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GWRE

Guidewire Software, Inc.

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Tapewire entity
3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2017 Filed Sep 14, 2017 20:47 UTC
King James WinstonGeneral Counsel and Secretary
GrantRestricted Stock Unit · Derivative 2,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001586253-17-000008 · edgardoc.xml · derivative · entry 3

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

Underlying: Common Stock · 2,800 shares

Expires 2027-09-12

F3 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive one share of the Issuer's common stock. Between 0% to 125% of the reported target number of Performance RSUs may be earned, based on the Company's total shareholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020 (the "Performance Measurement Period"). All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:47 UTC
King James WinstonGeneral Counsel and Secretary
GrantRestricted Stock Unit · Derivative 4,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001586253-17-000008 · edgardoc.xml · derivative · entry 2

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

Underlying: Common Stock · 4,300 shares

Expires 2027-09-12

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2018 fiscal year. If the performance-based conditions for fiscal year 2018 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2018 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2018 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:47 UTC
King James WinstonGeneral Counsel and Secretary
GrantRestricted Stock Unit · Derivative 7,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001586253-17-000008 · edgardoc.xml · derivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 7,100 shares

Expires 2027-09-12

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:42 UTC
Hung PriscillaChief Operations Officer
GrantRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-17-000036 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,200

Underlying: Common Stock · 3,000 shares

Expires 2027-09-12

F3 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive one share of the Issuer's common stock. Between 0% to 125% of the reported target number of Performance RSUs may be earned, based on the Company's total shareholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020 (the "Performance Measurement Period"). All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:42 UTC
Hung PriscillaChief Operations Officer
GrantRestricted Stock Unit · Derivative 4,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-17-000036 · edgardoc.xml · derivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 4,600 shares

Expires 2027-09-12

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2018 fiscal year. If the performance-based conditions for fiscal year 2018 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2018 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2018 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:42 UTC
Hung PriscillaChief Operations Officer
GrantRestricted Stock Unit · Derivative 7,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001557593-17-000036 · edgardoc.xml · derivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Common Stock · 7,600 shares

Expires 2027-09-12

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:38 UTC
Roza ScottChief Business Officer
GrantRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593806-17-000031 · edgardoc.xml · derivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2027-09-12

F3 · derivative.exercise_date: Each Performance Restricted Stock Unit ("Performance RSU") represents a contingent right to receive one share of the Issuer's common stock. Between 0% to 125% of the reported target number of Performance RSUs may be earned, based on the Company's total shareholder return percentile ranking relative to the software companies in the S&P Software and Services Select Industry Index for a three-year cumulative performance period commencing August 1, 2017 and ending July 31, 2020 (the "Performance Measurement Period"). All earned Performance RSUs will vest at the end of the Performance Measurement Period, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:38 UTC
Roza ScottChief Business Officer
GrantRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593806-17-000031 · edgardoc.xml · derivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 3,000 shares

Expires 2027-09-12

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2018 fiscal year. If the performance-based conditions for fiscal year 2018 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2018 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2018 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:38 UTC
Roza ScottChief Business Officer
GrantRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001593806-17-000031 · edgardoc.xml · derivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-09-12

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:40 UTC
Hart RichardChief Financial Officer
GrantRestricted Stock Unit · Derivative 5,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000024 · edgardoc.xml · derivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Common Stock · 5,700 shares

Expires 2027-09-12

F2 · derivative.exercise_date: The vesting of these Restricted Stock Units is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by the Issuer, are met over the course of the Issuer's 2018 fiscal year. If the performance-based conditions for fiscal year 2018 are not met, then none of the shares will vest. If the performance-based conditions for fiscal year 2018 are achieved, as determined by the Issuer, then units will vest as the time-based criteria are satisfied. The time-based vesting criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2017 and an additional 1/16th of the units will vest quarterly thereafter, subject to (1) the previously mentioned fiscal year 2018 performance-based conditions being met, and (2) the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 12, 2017 Filed Sep 14, 2017 20:40 UTC
Hart RichardChief Financial Officer
GrantRestricted Stock Unit · Derivative 17,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001635563-17-000024 · edgardoc.xml · derivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Underlying: Common Stock · 17,100 shares

Expires 2027-09-12

F1 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2017, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:56 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001635563-17-000022 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:56 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 23 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001635563-17-000022 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,287

