GWRE

SEC source: 0001609633-21-000002 · edgardoc.xml · derivative · entry 3

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822

Underlying: Common Stock · 230 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 5,700 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 3,672 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

SEC source: 0001609633-21-000002 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 11

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

F11 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F10 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 10

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

Underlying: Common Stock · 781 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 9

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,859

Underlying: Common Stock · 651 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 8

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 563 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 7

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Underlying: Common Stock · 475 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 6

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2017, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 5

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,446

Underlying: Common Stock · 343 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 12,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 5,475 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F7 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 4

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,204

Underlying: Common Stock · 380 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 9,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 6,073 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

F5 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001557593-21-000002 · edgardoc.xml · derivative · entry 3

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081

Underlying: Common Stock · 311 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,600 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,968 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

SEC source: 0001557593-21-000002 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 10

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

F10 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F9 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 9

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 438 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 3,066 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 8

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 325 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 7

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438

Underlying: Common Stock · 406 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 6,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 4,391 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 6

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common Stock · 444 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,100 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,647 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 5

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

Underlying: Common Stock · 192 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,000 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2019. The second is 3,066 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F7 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 4

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,757

Underlying: Common Stock · 275 shares

Expires 2028-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 6,500 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2018. The second is 4,391 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2019 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2021.

F5 · balance_after: The number of shares reported in Column 9 of Table II represents the 2018 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001586253-21-000002 · edgardoc.xml · derivative · entry 3

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008

Underlying: Common Stock · 291 shares

Expires 2027-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of Restricted Stock Units, each with vesting subject to the Reporting Person's continued service to the Issuer. The first is 7,100 units vesting as follows: 1/16th of the units vest quarterly commencing December 15, 2017. The second is 4,647 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions were deemed met and exceeded by the Issuer's Board of Directors, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2018 and an additional 1/16th of the units will vest quarterly thereafter.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2017 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU and TSR shares vested as of this Transaction Date.

SEC source: 0001586253-21-000002 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001820380-21-000002 · edgardoc.xml · derivative · entry 3

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,242

Underlying: Common Stock · 732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

SEC source: 0001820380-21-000002 · edgardoc.xml · nonDerivative · entry 1

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001784996-21-000002 · edgardoc.xml · derivative · entry 5

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,628

Underlying: Common Stock · 1,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F5 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer's common stock.

F4 · balance_after: This number has been amended to fix a clerical error on the prior form.

SEC source: 0001784996-21-000002 · edgardoc.xml · derivative · entry 4

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,060

Underlying: Common Stock · 4,606 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of RSUs. The first is 73,696 units vesting as follows: I/4th of the units vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter. The vesting schedule in the preceding sentence corrects a clerical error in prior forms. The second is 40,887 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment of performance-based conditions was determined by the Issuer based on results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F4 · balance_after: This number has been amended to fix a clerical error on the prior form.

SEC source: 0001784996-21-000002 · edgardoc.xml · derivative · entry 3

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,015

Underlying: Common Stock · 2,556 shares

Expires 2029-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The grant consists of three separate issuances of RSUs. The first is 73,696 units vesting as follows: I/4th of the units vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter. The vesting schedule in the preceding sentence corrects a clerical error in prior forms. The second is 40,887 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment of performance-based conditions was determined by the Issuer based on results for FYE July 31, 2020, and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2020 and an additional 1/16th of the units will vest quarterly thereafter. The third consists of units for which vesting will be determined based on the Issuer's total shareholder return percentile ranking relative to a set peer group, over a three year period ending on July 31, 2022.

F3 · balance_after: The number of shares reported in Column 9 of Table II represents the 2019 Performance Stock Unit ("PSU") and the Total Shareholder Return ("TSR") grants less the number of PSU shares vested as of this Transaction Date.

SEC source: 0001784996-21-000002 · edgardoc.xml · nonDerivative · entry 1

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-024573 · doc4.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001805719-21-000002 · edgardoc.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $130.84 to $131.21 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001805719-21-000002 · edgardoc.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in column 4 of Table 1 represents the average sale price of the shares sold ranging from $129.25 to $130.10 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001602485-21-000002 · edgardoc.xml · nonDerivative · entry 1

Lavin Paul · CIK 0001602485 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,030

F1 · ownership.nature: These shares are held in the Paul E. and Luann K. Lavin Trust U/A DTD 5-9-07 of which the Reporting Person and his spouse are co-trustees and co-beneficiaries.

