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Nasdaq · USD

GSAT

Globalstar, Inc.

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Tapewire entity
3507
SEC CIK
0001366868
Parsed reports
352

Last 12 months

Inside the activity.

1 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 2025010
Jan 202601
Feb 202600
Mar 202608
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026010
Sep 202612
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2022 Filed Jan 6, 2022 22:34 UTC GrantVoting Common Stock 43,104 $1.16 $50,000.64
Disclosure

SEC source: 0001366868-22-000004 · wf-form4_164150844859303.xml · nonDerivative · entry 1

Lynch James F · CIK 0001379816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,468

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:33 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001366868-22-000001 · wf-form4_164150839872780.xml · derivative · entry 2

LOVETT MICHAEL J · CIK 0001279029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2032-01-04

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:33 UTC GrantVoting Common Stock 43,104 $1.16 $50,000.64
Disclosure

SEC source: 0001366868-22-000001 · wf-form4_164150839872780.xml · nonDerivative · entry 1

LOVETT MICHAEL J · CIK 0001279029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,468

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 23:24 UTC
Monroe James IIIDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001366868-22-000007 · wf-form4_164151145098896.xml · derivative · entry 6

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2032-01-04

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 23:24 UTC
Monroe James IIIDirector · 10% owner
GrantVoting Common Stock 43,104 $1.16 $50,000.64
Disclosure

SEC source: 0001366868-22-000007 · wf-form4_164151145098896.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,468

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:35 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001366868-22-000006 · wf-form4_164150849312258.xml · derivative · entry 2

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2032-01-04

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:35 UTC GrantVoting Common Stock 43,104 $1.16 $50,000.64
Disclosure

SEC source: 0001366868-22-000006 · wf-form4_164150849312258.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,477

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:34 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001366868-22-000005 · wf-form4_164150846856437.xml · derivative · entry 3

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Voting Common Stock · 100,000 shares

Expires 2032-01-04

F2 · security: Award under 2006 Equity Incentive Plan.

F3 · derivative.exercise_date: Award vests and becomes exercisable as to one third on each of January 4, 2023, January 4, 2024 and January 4, 2025.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:34 UTC GrantVoting Common Stock 43,104 $1.16 $50,000.64
Disclosure

SEC source: 0001366868-22-000005 · wf-form4_164150846856437.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060,136

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2023.

Read SEC document
December 11, 2021 Filed Dec 13, 2021 21:22 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,760 $1.30 $15,288.00
Disclosure

SEC source: 0001366868-21-000084 · wf-form4_163943053954760.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,579

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 10, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 11, 2021 Filed Dec 13, 2021 21:22 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,760 $1.30 $15,288.00
Disclosure

SEC source: 0001366868-21-000083 · wf-form4_163943052422403.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,753

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 10, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:17 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 120,000 $1.38 $165,600.00
Disclosure

SEC source: 0001366868-21-000082 · wf-form4_163917105842405.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,339

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third on each of March 1, 2022, December 8, 2022, and December 8, 2023.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:17 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 120,000 $1.38 $165,600.00
Disclosure

SEC source: 0001366868-21-000081 · wf-form4_163917103972233.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,513

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third on each of March 1, 2022, December 8, 2022, and December 8, 2023.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:17 UTC
Kagan David B.Chief Executive Officer
GrantVoting Common Stock 120,000 $1.38 $165,600.00
Disclosure

SEC source: 0001366868-21-000080 · wf-form4_163917101942977.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282,580

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third on each of March 1, 2022, December 8, 2022, and December 8, 2023.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:16 UTC GrantVoting Common Stock 120,000 $1.38 $165,600.00
Disclosure

SEC source: 0001366868-21-000079 · wf-form4_163917098140540.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,017,032

F1 · security: Award under 2006 Equity Incentive Plan. Award vests as to one-third on each of March 1, 2022, December 8, 2022, and December 8, 2023.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 23:04 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,759 $1.32 $15,521.88
Disclosure

SEC source: 0001366868-21-000077 · wf-form4_163900465282916.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441,339

F3 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 23:04 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,759 $1.32 $15,521.88
Disclosure

SEC source: 0001366868-21-000078 · wf-form4_163900467089201.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450,513

F3 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 7, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:04 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 11,763 $1.23 $14,468.49
Disclosure

SEC source: 0001366868-21-000077 · wf-form4_163900465282916.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,098

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 6, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 74,899 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2021.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 23:04 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,763 $1.23 $14,468.49
Disclosure

SEC source: 0001366868-21-000078 · wf-form4_163900467089201.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,272

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on December 6, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 47,525 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2021, 63,895 shares acquired upon exercise of previously stock options under the Company's Equity Incentive Plan on September 9, 2021, and 15,344 shares acquired upon exercise of previously stock options under the Company's Equity Incentive Plan on October 12, 2021.

