Last 12 months
Inside the activity.
69 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 47 | 0 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 3 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 40 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 22:03 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 30,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047216 · tv530638_4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,349 Underlying: Common Stock · 30,645 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:57 UTC |
Scott SondraDirector
|
GrantDeferred Stock Units · Derivative | 37,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047212 · tv530637_4.xml · derivative · entry 1 Scott Sondra · CIK 0001717040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,775 Underlying: Common Stock · 37,177 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:51 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,875 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001144204-19-047205 · tv530635_4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 Underlying: Common Stock · 10,875 shares Expires 2024-10-01 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:51 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 27,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047205 · tv530635_4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,871 Underlying: Common Stock · 27,681 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:48 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 10,875 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001144204-19-047203 · tv530634_4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 Underlying: Common Stock · 10,875 shares Expires 2024-10-01 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:48 UTC |
Wade Brooke N.Director
|
GrantDeferred Stock Units · Derivative | 34,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047203 · tv530634_4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,084 Underlying: Common Stock · 34,334 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:45 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 10,875 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001144204-19-047199 · tv530633_4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,875 Underlying: Common Stock · 10,875 shares Expires 2024-10-01 Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:45 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 15,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-047199 · tv530633_4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,954 Underlying: Common Stock · 15,786 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 17:23 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 603,400 | $1.41 | $850,794.00 |
DisclosureSEC source: 0001106191-19-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,170,686 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on August 30, 2019, was 603,400 shares, at a price of $1.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,170,686. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 194,300 shares purchased resulting in ownership of 21,656,390 shares; Bay II = 130,800 shares purchased resulting in ownership of 18,235,430 shares; Offshore Fund = 248,200 shares purchased resulting in ownership of 31,897,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 877,510 shares; Claugus = 25,600 shares purchased resulting in ownership of 2,976,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 15:23 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 205,800 | $1.38 | $284,004.00 |
DisclosureSEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,567,286 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on August 29, 2019, was 205,800 shares, at a price of $1.38 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,567,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,300 shares purchased resulting in ownership of 21,462,090 shares; Bay II = 44,600 shares purchased resulting in ownership of 18,104,630 shares; Offshore Fund = 84,700 shares purchased resulting in ownership of 31,649,356 shares; GMT Capital = 1,500 shares purchased resulting in ownership of 873,010 shares; Claugus = 8,700 shares purchased resulting in ownership of 2,951,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:19 UTC |
Smith David PDirector
|
PurchaseCommon Stock | 100,000 | $1.28 | $128,000.00 |
DisclosureSEC source: 0001144204-19-042537 · tv528646_4.xml · nonDerivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 222,500 Read SEC document |
| August 28, 2019 Filed Aug 29, 2019 20:19 UTC |
Smith David PDirector
|
PurchaseCommon Stock | 105,000 | $1.28 | $134,400.00 |
DisclosureSEC source: 0001144204-19-042537 · tv528646_4.xml · nonDerivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,500 Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 15:23 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 235,000 | $1.30 | $305,500.00 |
DisclosureSEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,361,486 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on August 28, 2019, was 235,000 shares, at a price of $1.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,361,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 75,700 shares purchased resulting in ownership of 21,395,790 shares; Bay II = 51,000 shares purchased resulting in ownership of 18,060,030 shares; Offshore Fund = 96,700 shares purchased resulting in ownership of 31,564,656 shares; GMT Capital = 1,700 shares purchased resulting in ownership of 871,510 shares; Claugus = 9,900 shares purchased resulting in ownership of 2,942,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:01 UTC |
Wade Brooke N.Director
|
PurchaseCommon Stock | 110,900 | $1.44 | $159,696.00 |
DisclosureSEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 3 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,600 F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:01 UTC |
Wade Brooke N.Director
|
PurchaseCommon Stock | 56,500 | $1.43 | $80,795.00 |
DisclosureSEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,700 F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:01 UTC |
Wade Brooke N.Director
|
PurchaseCommon Stock | 17,600 | $1.42 | $24,992.00 |
DisclosureSEC source: 0001144204-19-040262 · tv527735_form4.xml · nonDerivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,200 F1 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:03 UTC |
Royal RonaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,496 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-19-033786 · tv524804_form4.xml · derivative · entry 2 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 Underlying: Common Stock · 8,496 shares Expires 2024-07-01 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:03 UTC |
Royal RonaldDirector
|
GrantDeferred Stock Units · Derivative | 26,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033786 · tv524804_form4.xml · derivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,750 Underlying: Common Stock · 26,216 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:03 UTC |
Dey Peter JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,496 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-19-033782 · tv524800_form4.xml · derivative · entry 2 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 Underlying: Common Stock · 8,496 shares Expires 2024-07-01 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 16:03 UTC |
