Last 12 months
Inside the activity.
1 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2021 Filed Jul 7, 2021 18:09 UTC |
Brown Kirk Norman10% owner
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 108,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003549 · form4-07072021_030710.xml · derivative · entry 4 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,413,336 Underlying: Class A Common Stock · 108,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F6 · balance_after: Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4. F6 · ownership.nature: Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:09 UTC |
Brown Kirk Norman10% owner
|
SaleClass A Common Stock | 1,154 | $52.15 | $60,183.75 |
DisclosureSEC source: 0001415889-21-003549 · form4-07072021_030710.xml · nonDerivative · entry 3 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.15 to $52.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:09 UTC |
Brown Kirk Norman10% owner
|
SaleClass A Common Stock | 107,785 | $51.73 | $5,575,782.72 |
DisclosureSEC source: 0001415889-21-003549 · form4-07072021_030710.xml · nonDerivative · entry 2 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,154 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.10 to $52.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:09 UTC |
Brown Kirk Norman10% owner
|
ConversionClass A Common Stock | 108,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-003549 · form4-07072021_030710.xml · nonDerivative · entry 1 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 108,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F2 · kind: Reflects securities held directly by DO Holdings. F3 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F3 · price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:05 UTC |
DO Holdings (WA), LLC10% owner
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 108,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003547 · form4-07072021_030751.xml · derivative · entry 4 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,323,377 Underlying: Class A Common Stock · 108,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F2 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F2 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F2 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:05 UTC |
DO Holdings (WA), LLC10% owner
|
SaleClass A Common Stock | 1,154 | $52.15 | $60,183.75 |
DisclosureSEC source: 0001415889-21-003547 · form4-07072021_030751.xml · nonDerivative · entry 3 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.15 to $52.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:05 UTC |
DO Holdings (WA), LLC10% owner
|
SaleClass A Common Stock | 107,785 | $51.73 | $5,575,782.72 |
DisclosureSEC source: 0001415889-21-003547 · form4-07072021_030751.xml · nonDerivative · entry 2 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,154 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.10 to $52.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 18:05 UTC |
DO Holdings (WA), LLC10% owner
|
ConversionClass A Common Stock | 108,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-003547 · form4-07072021_030751.xml · nonDerivative · entry 1 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F2 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. F2 · price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 108,939 OpCo Units and an equal number of shares of Class B Common Stock on July 2, 2021. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass C Common Stock · Derivative | 6,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027843 · doc4.xml · derivative · entry 6 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,793,919 Underlying: Class A Common Stock · 6,401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,996,521 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 6,401 | $52.03 | $333,040.83 |
DisclosureSEC source: 0000899243-21-027843 · doc4.xml · nonDerivative · entry 2 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.15. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,996,521 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass A Common Stock | 6,401 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027843 · doc4.xml · nonDerivative · entry 1 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 12,996,521 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass C Common Stock · Derivative | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · derivative · entry 7 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,800,320 Underlying: Class A Common Stock · 1,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
SaleClass A Common Stock | 1,422 | $52.07 | $74,050.37 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · nonDerivative · entry 5 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.18. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass A Common Stock | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · nonDerivative · entry 4 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass C Common Stock · Derivative | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · derivative · entry 7 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,800,320 Underlying: Class A Common Stock · 1,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 1,422 | $52.07 | $74,050.37 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · nonDerivative · entry 5 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.18. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass A Common Stock | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · nonDerivative · entry 4 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:03 UTC |
