Tapewire

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GWRE

Guidewire Software, Inc.

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3313
SEC CIK
0001528396
Parsed reports
906

Last 12 months

Inside the activity.

0 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025013
Jan 202604
Feb 202604
Mar 2026011
Apr 202604
May 202604
Jun 2026011
Jul 202605
Aug 202609
Sep 2026015
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2017 Filed Nov 16, 2017 22:38 UTC
Conway CraigDirector
SaleCommon Stock 300 $79.23 $23,769.00
Disclosure

SEC source: 0001340922-17-000023 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,547

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 22:38 UTC
Conway CraigDirector
GrantCommon Stock 300 $35.00 $10,500.00
Disclosure

SEC source: 0001340922-17-000023 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:31 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001609633-17-000036 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

Underlying: Common Stock · 208 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:31 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 208 $79.31 $16,497.48
Disclosure

SEC source: 0001609633-17-000036 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 and amended June 30, 2017.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:31 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 208 $36.54 $7,600.32
Disclosure

SEC source: 0001609633-17-000036 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000050 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 23 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000050 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 23 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 136 $81.88 $11,135.68
Disclosure

SEC source: 0001557593-17-000050 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001557593-17-000050 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 23 $45.27 $1,041.21
Disclosure

SEC source: 0001557593-17-000050 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 432 $80.77 $34,892.64
Disclosure

SEC source: 0001540041-17-000042 · edgardoc.xml · nonDerivative · entry 4

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,178

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 968 $79.80 $77,241.85
Disclosure

SEC source: 0001540041-17-000042 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,610

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F4 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $79.62 to $80.33 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 11,600 $79.20 $918,738.56
Disclosure

SEC source: 0001540041-17-000042 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,578

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $78.62 to $79.58 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 20:56 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 12,000 $78.26 $939,162.00
Disclosure

SEC source: 0001540041-17-000042 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,178

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $77.62 to $78.61 per share. The reporting person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:25 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 208 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001609633-17-000034 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

Underlying: Common Stock · 208 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on June 4, 2014 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of April 14, 2014 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:25 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 208 $78.51 $16,330.08
Disclosure

SEC source: 0001609633-17-000034 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 and amended June 30, 2017.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:25 UTC
Polelle MichaelChief Delivery Officer
Exercise / conversionCommon Stock 208 $36.54 $7,600.32
Disclosure

SEC source: 0001609633-17-000034 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:23 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 583 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000041 · edgardoc.xml · derivative · entry 6

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 583 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:23 UTC
Roza ScottChief Business Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 198 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0001593806-17-000041 · edgardoc.xml · derivative · entry 5

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199

Underlying: Common Stock · 198 shares

Expires 2023-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on December 5, 2013 are combined, they vest over four years of continuous service as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of November 15, 2013 and an additional 1/48th of the underlying shares vest monthly thereafter.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:23 UTC
Roza ScottChief Business Officer
SaleCommon Stock 782 $78.51 $61,394.82
Disclosure

SEC source: 0001593806-17-000041 · edgardoc.xml · nonDerivative · entry 3

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:23 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 199 $45.80 $9,114.20
Disclosure

SEC source: 0001593806-17-000041 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 01:23 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 583 $45.80 $26,701.40
Disclosure

SEC source: 0001593806-17-000041 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:26 UTC
Conway CraigDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 300 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0001340922-17-000021 · edgardoc.xml · derivative · entry 4

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Underlying: Common Stock · 300 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option shall become vested and exercisable with respect to 100% of the shares on December 1, 2012, subject to the Reporting Person's continued service as a Director on such date.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:26 UTC
Conway CraigDirector
SaleCommon Stock 300 $78.51 $23,553.00
Disclosure

SEC source: 0001340922-17-000021 · edgardoc.xml · nonDerivative · entry 3

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,547

F2 · kind: Automatic sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:26 UTC
Conway CraigDirector
SaleCommon Stock 300 $78.51 $23,553.00
Disclosure

SEC source: 0001340922-17-000021 · edgardoc.xml · nonDerivative · entry 2

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

F1 · kind: Automatic option exercise and same day sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:26 UTC
Conway CraigDirector
Exercise / conversionCommon Stock 300 $35.00 $10,500.00
Disclosure

SEC source: 0001340922-17-000021 · edgardoc.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:21 UTC
Hart RichardChief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 218 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000033 · edgardoc.xml · derivative · entry 5

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 218 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:21 UTC
Hart RichardChief Financial Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 157 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001635563-17-000033 · edgardoc.xml · derivative · entry 4

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 157 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on March 5, 2015 are combined, they vest over four years as follows: 1/4th of the underlying shares vest on the one year anniversary of the vesting commencement date of March 5, 2015 and an additional 1/48th of the underlying shares vest monthly thereafter, subject to the Reporting Person's continuous service.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:21 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 375 $77.40 $29,025.00
Disclosure

SEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 3

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

F1 · kind: Automatic stock option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:21 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 218 $53.04 $11,562.72
Disclosure

SEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:21 UTC
Hart RichardChief Financial Officer
Exercise / conversionCommon Stock 157 $53.04 $8,327.28
Disclosure

SEC source: 0001635563-17-000033 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:27 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 113 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000048 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

Underlying: Common Stock · 113 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:27 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 22 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001557593-17-000048 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265

Underlying: Common Stock · 22 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:27 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 135 $77.82 $10,505.70
Disclosure

SEC source: 0001557593-17-000048 · edgardoc.xml · nonDerivative · entry 3

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F1 · kind: Automatic option exercise and sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:27 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 113 $45.27 $5,115.51
Disclosure

SEC source: 0001557593-17-000048 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:27 UTC
Hung PriscillaChief Operations Officer
Exercise / conversionCommon Stock 22 $45.27 $995.94
Disclosure

SEC source: 0001557593-17-000048 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:25 UTC
Roza ScottChief Business Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 94 $0.00 Strike: $45.27 $0.00
Disclosure

SEC source: 0001593806-17-000039 · edgardoc.xml · derivative · entry 4

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 94 shares

Expires 2024-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: When both ISO and NQ Stock Options granted on September 4, 2014 are combined, they vest over four years as follows: 1/48 of the underlying shares vest monthly following the vesting commencement date of September 4, 2014, subject to the Reporting Person's continuous service.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:25 UTC
Roza ScottChief Business Officer
SaleCommon Stock 94 $77.82 $7,315.08
Disclosure

SEC source: 0001593806-17-000039 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic option exercise and sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 22:25 UTC
Roza ScottChief Business Officer
Exercise / conversionCommon Stock 94 $45.27 $4,255.38
Disclosure

SEC source: 0001593806-17-000039 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 00:01 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 23,500 $78.60 $1,847,045.95
Disclosure

SEC source: 0001540041-17-000040 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,178

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $78.29 to $78.71 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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October 02, 2017 Filed Oct 3, 2017 00:01 UTC
Ryu MarcusDirector · CEO and President
SaleCommon Stock 1,500 $77.96 $116,944.05
Disclosure

SEC source: 0001540041-17-000040 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,678

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $77.21 to $78.15 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 20, 2017 Filed Sep 22, 2017 21:21 UTC
Roza ScottChief Business Officer
SaleCommon Stock 124 $77.82 $9,649.68
Disclosure

SEC source: 0001593806-17-000037 · edgardoc.xml · nonDerivative · entry 2

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

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September 20, 2017 Filed Sep 22, 2017 21:21 UTC
Roza ScottChief Business Officer
SaleCommon Stock 3,609 $77.02 $277,955.44
Disclosure

SEC source: 0001593806-17-000037 · edgardoc.xml · nonDerivative · entry 1

Roza Scott · CIK 0001593806 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $76.80 to $77.32 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 20, 2017 Filed Sep 22, 2017 21:33 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 133 $77.82 $10,350.06
Disclosure

SEC source: 0001635563-17-000031 · edgardoc.xml · nonDerivative · entry 2

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

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September 20, 2017 Filed Sep 22, 2017 21:33 UTC
Hart RichardChief Financial Officer
SaleCommon Stock 3,863 $77.02 $297,523.24
Disclosure

SEC source: 0001635563-17-000031 · edgardoc.xml · nonDerivative · entry 1

Hart Richard · CIK 0001635563 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,158

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 12, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $76.80 to $77.32 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 20, 2017 Filed Sep 22, 2017 21:18 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 398 $77.82 $30,972.36
Disclosure

SEC source: 0001557593-17-000046 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

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September 20, 2017 Filed Sep 22, 2017 21:18 UTC
Hung PriscillaChief Operations Officer
SaleCommon Stock 1,836 $77.07 $141,498.13
Disclosure

SEC source: 0001557593-17-000046 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,688

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 23, 2015 and amended January 13, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $76.80 to $77.28 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 20, 2017 Filed Sep 22, 2017 21:15 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 72 $77.82 $5,603.04
Disclosure

SEC source: 0001586253-17-000014 · edgardoc.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 11, 2017.

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September 20, 2017 Filed Sep 22, 2017 21:15 UTC
King James WinstonGeneral Counsel and Secretary
SaleCommon Stock 1,621 $77.05 $124,894.32
Disclosure

SEC source: 0001586253-17-000014 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 11, 2017.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $76.80 to $77.32 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 20, 2017 Filed Sep 22, 2017 21:13 UTC
Polelle MichaelChief Delivery Officer
SaleCommon Stock 94 $77.82 $7,315.08
Disclosure

SEC source: 0001609633-17-000032 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 22, 2016 and amended June 30, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.