Dey Peter JamesDirector
|
GrantDeferred Stock Units · Derivative | 26,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033782 · tv524800_form4.xml · derivative · entry 1 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,543 Underlying: Common Stock · 26,216 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,496 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-19-033787 · tv524805_form4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 Underlying: Common Stock · 8,496 shares Expires 2024-07-01 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 21,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033787 · tv524805_form4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,190 Underlying: Common Stock · 21,136 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,496 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-19-033785 · tv524803_form4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 Underlying: Common Stock · 8,496 shares Expires 2024-07-01 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 12,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033785 · tv524803_form4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,168 Underlying: Common Stock · 12,053 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Scott SondraDirector
|
GrantDeferred Stock Units · Derivative | 28,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033783 · tv524801_form4.xml · derivative · entry 1 Scott Sondra · CIK 0001717040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,598 Underlying: Common Stock · 28,386 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 8,496 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-19-033784 · tv524802_form4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 Underlying: Common Stock · 8,496 shares Expires 2024-07-01 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Wade Brooke N.Director
|
GrantDeferred Stock Units · Derivative | 26,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033784 · tv524802_form4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,750 Underlying: Common Stock · 26,216 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:03 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 23,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-033788 · tv524806_form4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,704 Underlying: Common Stock · 23,399 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:29 UTC |
Hodgins Robert B.Director
|
PurchaseCommon Stock | 10,000 | $1.61 | $16,100.00 |
DisclosureSEC source: 0001144204-19-031725 · tv523944_form4.xml · nonDerivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:28 UTC |
Ellson RyanEVP and CFO
|
PurchaseCommon Stock | 18,400 | $1.61 | $29,624.00 |
DisclosureSEC source: 0001144204-19-031723 · tv523943_form4.xml · nonDerivative · entry 1 Ellson Ryan · CIK 0001642213 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,430 Read SEC document |
| May 09, 2019 Filed May 10, 2019 14:14 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 428,100 | $2.17 | $928,977.00 |
DisclosureSEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,126,486 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on May 9, 2019, was 428,100 shares, at a price of $2.17 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,126,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,400 shares purchased resulting in ownership of 21,320,090 shares; Bay II = 93,400 shares purchased resulting in ownership of 18,009,030 shares; Offshore Fund = 178,000 shares purchased resulting in ownership of 31,467,956 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 869,810 shares; Claugus = 18,800 shares purchased resulting in ownership of 2,932,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| May 08, 2019 Filed May 10, 2019 14:14 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 1,141,000 | $2.18 | $2,487,380.00 |
DisclosureSEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,698,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on May 8, 2019, was 1,141,000 shares, at a price of $2.18 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,698,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 355,700 shares purchased resulting in ownership of 21,186,690 shares; Bay II = 249,000 shares purchased resulting in ownership of 17,915,630 shares; Offshore Fund = 474,200 shares purchased resulting in ownership of 31,289,956 shares; GMT Capital = 11,800 shares purchased resulting in ownership of 865,310 shares; Claugus = 50,300 shares purchased resulting in ownership of 2,913,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:38 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 337,400 | $2.46 | $830,004.00 |
DisclosureSEC source: 0001106191-19-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,557,386 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the dame address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on April 11, 2019, was 337,400 shares, at a price of $2.46 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,557,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =105,200 shares purchased resulting in ownership of 20,830,990 shares; Bay II = 73,600 shares purchased resulting in ownership of 17,666,630 shares; Offshore Fund = 140,300 shares purchased resulting in ownership of 30,815,756 shares; GMT Capital = 3,500 shares purchased resulting in ownership of 853,510 shares; Claugus = 14,800 shares purchased resulting in ownership of 2,863,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 14:25 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 100,000 | $2.49 | $249,000.00 |
DisclosureSEC source: 0001106191-19-000026 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,219,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock purchased on April 8, 2019, was 100,000 shares, at a price of $2.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,219,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 31,200 shares purchased resulting in ownership of 20,725,790 shares; Bay II = 21,800 shares purchased resulting in ownership of 17,593,030 shares; Offshore Fund = 41,600 shares purchased resulting in ownership of 30,675,456 shares; GMT Capital = 1,000 shares purchased resulting in ownership of 850,010 shares; Claugus = 4,400 shares purchased resulting in ownership of 2,848,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 02, 2019 Filed Apr 4, 2019 19:55 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 251,435 | $2.35 | $590,872.25 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 17 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,119,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F19 · security: The aggregate number of shares of common stock purchased on April 2, 2019, was 251,435 shares, at a price of $2.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,119,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 78,400 shares purchased resulting in ownership of 20,694,590 shares; Bay II = 54,900 shares purchased resulting in ownership of 17,571,230 shares; Offshore Fund = 104,435 shares purchased resulting in ownership of 30,633,856 shares; GMT Capital = 2,600 shares purchased resulting in ownership of 849,010 shares; Claugus = 11,100 shares purchased resulting in ownership of 2,844,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 17:01 UTC |
