuer's Board of Directors to have been met and exceeded, and the time-based vesting criteria are as follows: 1/4th of the units vested on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 15, 2017 Filed Jun 15, 2017 22:54 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 5,374 $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000014 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 22:14 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 209 $0.00 Strike: $46.77 $0.00
Disclosure

SEC source: 0001557593-17-000024 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 209 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 22:14 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 209 $68.08 $14,228.72
Disclosure

SEC source: 0001557593-17-000024 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 22:14 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 209 $46.77 $9,774.93
Disclosure

SEC source: 0001557593-17-000024 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:50 UTC
Hung PriscillaChief Operations Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-17-000022 · edgardoc.xml · derivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-07

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:46 UTC
Hart RichardChief Financial Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000012 · edgardoc.xml · derivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-07

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:43 UTC SaleCommon Stock 1,750 $70.01 $122,524.50
Disclosure

SEC source: 0001228620-17-000004 · edgardoc.xml · nonDerivative · entry 2

WEATHERFORD CLIFTON THOMAS · CIK 0001228620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

F1 · kind: The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $70.01 to $70.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:43 UTC SaleCommon Stock 3,250 $70.07 $227,712.23
Disclosure

SEC source: 0001228620-17-000004 · edgardoc.xml · nonDerivative · entry 1

WEATHERFORD CLIFTON THOMAS · CIK 0001228620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,005

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:26 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 94 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001593806-17-000019 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 94 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:26 UTC
Roza ScottChief Business Officer
SaleCommon Stock 94 $69.26 $6,510.44
Disclosure

SEC source: 0001593806-17-000019 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:26 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 94 $45.27 $4,255.38
Disclosure

SEC source: 0001593806-17-000019 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:18 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000020 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:18 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 23 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000020 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355

Underlying: Common Stock · 23 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:18 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 136 $69.26 $9,419.36
Disclosure

SEC source: 0001557593-17-000020 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:18 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001557593-17-000020 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:18 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 23 $45.27 $1,041.21
Disclosure

SEC source: 0001557593-17-000020 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:13 UTC
Hart RichardChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 218 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000010 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923

Underlying: Common Stock · 218 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:13 UTC
Hart RichardChief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 157 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000010 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953

Underlying: Common Stock · 157 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:13 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 375 $69.26 $25,972.50
Disclosure

SEC source: 0001635563-17-000010 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:13 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 157 $53.04 $8,327.28
Disclosure

SEC source: 0001635563-17-000010 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 20:13 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 218 $53.04 $11,562.72
Disclosure

SEC source: 0001635563-17-000010 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.92 $0.00
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · derivative · entry 6

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,033

Underlying: Common Stock · 20,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This Stock Option vests over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of December 21, 2009.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $66.86 $334,279.50
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · nonDerivative · entry 5

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,775

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $66.36 to $67.27 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $66.86 $334,280.50
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,775

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $66.36 to $67.27 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $66.85 $334,266.00
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,775

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $66.36 to $67.29 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 5,000 $66.86 $334,283.50
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,775

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $66.36 to $67.30 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 23:25 UTC
Ryu MarcusDirector · CEO and President
Exercise / conversionCommon Stock 20,000 $3.92 $78,400.00
Disclosure

SEC source: 0001540041-17-000020 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,321 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · derivative · entry 6

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,139

Underlying: Common Stock · 5,321 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of December 8, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,241 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · derivative · entry 5

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock · 4,241 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of December 8, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 4,241 $65.00 $275,665.00
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · nonDerivative · entry 4

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2017.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionCommon Stock 4,241 $53.04 $224,942.64
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · nonDerivative · entry 3

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
SaleCommon Stock 5,321 $65.00 $345,865.00
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · nonDerivative · entry 2

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 5, 2017.

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May 25, 2017 Filed May 25, 2017 22:29 UTC
Kheirolomoom AliChief Product Officer
Exercise / conversionCommon Stock 5,321 $53.04 $282,225.84
Disclosure

SEC source: 0001634900-17-000008 · edgardoc.xml · nonDerivative · entry 1

Kheirolomoom Ali · CIK 0001634900 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 16, 2017 22:19 UTC
Hart RichardChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,945 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000008 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,141

Underlying: Common Stock · 1,945 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

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May 16, 2017 Filed May 16, 2017 22:19 UTC
Hart RichardChief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,055 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000008 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

Underlying: Common Stock · 1,055 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

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May 16, 2017 Filed May 16, 2017 22:19 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 3,000 $63.04 $189,120.00
Disclosure

SEC source: 0001635563-17-000008 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
May 16, 2017 Filed May 16, 2017 22:19 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 1,945 $53.04 $103,162.80
Disclosure

SEC source: 0001635563-17-000008 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 16, 2017 22:19 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 1,055 $53.04 $55,957.20
Disclosure

SEC source: 0001635563-17-000008 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 15, 2017 23:37 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0001340922-17-000007 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock · 300 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date.

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May 15, 2017 Filed May 15, 2017 23:37 UTC
Conway CraigDirector
SaleCommon Stock 300 $61.78 $18,534.00
Disclosure

SEC source: 0001340922-17-000007 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,047

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
May 15, 2017 Filed May 15, 2017 23:37 UTC
Conway CraigDirector
SaleCommon Stock 300 $61.78 $18,534.00
Disclosure

SEC source: 0001340922-17-000007 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
May 15, 2017 Filed May 15, 2017 23:37 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 300 $35.00 $10,500.00
Disclosure

SEC source: 0001340922-17-000007 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 16, 2017 00:24 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $46.77 $0.00
Disclosure

SEC source: 0001557593-17-000018 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 208 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.

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May 15, 2017 Filed May 16, 2017 00:24 UTC
Hung PriscillaChief Administrative Officer
SaleCommon Stock 208 $61.78 $12,850.24
Disclosure

SEC source: 0001557593-17-000018 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
May 15, 2017 Filed May 16, 2017 00:24 UTC
Hung PriscillaChief Administrative Officer
Exercise / conversionCommon Stock 208 $46.77 $9,728.16
Disclosure

SEC source: 0001557593-17-000018 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.