Tapewire

Nasdaq · USD

GSHD

Goosehead Insurance, Inc.

Export transactions ↓
Tapewire entity
4370
SEC CIK
0001726978
Parsed reports
1,236

Last 12 months

Inside the activity.

19 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202610
Mar 202600
Apr 202602
May 202659
Jun 202600
Jul 2026107
Aug 2026016
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 850 $142.59 $121,201.50
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 7

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.08 to $144.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 3,735 $143.46 $535,823.10
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 6

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $143.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 1,935 $142.59 $275,911.65
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 5

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 902 $141.43 $127,569.86
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 4

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
SaleClass A Common Stock 8,429 $140.37 $1,183,178.73
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 3

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,422

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass A Common Stock 15,851 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 2

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:09 UTC
Coleman Desiree10% owner · Member of 10% owner group
ConversionClass B Common Stock 15,851 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000188 · wf-form4_163598454956089.xml · nonDerivative · entry 1

Coleman Desiree · CIK 0001737830 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 24,506 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · derivative · entry 18

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,494

Underlying: Class A Common Stock · 24,506 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Jones' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Jones' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 1,555 $144.19 $224,215.45
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 7

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,201

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.85 to $144.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 3,915 $143.25 $560,823.75
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 6

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,756

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.83 to $143.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 1,529 $142.18 $217,393.22
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 5

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,671

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.78 to $142.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 2,493 $140.89 $351,238.77
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 4

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,200

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.63 to $141.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 8,294 $140.89 $1,168,541.66
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 3

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,693

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.62 to $140.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
SaleClass A Common Stock 6,720 $139.19 $935,356.80
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 2

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,987

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.62 to $139.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 4, 2021 00:11 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
Exercise / conversionClass A Common Stock 24,506 $10.00 $245,060.00
Disclosure

SEC source: 0001726978-21-000189 · wf-form4_163598468418534.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.

Read SEC document
October 15, 2021 Filed Feb 14, 2023 23:01 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-23-000010 · wf-form5_167641561512475.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,501

F1 · kind: This transaction involved a gift of securities by the reporting person. The amount of securities beneficially owned following reported transactions by the reporting person set forth in the Forms 4 filed by the reporting person since September 7, 2022 reflect the disposition reported in this Form 5.

Read SEC document
October 12, 2021 Filed Feb 14, 2022 20:31 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
GiftClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000017 · wf-form5_164487065894207.xml · nonDerivative · entry 2

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,701

F1 · kind: This transaction involved a gift of securities by the reporting person. The total holdings reflected in the Forms 4 filed by the reporting person since the dates of the gifts reported hereby were previously reduced to reflect such gifts.

Read SEC document
October 05, 2021 Filed Feb 14, 2022 20:31 UTC
Jones Mark EvanDirector · CEO · 10% owner · Member of 10% owner group
GiftClass A Common Stock 82,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-22-000017 · wf-form5_164487065894207.xml · nonDerivative · entry 1

Jones Mark Evan · CIK 0001736768 · Director · CEO · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,701

F1 · kind: This transaction involved a gift of securities by the reporting person. The total holdings reflected in the Forms 4 filed by the reporting person since the dates of the gifts reported hereby were previously reduced to reflect such gifts.

Read SEC document
September 30, 2021 Filed Sep 3, 2021 22:36 UTC SaleClass A Common Stock 877 $141.28 $123,902.56
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 3

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.03 to $141.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Exercise / conversionEmployee Stock Options (right to buy) · Derivative 0 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · derivative · entry 7

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Stock · 0 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC SaleClass A Common Stock 522 $140.00 $73,080.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 6

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.07 to $151.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC SaleClass A Common Stock 9,478 $150.43 $1,425,775.54
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 5

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:36 UTC Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 4

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · derivative · entry 10

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,553

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionLLC Units in Goosehead Financial, LLC · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · derivative · entry 9

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,553

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
SaleClass A Common Stock 2,698 $150.00 $404,700.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 7

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.77 to $150.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
SaleClass A Common Stock 2,302 $149.24 $343,550.48
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 6

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.72 to $149.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 5

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionClass B Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 4

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
SaleClass A Common Stock 5,000 $150.13 $750,650.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 3

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was pursuant to a 10b5-1 plan.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 2

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:34 UTC
Jones Mark E. Jr.10% owner · Member of 10% owner group
ConversionClass B Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000173 · wf-form4_163070847111203.xml · nonDerivative · entry 1

Jones Mark E. Jr. · CIK 0001737782 · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 23, 2021 21:16 UTC Amendment Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000179 · wf-form4a_163243177361996.xml · derivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

F3 · derivative.underlying_shares: Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.

