Tapewire

Nasdaq · USD

GSAT

Globalstar, Inc.

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Tapewire entity
3507
SEC CIK
0001366868
Parsed reports
352

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025010
Jan 202601
Feb 202600
Mar 202608
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026010
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 5, 2021 22:12 UTC GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000001 · wf-form4_160988475521937.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774,568

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000005 · wf-form4_160988483426318.xml · derivative · entry 2

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:13 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000003 · wf-form4_160988479909462.xml · derivative · entry 2

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 17:14 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000006 · wf-form4_160988484902860.xml · derivative · entry 2

LOVETT MICHAEL J · CIK 0001279029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:14 UTC
Monroe James IIIDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000007 · wf-form4_160988486809450.xml · derivative · entry 2

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:13 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000004 · wf-form4_160988481862035.xml · derivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:13 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000002 · wf-form4_160988477890023.xml · derivative · entry 2

Lynch James F · CIK 0001379816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:12 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000001 · wf-form4_160988475521937.xml · derivative · entry 2

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2031-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2022, January 2, 2023 and January 2, 2024.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:55 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 3,921 $0.32 $1,270.40
Disclosure

SEC source: 0001366868-20-000079 · wf-form4_160823852814601.xml · nonDerivative · entry 3

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,146

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:55 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,760 $0.32 $3,810.24
Disclosure

SEC source: 0001366868-20-000079 · wf-form4_160823852814601.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,067

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:55 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 25,481 $0.32 $8,255.84
Disclosure

SEC source: 0001366868-20-000079 · wf-form4_160823852814601.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,827

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 71,839 shares acquired under the Globalstar Employee Stock Purchase Plan on December 14, 2020.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:56 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,760 $0.32 $3,810.24
Disclosure

SEC source: 0001366868-20-000080 · wf-form4_160823854457574.xml · nonDerivative · entry 3

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323,541

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:56 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 25,481 $0.32 $8,255.84
Disclosure

SEC source: 0001366868-20-000080 · wf-form4_160823854457574.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,301

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 11, 2020 Filed Dec 17, 2020 20:56 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 3,921 $0.32 $1,270.40
Disclosure

SEC source: 0001366868-20-000080 · wf-form4_160823854457574.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360,782

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 11, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 48,269 shares acquired under the Globalstar Employee Stock Purchase Plan on December 14, 2020.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:53 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 441 $0.32 $141.12
Disclosure

SEC source: 0001366868-20-000077 · wf-form4_160754720804896.xml · nonDerivative · entry 5

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,469

F5 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 8, 2020, to pay required withholding taxes for the award of shares disclosed herein

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:53 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 1,500 $0.32 $480.00
Disclosure

SEC source: 0001366868-20-000077 · wf-form4_160754720804896.xml · nonDerivative · entry 4

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,910

F4 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:54 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 441 $0.32 $141.12
Disclosure

SEC source: 0001366868-20-000078 · wf-form4_160754722685303.xml · nonDerivative · entry 5

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,434

F6 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 8, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:54 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 1,500 $0.32 $480.00
Disclosure

SEC source: 0001366868-20-000078 · wf-form4_160754722685303.xml · nonDerivative · entry 4

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,875

F5 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 20:53 UTC
Kagan David B.Chief Executive Officer
GrantVoting Common Stock 500 $0.32 $160.00
Disclosure

SEC source: 0001366868-20-000076 · wf-form4_160754718135938.xml · nonDerivative · entry 2

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131,229

F3 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:53 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,759 $0.31 $3,628.83
Disclosure

SEC source: 0001366868-20-000077 · wf-form4_160754720804896.xml · nonDerivative · entry 3

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,314,410

F3 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:53 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 120,000 $0.31 $37,032.00
Disclosure

SEC source: 0001366868-20-000077 · wf-form4_160754720804896.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,169

F2 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 7, 2021 and 2022.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:54 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,759 $0.31 $3,628.83
Disclosure

SEC source: 0001366868-20-000078 · wf-form4_160754722685303.xml · nonDerivative · entry 3

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,375

F4 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:54 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 120,000 $0.31 $37,032.00
Disclosure

SEC source: 0001366868-20-000078 · wf-form4_160754722685303.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,134

F3 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 7, 2021 and 2022.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:53 UTC
Kagan David B.Chief Executive Officer
GrantVoting Common Stock 120,000 $0.31 $37,032.00
Disclosure

SEC source: 0001366868-20-000076 · wf-form4_160754718135938.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,130,729

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 7, 2021 and 2022.