DO Holdings (WA), LLC10% owner
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 239,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003520 · form4-07062021_030746.xml · derivative · entry 5 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,432,316 Underlying: Class A Common Stock · 239,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F2 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F2 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F2 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:03 UTC |
DO Holdings (WA), LLC10% owner
|
SaleClass A Common Stock | 100 | $52.22 | $5,222.00 |
DisclosureSEC source: 0001415889-21-003520 · form4-07062021_030746.xml · nonDerivative · entry 4 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:03 UTC |
DO Holdings (WA), LLC10% owner
|
SaleClass A Common Stock | 112,506 | $51.39 | $5,781,593.34 |
DisclosureSEC source: 0001415889-21-003520 · form4-07062021_030746.xml · nonDerivative · entry 3 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.06 to $52.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:03 UTC |
DO Holdings (WA), LLC10% owner
|
SaleClass A Common Stock | 126,956 | $50.50 | $6,411,735.04 |
DisclosureSEC source: 0001415889-21-003520 · form4-07062021_030746.xml · nonDerivative · entry 2 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,606 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.06 to $51.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:03 UTC |
DO Holdings (WA), LLC10% owner
|
ConversionClass A Common Stock | 239,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-003520 · form4-07062021_030746.xml · nonDerivative · entry 1 DO Holdings (WA), LLC · CIK 0001813992 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by Henry Schuck and Kirk Brown. The transactions reported in this Form 4 were for the benefit of Kirk Brown. F2 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F2 · price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of the Reporting Person, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. The Reporting Person effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:07 UTC |
Brown Kirk Norman10% owner
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 239,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-003522 · form4-07062021_030737.xml · derivative · entry 5 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,522,275 Underlying: Class A Common Stock · 239,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F3 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F3 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F6 · balance_after: Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4. F6 · ownership.nature: Reflects the Reporting Person's proportionate pecuniary interest in the securities held directly by DO Holdings following the sales reported in this Form 4. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:07 UTC |
Brown Kirk Norman10% owner
|
SaleClass A Common Stock | 100 | $52.22 | $5,222.00 |
DisclosureSEC source: 0001415889-21-003522 · form4-07062021_030737.xml · nonDerivative · entry 4 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:07 UTC |
Brown Kirk Norman10% owner
|
SaleClass A Common Stock | 112,506 | $51.39 | $5,781,593.34 |
DisclosureSEC source: 0001415889-21-003522 · form4-07062021_030737.xml · nonDerivative · entry 3 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 100 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $51.06 to $52.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:07 UTC |
Brown Kirk Norman10% owner
|
SaleClass A Common Stock | 126,956 | $50.50 | $6,411,735.04 |
DisclosureSEC source: 0001415889-21-003522 · form4-07062021_030737.xml · nonDerivative · entry 2 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 112,606 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $50.06 to $51.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 18:07 UTC |
Brown Kirk Norman10% owner
|
ConversionClass A Common Stock | 239,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-21-003522 · form4-07062021_030737.xml · nonDerivative · entry 1 Brown Kirk Norman · CIK 0001814058 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 239,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DO Holdings (WA), LLC ("DO Holdings") on December 15, 2020. DO Holdings is owned by the Reporting Person and Henry Schuck. The transactions reported in this Form 4 were for the benefit of the Reporting Person. F2 · kind: Reflects securities held directly by DO Holdings. F3 · kind: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F3 · price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Issuer's Class A common stock on a one-for-one basis at the discretion of DO Holdings, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. DO Holdings effected an exchange of 239,562 OpCo Units and an equal number of shares of Class B Common Stock on July 1, 2021. F2 · ownership.nature: Reflects securities held directly by DO Holdings. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass C Common Stock · Derivative | 70,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · derivative · entry 6 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,801,742 Underlying: Class A Common Stock · 70,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
SaleClass A Common Stock | 2,850 | $53.02 | $151,096.17 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · nonDerivative · entry 3 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