Royal RonaldDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,473 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001144204-19-017787 · tv517935_form4.xml · derivative · entry 2 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 Underlying: Common Stock · 5,473 shares Expires 2024-04-01 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 17:01 UTC |
Royal RonaldDirector
|
GrantDeferred Stock Units · Derivative | 17,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017787 · tv517935_form4.xml · derivative · entry 1 Royal Ronald · CIK 0001642113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,534 Underlying: Common Stock · 17,002 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 17:04 UTC |
Dey Peter JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,473 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001144204-19-017793 · tv517936_form4.xml · derivative · entry 2 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 Underlying: Common Stock · 5,473 shares Expires 2024-04-01 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 17:04 UTC |
Dey Peter JamesDirector
|
GrantDeferred Stock Units · Derivative | 17,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017793 · tv517936_form4.xml · derivative · entry 1 Dey Peter James · CIK 0001409449 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,327 Underlying: Common Stock · 17,002 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:17 UTC |
Scott SondraDirector
|
GrantDeferred Stock Units · Derivative | 18,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017811 · tv517940_form4.xml · derivative · entry 1 Scott Sondra · CIK 0001717040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,212 Underlying: Common Stock · 18,410 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:13 UTC |
Hodgins Robert B.Director
|
GrantDeferred Stock Units · Derivative | 15,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017804 · tv517939_form4.xml · derivative · entry 1 Hodgins Robert B. · CIK 0001642212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,305 Underlying: Common Stock · 15,175 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:10 UTC |
Wade Brooke N.Director
|
GrantStock Option (Right to Buy) · Derivative | 5,473 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001144204-19-017800 · tv517938_form4.xml · derivative · entry 2 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 Underlying: Common Stock · 5,473 shares Expires 2024-04-01 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:10 UTC |
Wade Brooke N.Director
|
GrantDeferred Stock Units · Derivative | 17,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017800 · tv517938_form4.xml · derivative · entry 1 Wade Brooke N. · CIK 0001646479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,534 Underlying: Common Stock · 17,002 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:06 UTC |
Hazell EvanDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,473 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001144204-19-017796 · tv517937_form4.xml · derivative · entry 2 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 Underlying: Common Stock · 5,473 shares Expires 2024-04-01 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:06 UTC |
Hazell EvanDirector
|
GrantDeferred Stock Units · Derivative | 13,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017796 · tv517937_form4.xml · derivative · entry 1 Hazell Evan · CIK 0001646362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,054 Underlying: Common Stock · 13,708 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:57 UTC |
Smith David PDirector
|
GrantStock Option (Right to Buy) · Derivative | 5,473 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001144204-19-017783 · tv517934_form4.xml · derivative · entry 2 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473 Underlying: Common Stock · 5,473 shares Expires 2024-04-01 Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:57 UTC |
Smith David PDirector
|
GrantDeferred Stock Units · Derivative | 7,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-017783 · tv517934_form4.xml · derivative · entry 1 Smith David P · CIK 0001642280 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,115 Underlying: Common Stock · 7,817 shares Expires not disclosed F1 · derivative.exercise_price: Deferred stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. F2 · derivative.expiration_date: Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 19:55 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
|
PurchaseCOMMON STOCK | 271,565 | $2.34 | $635,462.10 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 16 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,868,551 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F18 · security: The aggregate number of shares of common stock purchased on April 1, 2019, was 271,565 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,868,551. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 84,700 shares purchased resulting in ownership of 20,616,190 shares; Bay II = 59,200 shares purchased resulting in ownership of 17,516,330 shares; Offshore Fund = 112,965 shares purchased resulting in ownership of 30,529,421 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 846,410 shares; Claugus = 11,900 shares purchased resulting in ownership of 2,833,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 27, 2019 Filed Apr 4, 2019 19:55 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
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PurchaseCOMMON STOCK | 355,000 | $2.34 | $830,700.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 15 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,596,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F17 · security: The aggregate number of shares of common stock purchased on March 27, 2019, was 355,000 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,596,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 110,700 shares purchased resulting in ownership of 20,531,490 shares; Bay II = 77,500 shares purchased resulting in ownership of 17,457,130 shares; Offshore Fund = 147,400 shares purchased resulting in ownership of 30,416,456 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 843,610 shares; Claugus = 15,700 shares purchased resulting in ownership of 2,821,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
| March 26, 2019 Filed Apr 4, 2019 19:55 UTC |
GMT Capital Corp10% owner
BAY RESOURCE PARTNERS LP10% owner
BAY II RESOURCE PARTNERS LP10% owner
CLAUGUS THOMAS E10% owner
GMT Exploration Co LLC10% owner
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PurchaseCOMMON STOCK | 429,600 | $2.34 | $1,005,264.00 |
DisclosureSEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 14 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,241,986 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F16 · security: The aggregate number of shares of common stock purchased on March 26, 2019, was 429,600 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,241,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,900 shares purchased resulting in ownership of 20,420,790 shares; Bay II = 93,700 shares purchased resulting in ownership of 17,379,630 shares; Offshore Fund = 178,700 shares purchased resulting in ownership of 30,269,056 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 839,910 shares; Claugus = 18,900 shares purchased resulting in ownership of 2,805,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.