F2 · balance_after: Includes 47,660 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2020.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 20:52 UTC GrantVoting Common Stock 120,000 $0.31 $37,032.00
Disclosure

SEC source: 0001366868-20-000075 · wf-form4_160754716333470.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,112

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of December 7, 2021 and 2022.

Read SEC document
December 06, 2020 Filed Dec 9, 2020 20:53 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,759 $0.33 $3,880.47
Disclosure

SEC source: 0001366868-20-000077 · wf-form4_160754720804896.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,169

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 4, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 06, 2020 Filed Dec 9, 2020 20:54 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,759 $0.33 $3,880.47
Disclosure

SEC source: 0001366868-20-000078 · wf-form4_160754722685303.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,134

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 4, 2020, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 45,345 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2020.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 18:23 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 77,985 $0.30 $23,520.28
Disclosure

SEC source: 0001366868-20-000074 · wf-form4_160494619505130.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,928

F2 · security: Shares automatically withheld, based on the fair market value of the Common Stock on November 5, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 18:23 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 265,252 $0.30 $80,000.00
Disclosure

SEC source: 0001366868-20-000074 · wf-form4_160494619505130.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,913

F1 · security: Award under 2006 Equity Incentive Plan.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:47 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 78,400 $0.30 $23,520.00
Disclosure

SEC source: 0001366868-20-000064 · wf-form4_160444002188947.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,661

F3 · security: Shares withheld, based on the fair market value of the Common Stock on October 30, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:47 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 266,667 $0.30 $80,000.10
Disclosure

SEC source: 0001366868-20-000064 · wf-form4_160444002188947.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,061

F1 · security: Award under 2006 Equity Incentive Plan.

F2 · balance_after: Includes 62,110 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2020.

Read SEC document
May 18, 2020 Filed Jun 4, 2020 16:37 UTC GrantVoting Common Stock 50,000 $0.31 $15,390.00
Disclosure

SEC source: 0001366868-20-000052 · wf-form4_159128864351620.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,908

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 18, 2021.

Read SEC document
May 18, 2020 Filed Jun 4, 2020 16:37 UTC GrantVoting Common Stock 50,000 $0.31 $15,390.00
Disclosure

SEC source: 0001366868-20-000051 · wf-form4_159128862246814.xml · nonDerivative · entry 1

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,908

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 18, 2021.

Read SEC document
May 18, 2020 Filed Jun 4, 2020 16:36 UTC GrantVoting Common Stock 50,000 $0.31 $15,390.00
Disclosure

SEC source: 0001366868-20-000050 · wf-form4_159128860142550.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,112

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 18, 2021.

Read SEC document
May 18, 2020 Filed Jun 4, 2020 16:36 UTC GrantVoting Common Stock 50,000 $0.31 $15,390.00
Disclosure

SEC source: 0001366868-20-000049 · wf-form4_159128857969004.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,917

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 18, 2021.

Read SEC document
April 08, 2020 Filed Apr 13, 2020 18:35 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 23,478 $0.30 $7,038.70
Disclosure

SEC source: 0001628280-20-004912 · wf-form4_158680291355175.xml · nonDerivative · entry 4

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,548

F4 · security: Shares withheld, based on the fair market value of the Common Stock on April 8, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
April 08, 2020 Filed Apr 13, 2020 18:35 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 250,000 $0.30 $74,950.00
Disclosure

SEC source: 0001628280-20-004912 · wf-form4_158680291355175.xml · nonDerivative · entry 3

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,026

F3 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of April 8, 2021 and 2022.