Read SEC document
August 30, 2021 Filed Aug 30, 2021 16:07 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 0 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000171 · wf-form4_163033964890653.xml · derivative · entry 3

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Stock · 0 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the option, which represents the right to purchase a total of 120,000 shares, shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018; provided, that all shares subject to the option will vest and become exercisable if Mr. Langston's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Langston's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
August 30, 2021 Filed Aug 30, 2021 16:07 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
SaleClass A Common Stock 10,000 $140.06 $1,400,600.00
Disclosure

SEC source: 0001726978-21-000171 · wf-form4_163033964890653.xml · nonDerivative · entry 2

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
August 30, 2021 Filed Aug 30, 2021 16:07 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000171 · wf-form4_163033964890653.xml · nonDerivative · entry 1

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 3, 2021 22:36 UTC SaleClass A Common Stock 7,611 $140.27 $1,067,594.97
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 2

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 30, 2021 Filed Sep 3, 2021 22:36 UTC Exercise / conversionClass A Common Stock 0 $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000175 · wf-form4_163070858536319.xml · nonDerivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 23, 2021 21:16 UTC Amendment Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,488 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000179 · wf-form4a_163243177361996.xml · derivative · entry 1

Colby Mark S. · CIK 0001736854 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Stock · 8,488 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

F2 · derivative.underlying_shares: Added transaction to correspond the disposition of stock options with the number of disposed option shares reported in Table 1 of the original Form.

Read SEC document
August 30, 2021 Filed Sep 23, 2021 21:15 UTC Amendment
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000178 · wf-form4a_163243172059006.xml · derivative · entry 1

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Langston's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Langston's option award agreement or the issuer's omnibus incentive plan) or within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

F2 · derivative.underlying_shares: Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 19:08 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 4,394 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000165 · wf-form4_163001926630519.xml · derivative · entry 8

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 621,732

Underlying: Class A Common Stock · 4,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 19:08 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 4,394 $130.06 $571,483.64
Disclosure

SEC source: 0001726978-21-000165 · wf-form4_163001926630519.xml · nonDerivative · entry 3

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colby 2014 Family Trust

Disclosed balance after: 83,402

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 19:08 UTC
Colby Michael C.President and COO
ConversionClass A Common Stock 4,394 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000165 · wf-form4_163001926630519.xml · nonDerivative · entry 2

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colby 2014 Family Trust

Disclosed balance after: 87,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 19:08 UTC
Colby Michael C.President and COO
ConversionClass B Common Stock 4,394 $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000165 · wf-form4_163001926630519.xml · nonDerivative · entry 1

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 621,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 23:49 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001726978-21-000167 · wf-form4_163010814014085.xml · derivative · entry 3

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Stock · 10,000 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third (1/3rd) of the option, which represents the right to purchase a total of 120,000 shares, shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date, which was April 26, 2018; provided, that all shares subject to the option will vest and become exercisable if Mr. Langston's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Langston's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).

Read SEC document
August 26, 2021 Filed Aug 27, 2021 23:49 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
SaleClass A Common Stock 10,000 $130.20 $1,302,000.00
Disclosure

SEC source: 0001726978-21-000167 · wf-form4_163010814014085.xml · nonDerivative · entry 2

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
August 26, 2021 Filed Aug 27, 2021 23:49 UTC
Langston Patrick RyanVP and General Counsel · 10% owner · Member of 10% owner group
Exercise / conversionClass A Common Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001726978-21-000167 · wf-form4_163010814014085.xml · nonDerivative · entry 1

Langston Patrick Ryan · CIK 0001736766 · VP and General Counsel · 10% owner · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 25, 2021 19:00 UTC
Colby Michael C.President and COO
ConversionLLC Units in Goosehead Financial, LLC · Derivative 9,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001726978-21-000163 · wf-form4_162993240397231.xml · derivative · entry 21

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Colby 2014 Family Trust

Disclosed balance after: 626,126

Underlying: Class A Common Stock · 9,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F9 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 25, 2021 Filed Aug 25, 2021 19:00 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 1,302 $132.76 $172,853.52
Disclosure

SEC source: 0001726978-21-000163 · wf-form4_162993240397231.xml · nonDerivative · entry 12

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colby 2014 Family Trust

Disclosed balance after: 87,734

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document
August 25, 2021 Filed Aug 25, 2021 19:00 UTC
Colby Michael C.President and COO
SaleClass A Common Stock 3,745 $130.75 $489,658.75
Disclosure

SEC source: 0001726978-21-000163 · wf-form4_162993240397231.xml · nonDerivative · entry 11

Colby Michael C. · CIK 0001737258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Colby 2014 Family Trust

Disclosed balance after: 89,036

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F1 · ownership.nature: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.