SaleClass A Common Stock | 67,343 | $52.42 | $3,529,998.84 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · nonDerivative · entry 2 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,850 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.06 to $52.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass A Common Stock | 70,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027350 · doc4.xml · nonDerivative · entry 1 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 70,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 17:07 UTC |
Edell Eric J10% owner · See Remarks
22C Capital GP I, L.L.C10% owner · See Remarks
22C Capital GP I MM LLC10% owner · See Remarks
22C Capital I, L.P.10% owner · See Remarks
22C Capital I-A, L.P.10% owner · See Remarks
22C DiscoverOrg Advisors, LLC10% owner · See Remarks
22C DiscoverOrg MM, LLC10% owner · See Remarks
22C DiscoverOrg Investors, LLC10% owner · See Remarks
22C Magellan Holdings LLC10% owner · See Remarks
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 940,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-023377 · form4.xml · derivative · entry 2 Edell Eric J · CIK 0001813873 · 10% owner · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · 10% owner · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · 10% owner · See Remarks 22C Capital I, L.P. · CIK 0001754570 · 10% owner · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · 10% owner · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · 10% owner · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · 10% owner · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · 10% owner · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,880,032 Underlying: Class A Common Stock · 940,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F6 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F6 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.direct: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.nature: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 17:07 UTC |
Edell Eric J10% owner · See Remarks
22C Capital GP I, L.L.C10% owner · See Remarks
22C Capital GP I MM LLC10% owner · See Remarks
22C Capital I, L.P.10% owner · See Remarks
22C Capital I-A, L.P.10% owner · See Remarks
22C DiscoverOrg Advisors, LLC10% owner · See Remarks
22C DiscoverOrg MM, LLC10% owner · See Remarks
22C DiscoverOrg Investors, LLC10% owner · See Remarks
22C Magellan Holdings LLC10% owner · See Remarks
|
ConversionClass A Common Stock | 940,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-023377 · form4.xml · nonDerivative · entry 1 Edell Eric J · CIK 0001813873 · 10% owner · See Remarks 22C Capital GP I, L.L.C · CIK 0001813836 · 10% owner · See Remarks 22C Capital GP I MM LLC · CIK 0001813837 · 10% owner · See Remarks 22C Capital I, L.P. · CIK 0001754570 · 10% owner · See Remarks 22C Capital I-A, L.P. · CIK 0001755053 · 10% owner · See Remarks 22C DiscoverOrg Advisors, LLC · CIK 0001813885 · 10% owner · See Remarks 22C DiscoverOrg MM, LLC · CIK 0001813838 · 10% owner · See Remarks 22C DiscoverOrg Investors, LLC · CIK 0001743159 · 10% owner · See Remarks 22C Magellan Holdings LLC · CIK 0001814161 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 997,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.direct: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.nature: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 17:01 UTC |
Winn David RandallDirector · 10% owner
FiveW Capital LLC10% owner · See Remarks
FiveW DiscoverOrg LLC10% owner · See Remarks
|
ConversionLLC Units of ZoomInfo Holdings LLC · Derivative | 940,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-023369 · form4.xml · derivative · entry 2 Winn David Randall · CIK 0001813116 · Director · 10% owner FiveW Capital LLC · CIK 0001813869 · 10% owner · See Remarks FiveW DiscoverOrg LLC · CIK 0001629062 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,880,032 Underlying: Class A Common Stock · 940,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F6 · derivative.exercise_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F6 · derivative.expiration_date: Pursuant to the terms of the limited liability company agreement for ZoomInfo Holdings LLC ("OpCo"), limited liability company units of OpCo ("OpCo Units") and an equal number of shares of the Issuer's Class B common stock ("Class B Common Stock"), together are exchangeable for shares of Class A Common Stock on a one-for-one basis at the discretion of the holder, subject to exchange rate adjustments for stock splits, stock dividends, and reclassifications. These exchange rights do not expire. Shares of Class B Common Stock have no economic value and have 10 votes per share. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.direct: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.nature: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 17:01 UTC |
Winn David RandallDirector · 10% owner
FiveW Capital LLC10% owner · See Remarks
FiveW DiscoverOrg LLC10% owner · See Remarks
|
ConversionClass A Common Stock | 940,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-023369 · form4.xml · nonDerivative · entry 1 Winn David Randall · CIK 0001813116 · Director · 10% owner FiveW Capital LLC · CIK 0001813869 · 10% owner · See Remarks FiveW DiscoverOrg LLC · CIK 0001629062 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 997,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Shares of the Issuer's Class C common stock ("Class C Common Stock") have ten votes per share and are convertible into shares of the Issuer's Class A common stock ("Class A Common Stock") on a one-for-one basis at the discretion of the holder. These conversion rights do not expire. In addition, each share of Class C Common Stock will convert automatically into one share of Class A Common Stock pursuant to the terms of the Issuer's Amended and Restated Certificate of Incorporation (the "Charter"), including upon any transfer, whether or not for value, except for certain affiliate transfers described in the Charter. F4 · ownership.direct: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.direct: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.direct: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. F4 · ownership.nature: 22C Capital GP I, L.L.C. is the general partner of 22C Capital I, L.P. and of 22C Capital I-A, L.P. 22C Capital GP I MM LLC is the managing member of 22C Capital GP I, L.L.C. Eric J. Edell and D. Randall Winn are co-managing members of 22C DiscoverOrg Advisors, LLC and co-members of 22C Capital GP I MM LLC and, in such capacities, may be deemed to indirectly control each of 22C Magellan Holdings LLC and 22C Capital I-A, L.P. However, Mr. Winn has irrevocably waived all of his power to make voting and investment decisions with respect to the shares held by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P., and authorized Mr. Edell to exercise voting and investment power over the shares held directly by each of 22C Magellan Holdings LLC, 22C DiscoverOrg MM, LLC and by 22C Capital I-A, L.P. F8 · ownership.nature: These shares are held directly by 22C DiscoverOrg MM, LLC. 22C DiscoverOrg Advisors, LLC is the managing member of 22C DiscoverOrg MM, LLC. F9 · ownership.nature: Each of the 22C Capital reporting persons, Mr. Edell and Mr. Winn disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass C Common Stock · Derivative | 70,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · derivative · entry 6 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,801,742 Underlying: Class A Common Stock · 70,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F8 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 2,850 | $53.02 | $151,096.17 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · nonDerivative · entry 3 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.12. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 67,343 | $52.42 | $3,529,998.84 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · nonDerivative · entry 2 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,850 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.06 to $52.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 19:31 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass A Common Stock | 70,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-027351 · doc4.xml · nonDerivative · entry 1 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 70,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,097,978 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass C Common Stock · Derivative | 66,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026823 · doc4.xml · derivative · entry 8 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,871,935 Underlying: Class A Common Stock · 66,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
SaleClass A Common Stock | 52,473 | $53.46 | $2,805,264.30 |
DisclosureSEC source: 0000899243-21-026823 · doc4.xml · nonDerivative · entry 6 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
SaleClass A Common Stock | 13,619 | $52.47 | $714,647.49 |
DisclosureSEC source: 0000899243-21-026823 · doc4.xml · nonDerivative · entry 5 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 52,473 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.98. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
Carlyle Group Management L.L.C.10% owner
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
Carlyle Holdings II GP L.L.C.10% owner
Carlyle Holdings II L.L.C.10% owner
|
ConversionClass A Common Stock | 66,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026823 · doc4.xml · nonDerivative · entry 4 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 66,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
ConversionClass C Common Stock · Derivative | 66,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026824 · doc4.xml · derivative · entry 8 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 50,871,935 Underlying: Class A Common Stock · 66,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F9 · derivative.exercise_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F9 · derivative.expiration_date: The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 52,473 | $53.46 | $2,805,264.30 |
DisclosureSEC source: 0000899243-21-026824 · doc4.xml · nonDerivative · entry 6 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.88. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
|
SaleClass A Common Stock | 13,619 | $52.47 | $714,647.49 |
DisclosureSEC source: 0000899243-21-026824 · doc4.xml · nonDerivative · entry 5 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 52,473 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.98. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 19:30 UTC |
TC Group VI S1, L.L.C.10% owner
TC Group VI S1, L.P.10% owner
TC Group VI, L.L.C.10% owner
TC Group VI, L.P.10% owner
CP VI Evergreen Holdings, L.P.10% owner