Read SEC document
April 08, 2020 Filed Apr 13, 2020 18:35 UTC GrantVoting Common Stock 250,000 $0.30 $74,950.00
Disclosure

SEC source: 0001628280-20-004913 · wf-form4_158680293893986.xml · nonDerivative · entry 2

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,112

F2 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third immediately and one-third on each of April 8, 2021 and 2022.

Read SEC document
March 12, 2020 Filed Apr 13, 2020 18:34 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 71,386 $0.29 $20,359.29
Disclosure

SEC source: 0001628280-20-004910 · wf-form4_158680286760590.xml · nonDerivative · entry 4

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,284

F3 · security: Shares withheld, based on the fair market value of the Common Stock on March 12, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
March 12, 2020 Filed Apr 13, 2020 18:34 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 210,379 $0.29 $60,000.09
Disclosure

SEC source: 0001628280-20-004910 · wf-form4_158680286760590.xml · nonDerivative · entry 3

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,670

F1 · security: Award under 2006 Equity Incentive Plan.

Read SEC document
March 04, 2020 Filed Apr 13, 2020 18:35 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 63,495 $0.44 $27,937.80
Disclosure

SEC source: 0001628280-20-004912 · wf-form4_158680291355175.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,026

F2 · security: Shares withheld, based on the fair market value of the Common Stock on March 4, 2020, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
March 04, 2020 Filed Apr 13, 2020 18:35 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 182,983 $0.44 $80,512.52
Disclosure

SEC source: 0001628280-20-004912 · wf-form4_158680291355175.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,521

F1 · security: Award under 2006 Equity Incentive Plan.

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March 03, 2020 Filed Apr 13, 2020 18:34 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 31,747 $0.44 $13,968.68
Disclosure

SEC source: 0001628280-20-004910 · wf-form4_158680286760590.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,291

F2 · security: Shares withheld, based on the fair market value of the Common Stock on March 4, 2020, to pay required withholding taxes for the award of shares disclosed herein.

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March 03, 2020 Filed Apr 13, 2020 18:34 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 91,491 $0.44 $40,256.04
Disclosure

SEC source: 0001628280-20-004910 · wf-form4_158680286760590.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,038

F1 · security: Award under 2006 Equity Incentive Plan.

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March 03, 2020 Filed Apr 13, 2020 18:35 UTC GrantVoting Common Stock 182,983 $0.44 $80,512.52
Disclosure

SEC source: 0001628280-20-004913 · wf-form4_158680293893986.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,112

F1 · security: Award under 2006 Equity Incentive Plan.

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March 03, 2020 Filed Apr 13, 2020 18:35 UTC
Kagan David B.Chief Executive Officer
GrantVoting Common Stock 297,347 $0.44 $130,832.68
Disclosure

SEC source: 0001628280-20-004911 · wf-form4_158680289128259.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963,069

F1 · security: Award under 2006 Equity Incentive Plan.

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January 02, 2020 Filed Jan 6, 2020 21:51 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001366868-20-000008 · wf-form4_157834749394487.xml · derivative · entry 2

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2030-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023.

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January 02, 2020 Filed Jan 6, 2020 21:51 UTC GrantVoting Common Stock 92,525 $0.54 $49,963.50
Disclosure

SEC source: 0001366868-20-000008 · wf-form4_157834749394487.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,433

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan.

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January 02, 2020 Filed Jan 6, 2020 22:02 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001366868-20-000010 · wf-form4_157834815109429.xml · derivative · entry 2

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Stock Option (Right to Buy) · 100,000 shares

Expires 2030-01-02

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 2, 2021, January 2, 2022 and January 2, 2023.

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January 02, 2020 Filed Jan 6, 2020 22:02 UTC GrantVoting Common Stock 92,525 $0.54 $49,963.50
Disclosure

SEC source: 0001366868-20-000010 · wf-form4_157834815109429.xml · nonDerivative · entry 1

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,908

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.