SEC source: 0001805719-20-000037 · edgardoc.xml · nonDerivative · entry 1

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019.

SEC source: 0001593803-20-000006 · edgardoc.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Def Ben Plan

Disclosed balance after: 4,000

F3 · kind: These shares are held in the Biztectonics LLC Defined Benefit Retirement Plan dated 1/1/2013 of which Reporting Person and his spouse are trustees and beneficiaries.

SEC source: 0001593803-20-000006 · edgardoc.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Def Ben Plan

Disclosed balance after: 100

F3 · kind: These shares are held in the Biztectonics LLC Defined Benefit Retirement Plan dated 1/1/2013 of which Reporting Person and his spouse are trustees and beneficiaries.

SEC source: 0001593803-20-000006 · edgardoc.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Annuity Trust

Disclosed balance after: 2,000

F1 · kind: These shares are held in the Andrew W F Brown Grantor Retained Annuity Trust dated 5/26/17 of which the Reporting Person is grantor, his spouse is a trustee and his children are beneficiaries.

F2 · price: The purchase price reported in Column 4 of Table 1 represents the average purchase price of the shares purchased ranging from $124.45 to $124.48 per share. The Reporting Person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001540041-20-000030 · edgardoc.xml · nonDerivative · entry 2

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,906

F1 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2020.

SEC source: 0001540041-20-000030 · edgardoc.xml · nonDerivative · entry 1

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,023

F1 · kind: Automatic stock sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $123.96 to $124.83 per share. The Reporting Person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001557593-20-000015 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,057

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019 and amended October 15, 2020.

SEC source: 0001557593-20-000015 · edgardoc.xml · nonDerivative · entry 1

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,169

F1 · kind: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 7, 2019 and amended October 15, 2020.

F2 · price: The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $123.87 to $124.76 per share. The Reporting Person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001609633-20-000013 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F3 · price: The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $123.96 to $124.76 per share. The Reporting Person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001609633-20-000013 · edgardoc.xml · nonDerivative · entry 1

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 15, 2020.

F2 · price: The sale price reported in Column 4 of Table 1 represents the average sale price of the shares sold ranging from $125.04 to $125.31 per share. The Reporting Person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001586253-20-000025 · edgardoc.xml · nonDerivative · entry 1

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,210

F1 · kind: Automatic sale pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on October 11, 2019 and amended October 15, 2020.

SEC source: 0001805719-20-000036 · edgardoc.xml · nonDerivative · entry 2

Cooper Jeffrey Elliott · CIK 0001805719 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,236

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001586253-20-000024 · edgardoc.xml · nonDerivative · entry 2

King James Winston · CIK 0001586253 · Chief Admin Officer, Gen Couns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001820380-20-000003 · edgardoc.xml · nonDerivative · entry 2

ODowd Frank E JR · CIK 0001820380 · Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

F2 · shares: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock.

F2 · price: Each Restricted Stock Unit represents the contingent right to receive, at settlement, one share of the Issuer?s common stock.

SEC source: 0001609633-20-000012 · edgardoc.xml · nonDerivative · entry 2

Polelle Michael · CIK 0001609633 · Chief Delivery Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,732

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001784996-20-000006 · edgardoc.xml · nonDerivative · entry 2

Rosenbaum Michael George · CIK 0001784996 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,252

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001540041-20-000029 · edgardoc.xml · nonDerivative · entry 3

Ryu Marcus · CIK 0001540041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,514

F2 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001557593-20-000014 · edgardoc.xml · nonDerivative · entry 2

Hung Priscilla · CIK 0001557593 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,559

F1 · kind: Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.

SEC source: 0001291570-20-000003 · edgardoc.xml · nonDerivative · entry 1

Lego Catherine P · CIK 0001291570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,279

F1 · kind: Exempt grant of restricted stock units (RSUs) that represent the contingent right to receive one share of the Issuer's common stock for each RSU granted. The RSUs shall vest fully on December 15, 2021 provided the Reporting Person is still providing service to the Company. However, if the Reporting Person's term of board service ends at the next annual meeting of stockholders and the Reporting Person does not stand for reelection but remains in service through such annual meeting of stockholders, then the Reporting Person shall vest in all underlying shares at the time of the next annual stockholder meeting if such meeting occurs before December 15, 2021.