Underlying: Common Stock · 23 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:56 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 136 $75.57 $10,277.52
Disclosure

SEC source: 0001635563-17-000022 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:56 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 23 $45.27 $1,041.21
Disclosure

SEC source: 0001635563-17-000022 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:56 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001635563-17-000022 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:53 UTC
Hart RichardChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 218 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000020 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269

Underlying: Common Stock · 218 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:53 UTC
Hart RichardChief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 157 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000020 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 157 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:53 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 375 $75.57 $28,338.75
Disclosure

SEC source: 0001635563-17-000020 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:53 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 218 $53.04 $11,562.72
Disclosure

SEC source: 0001635563-17-000020 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:53 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 157 $53.04 $8,327.28
Disclosure

SEC source: 0001635563-17-000020 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:47 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 93 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001540041-17-000032 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

Underlying: Common Stock · 93 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:47 UTC
Roza ScottChief Business Officer
SaleCommon Stock 93 $75.57 $7,028.01
Disclosure

SEC source: 0001540041-17-000032 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
September 05, 2017 Filed Sep 5, 2017 22:47 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 93 $45.27 $4,210.11
Disclosure

SEC source: 0001540041-17-000032 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:16 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 25,000 $75.51 $1,887,717.50
Disclosure

SEC source: 0001540041-17-000030 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,139

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $75.19 to $75.93 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:36 UTC
Conway CraigDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 300 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0001340922-17-000015 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911

Underlying: Common Stock · 300 shares

Expires 2022-03-27

F3 · derivative.exercise_date: The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:36 UTC
Conway CraigDirector
SaleCommon Stock 300 $70.33 $21,099.00
Disclosure

SEC source: 0001340922-17-000015 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:36 UTC
Conway CraigDirector
SaleCommon Stock 300 $70.33 $21,099.00
Disclosure

SEC source: 0001340922-17-000015 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,447

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:36 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 300 $35.00 $10,500.00
Disclosure

SEC source: 0001340922-17-000015 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:42 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 583 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001340922-17-000017 · edgardoc.xml · derivative · entry 6

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 583 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:42 UTC
Roza ScottChief Business Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 198 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001340922-17-000017 · edgardoc.xml · derivative · entry 5

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Common Stock · 198 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:42 UTC
Roza ScottChief Business Officer
SaleCommon Stock 781 $70.33 $54,927.73
Disclosure

SEC source: 0001340922-17-000017 · edgardoc.xml · nonDerivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:42 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 583 $45.80 $26,701.40
Disclosure

SEC source: 0001340922-17-000017 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 20:42 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 198 $45.80 $9,068.40
Disclosure

SEC source: 0001340922-17-000017 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:17 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $46.77 $0.00
Disclosure

SEC source: 0001557593-17-000034 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209

Underlying: Common Stock · 208 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 13, 2013 are combined, they vest over four years of continuous service as follows: 1/48th of the underlying shares vest monthly following the vesting commencement date of September 13, 2013.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:17 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 208 $69.61 $14,478.88
Disclosure

SEC source: 0001557593-17-000034 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:17 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 208 $46.77 $9,728.16
Disclosure

SEC source: 0001557593-17-000034 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 22:41 UTC
Hart RichardChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 218 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000018 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487

Underlying: Common Stock · 218 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 22:41 UTC
Hart RichardChief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 157 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000018 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Underlying: Common Stock · 157 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 22:41 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 375 $70.94 $26,602.50
Disclosure

SEC source: 0001635563-17-000018 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 22:41 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 157 $53.04 $8,327.28
Disclosure

SEC source: 0001635563-17-000018 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 7, 2017 22:41 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 218 $53.04 $11,562.72
Disclosure

SEC source: 0001635563-17-000018 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:32 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 94 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001593806-17-000029 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 94 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:32 UTC
Roza ScottChief Business Officer
SaleCommon Stock 94 $71.48 $6,719.12
Disclosure

SEC source: 0001593806-17-000029 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:32 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 94 $45.27 $4,255.38
Disclosure

SEC source: 0001593806-17-000029 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:28 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000032 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:28 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 22 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000032 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 22 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:28 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 135 $71.48 $9,649.80
Disclosure

SEC source: 0001557593-17-000032 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:28 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 22 $45.27 $995.94
Disclosure

SEC source: 0001557593-17-000032 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 20:28 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001557593-17-000032 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.