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ConversionClass A Common Stock | 66,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-026824 · doc4.xml · nonDerivative · entry 4 TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VI S1, L.L.C. · CIK 0001766541 · 10% owner TC Group VI S1, L.P. · CIK 0001766496 · 10% owner TC Group VI, L.L.C. · CIK 0001791638 · 10% owner TC Group VI, L.P. · CIK 0001791637 · 10% owner Carlyle Partners VI Evergreen Holdings, L.P. · CIK 0001802267 · 10% owner CP VI Evergreen Holdings, L.P. · CIK 0001813962 · 10% owner Carlyle Partners VI Dash Holdings, L.P. · CIK 0001802268 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 66,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the transactions reported herein, includes (i) 37,493,725 LLC Units of ZoomInfo Holdings LLC ("OpCo Units") and shares of Class B Common Stock held by Carlyle Partners VI Evergreen Holdings, L.P. ("Carlyle Evergreen"), (ii) 37,702,342 shares of Class C Common Stock held of record by CP VI Evergreen Holdings, L.P. ("CP VI Evergreen") and (iii) 13,169,593 shares of Class C Common Stock held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"). F2 · ownership.nature: Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq. The Carlyle Group Inc. is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities held of record by Carlyle Evergreen and CP VI Evergreen, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VI S1, L.L.C., which is the general partner of TC Group VI S1, L.P., which is the general partner of Carlyle Evergreen and CP VI Evergreen. F3 · ownership.nature: Cont'd. The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle VI Dash, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 17:48 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
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ConversionClass C Common Stock · Derivative | 1,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044523 · doc4.xml · derivative · entry 30 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,532,303 Underlying: Class A Common Stock · 1,516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · derivative.exercise_price: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.exercise_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.expiration_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F13 · ownership.nature: Securities are held by TA Atlantic & Pacific VII-B, L.P. ("Atlantic & Pacific VII-B"). Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 17:48 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
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ConversionClass C Common Stock · Derivative | 1,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044523 · doc4.xml · derivative · entry 29 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,854,077 Underlying: Class A Common Stock · 1,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · derivative.exercise_price: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.exercise_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.expiration_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F12 · ownership.nature: Securities are held by TA XI DO Feeder, L.P ("XI DO"). Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 17:48 UTC |
TA Associates, L.P.Director · 10% owner
TA XI DO AIV, L.P.Director · 10% owner
TA SDF III DO AIV, L.P.Director · 10% owner
TA Atlantic & Pacific VII-A L.P.Director · 10% owner
TA INVESTORS IV, L.P.Director · 10% owner
TA SDF III DO AIV II, L.P.Director · 10% owner
TA XI DO AIV II, L.P.Director · 10% owner
TA AP VII-B DO Subsidiary Partnership, L.P.Director · 10% owner
TA SDF III DO Feeder, L.P.Director · 10% owner
TA XI DO Feeder, L.P.Director · 10% owner
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ConversionClass C Common Stock · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044523 · doc4.xml · derivative · entry 28 TA ASSOCIATES, L.P. · CIK 0001034569 · Director · 10% owner TA XI DO AIV, L.P. · CIK 0001609536 · Director · 10% owner TA SDF III DO AIV, L.P. · CIK 0001609553 · Director · 10% owner TA Atlantic & Pacific VII-A L.P. · CIK 0001548681 · Director · 10% owner TA INVESTORS IV, L.P. · CIK 0001578035 · Director · 10% owner TA SDF III DO AIV II, L.P. · CIK 0001812605 · Director · 10% owner TA XI DO AIV II, L.P. · CIK 0001812606 · Director · 10% owner TA AP VII-B DO Subsidiary Partnership, L.P. · CIK 0001812579 · Director · 10% owner TA SDF III DO Feeder, L.P. · CIK 0001609557 · Director · 10% owner TA XI DO Feeder, L.P. · CIK 0001609539 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 242,627 Underlying: Class A Common Stock · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F17 · derivative.exercise_price: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.exercise_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F17 · derivative.expiration_date: The Class C Common Stock is convertible at the option of the holder on a one-for-one basis for shares of Class A Common Stock of the Issuer and has no expiration date. Upon any transfer of shares of Class C Common Stock, whether or not for value, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. The shares of Class C Common Stock will convert automatically into Class A Common Stock, on a one-for-one basis, when the aggregate number of outstanding shares of the Company's Class B Common Stock and Class C Common Stock represents less than 5% of the aggregate number of the Company's outstanding shares of Common Stock. The shares of Class C Common Stock have ten votes per share. F3 · ownership.nature: TA Associates, L.P. is the ultimate general partner of each of XI DO, SDF III Feeder, Atlantic & Pacific VII-B, XI DO AIV, SDF III DO, Atlantic & Pacific VII-A, Investors IV, AP VII-B, SDF III DO AIV II and XI DO AIV II (collectively, the "TA Associates Funds"). Investment and voting control of the TA Associates Funds is held by TA Associates, L.P. Todd R. Crockett and Jason S. Mironov are directors of the Issuer and serve as representatives of TA Associates, L.P. and the TA Associates Funds on the Issuer's board of directors. TA Associates, L.P. disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest in such securities, if any. F11 · ownership.nature: Securities are held by TA SDF III DO Feeder, L.P. ("SDF III Feeder"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.