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Nasdaq · USD

GSHD

Goosehead Insurance, Inc.

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4370
SEC CIK
0001726978
Parsed reports
1,236

Last 12 months

Inside the activity.

19 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202659
Jun 202600
Jul 2026107
Aug 2026016
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2020 Filed Jun 29, 2020 18:08 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 6,635 $75.20 $498,943.37
Disclosure

SEC source: 0001726978-20-000237 · wf-form4_159346846198966.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,631

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 18:08 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 6,635 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000237 · wf-form4_159346846198966.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 18:08 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 6,635 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000237 · wf-form4_159346846198966.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:09 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 3,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000238 · wf-form4_159346855419572.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,360

Underlying: Class A Common Stock · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:09 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 3,400 $75.19 $255,662.32
Disclosure

SEC source: 0001726978-20-000238 · wf-form4_159346855419572.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:09 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000238 · wf-form4_159346855419572.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:09 UTC
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000238 · wf-form4_159346855419572.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:12 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 9,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000239 · wf-form4_159346868983609.xml · derivative · entry 4

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,444

Underlying: Class A Common Stock · 9,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:12 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 9,910 $75.20 $745,250.83
Disclosure

SEC source: 0001726978-20-000239 · wf-form4_159346868983609.xml · nonDerivative · entry 3

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:12 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass A Common Stock 9,910 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000239 · wf-form4_159346868983609.xml · nonDerivative · entry 2

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 22:12 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass B Common Stock 9,910 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000239 · wf-form4_159346868983609.xml · nonDerivative · entry 1

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 17:58 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000233 · wf-form4_159346785355470.xml · derivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,678

Underlying: Class A Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 17:58 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,180 $75.02 $88,525.37
Disclosure

SEC source: 0001726978-20-000233 · wf-form4_159346785355470.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,631

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 17:58 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000233 · wf-form4_159346785355470.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 17:58 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000233 · wf-form4_159346785355470.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:04 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000236 · wf-form4_159346819957415.xml · derivative · entry 4

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,354

Underlying: Class A Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:04 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 1,800 $75.02 $135,039.24
Disclosure

SEC source: 0001726978-20-000236 · wf-form4_159346819957415.xml · nonDerivative · entry 3

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:04 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass A Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000236 · wf-form4_159346819957415.xml · nonDerivative · entry 2

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 22:04 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass B Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000236 · wf-form4_159346819957415.xml · nonDerivative · entry 1

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 21:59 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000235 · wf-form4_159346797398804.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,760

Underlying: Class A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 21:59 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 600 $75.00 $45,000.60
Disclosure

SEC source: 0001726978-20-000235 · wf-form4_159346797398804.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 21:59 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000235 · wf-form4_159346797398804.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 21:59 UTC
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000235 · wf-form4_159346797398804.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:31 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 3,166 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000231 · wf-form4_159320344539524.xml · derivative · entry 6

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,858

Underlying: Class A Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F3 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:31 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 3,166 $75.21 $238,108.53
Disclosure

SEC source: 0001726978-20-000231 · wf-form4_159320344539524.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,631

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:31 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 3,166 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000231 · wf-form4_159320344539524.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 16:31 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 3,166 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000231 · wf-form4_159320344539524.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:30 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000230 · wf-form4_159320339952871.xml · derivative · entry 5

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,360

Underlying: Class A Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:30 UTC
Colby Mark S.Chief Financial Officer
Exercise / conversionClass A Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000230 · wf-form4_159320339952871.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:30 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 1,800 $75.17 $135,306.00
Disclosure

SEC source: 0001726978-20-000230 · wf-form4_159320339952871.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:30 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000230 · wf-form4_159320339952871.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:30 UTC
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000230 · wf-form4_159320339952871.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 29, 2020 21:59 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000234 · wf-form4_159346795705571.xml · derivative · entry 4

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,154

Underlying: Class A Common Stock · 4,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 24, 2020 Filed Jun 29, 2020 21:59 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 4,403 $75.23 $331,226.24
Disclosure

SEC source: 0001726978-20-000234 · wf-form4_159346795705571.xml · nonDerivative · entry 3

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 24, 2020 Filed Jun 29, 2020 21:59 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass A Common Stock 4,403 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000234 · wf-form4_159346795705571.xml · nonDerivative · entry 2

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 24, 2020 Filed Jun 29, 2020 21:59 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass B Common Stock 4,403 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000234 · wf-form4_159346795705571.xml · nonDerivative · entry 1

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 24, 2020 Filed Jun 29, 2020 21:43 UTC Amendment
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000232 · wf-form4a_159346696710189.xml · derivative · entry 4

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,360

Underlying: Class A Common Stock · 1,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

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June 24, 2020 Filed Jun 29, 2020 21:43 UTC Amendment
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 1,800 $75.17 $135,306.00
Disclosure

SEC source: 0001726978-20-000232 · wf-form4a_159346696710189.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 24, 2020 Filed Jun 29, 2020 21:43 UTC Amendment
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000232 · wf-form4a_159346696710189.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2020 Filed Jun 29, 2020 21:43 UTC Amendment
Colby Mark S.Chief Financial Officer
ConversionClass B Common Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000232 · wf-form4a_159346696710189.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 2,149 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · derivative · entry 8

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,024

Underlying: Class A Common Stock · 2,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.

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June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 400 $73.26 $29,304.00
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · nonDerivative · entry 5

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,631

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.15 to $73.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 700 $72.75 $50,925.00
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · nonDerivative · entry 4

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,031

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.12 to $73.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,049 $71.62 $75,129.38
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,731

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.08 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 2,149 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 24, 2020 17:10 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 2,149 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000227 · wf-form4_159303298933953.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 23:43 UTC
Colby Mark S.Chief Financial Officer
ConversionLLC Units in Goosehead Financial, LLC · Derivative 1,424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000229 · wf-form4_159312856549816.xml · derivative · entry 8

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,160

Underlying: Class A Common Stock · 1,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F6 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 23:43 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 624 $73.06 $45,591.69
Disclosure

SEC source: 0001726978-20-000229 · wf-form4_159312856549816.xml · nonDerivative · entry 7

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.63 to $73.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 23, 2020 Filed Jun 25, 2020 23:43 UTC
Colby Mark S.Chief Financial Officer
SaleClass A Common Stock 800 $71.73 $57,386.00
Disclosure

SEC source: 0001726978-20-000229 · wf-form4_159312856549816.xml · nonDerivative · entry 6

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.47 to $71.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 23:43 UTC
Colby Mark S.Chief Financial Officer
ConversionClass A Common Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0001726978-20-000229 · wf-form4_159312856549816.xml · nonDerivative · entry 5

Colby Mark S. · CIK 0001736854 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.