Read SEC document
October 12, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · derivative · entry 6

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 25,000 shares

Expires 2021-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 9,656 $1.58 $15,256.48
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · nonDerivative · entry 4

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,268

F2 · security: Reflects 9,656 shares withheld by the Company at the market price of $1.58 per share less an exercise price of $0.61 per share to fund the cashless exercise of 25,000 options awarded under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
October 12, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Exercise / conversionVoting Common Stock 25,000 $0.61 $15,250.00
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · nonDerivative · entry 3

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · derivative · entry 5

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Voting Common Stock · 75,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 11,105 $2.58 $28,650.90
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,268

F1 · security: Reflects 11,105 shares withheld by the Company at the market price of $2.58 per share less an exercise price of $0.382 per share to fund the cashless exercise of 75,000 options awarded under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
September 09, 2021 Filed Feb 15, 2022 00:41 UTC
Clary RebeccaVP & Chief Financial Officer
Exercise / conversionVoting Common Stock 75,000 $0.38 $28,650.00
Disclosure

SEC source: 0001366868-22-000010 · wf-form5_164488566727057.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,571,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2021 Filed Sep 7, 2021 21:16 UTC
Kagan David B.Chief Executive Officer
Tax withholdingVoting Common Stock 110,250 $2.20 $242,550.00
Disclosure

SEC source: 0001366868-21-000068 · wf-form4_163104936792182.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162,580

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on September 3, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

F2 · balance_after: Includes 49,874 shares acquired under the Globalstar Employee Stock Purchase Plan on June 14, 2021.

Read SEC document
May 27, 2021 Filed May 28, 2021 12:26 UTC
Monroe James IIIDirector · 10% owner
OtherVoting Common Stock 17,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-011280 · wf-form4_162220480363011.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Funding II LLC

Disclosed balance after: 825,503,133

F1 · price: The securities were transferred to Thermo Investments III, LLC ("Thermo Investments") by Thermo Funding II, LLC ("Thermo Funding") to satisfy an obligation of Thermo Funding to Thermo Investments.

Read SEC document
May 27, 2021 Filed May 28, 2021 12:26 UTC OtherVoting Common Stock 17,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-011279 · wf-form4_162220476286899.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Thermo Investments III, LLC

Disclosed balance after: 17,500,000

F1 · price: The securities were transferred to Thermo Investments III, LLC ("Thermo Investments") by Thermo Funding II, LLC ("Thermo Funding") to satisfy an obligation of Thermo Funding to Thermo Investments.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:23 UTC GrantVoting Common Stock 50,000 $1.09 $54,500.00
Disclosure

SEC source: 0001366868-21-000047 · wf-form4_162082578164766.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,364

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2022.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC GrantVoting Common Stock 50,000 $1.09 $54,500.00
Disclosure

SEC source: 0001366868-21-000044 · wf-form4_162082573430738.xml · nonDerivative · entry 1

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,364

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2022.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC GrantVoting Common Stock 50,000 $1.09 $54,500.00
Disclosure

SEC source: 0001366868-21-000046 · wf-form4_162082576515646.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897,032

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2022.

Read SEC document
May 10, 2021 Filed May 12, 2021 13:22 UTC GrantVoting Common Stock 50,000 $1.09 $54,500.00
Disclosure

SEC source: 0001366868-21-000045 · wf-form4_162082575032240.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,373

F1 · security: Award under 2006 Equity Incentive Plan. Award vests on May 10, 2022.

Read SEC document
April 08, 2021 Filed Apr 9, 2021 21:37 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 24,298 $1.28 $31,101.44
Disclosure

SEC source: 0001366868-21-000030 · wf-form4_161800425003707.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,347,271

F1 · security: Shares automatically withheld, based on the fair market value of the Common Stock on April 8, 2021, to pay required withholding taxes upon the vesting of a Restricted Stock Award under the Company's Equity Incentive Plan. The full award was previously reported.

Read SEC document
March 29, 2021 Filed Feb 15, 2022 00:44 UTC
Monroe James IIIDirector · 10% owner
OtherCommon Stock Warrant (Right to Buy) · Derivative 50,037,578 $0.38 Strike: $0.38 $19,014,279.64
Disclosure

SEC source: 0001366868-22-000011 · wf-form5_164488583804919.xml · derivative · entry 7

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 0

Underlying: Voting Common Stock · 50,037,578 shares

Expires 2021-03-31

F1 · shares: On March 29, 2021, Thermo Funding II LLC ("Thermo") exercised warrants to purchase 50,037,578 shares of the Company's Voting Common Stock at an exercise price of $0.38 per share. These warrants were a portion of the warrants to purchase 59,537,578 shares of the Company's Voting Common Stock issued to Thermo in connection with the Second Lien Term Loan Facility the Company entered into with Thermo and certain other lenders on November 26, 2019. The Second Lien Loan Term Loan Facility and certain related transactions are described more fully in the Company's Current Report on Form 8-K filed with the Commission on November 27, 2019. This exercise was previously disclosed in the Company's Preliminary Proxy on Schedule 14A, filed with the Commission on March 31, 2021, the Company's Definitive Proxy on Schedule 14A, filed with the Commission on April 12, 2021, and the Company's Quarterly Report on Form 10-Q, filed with the Commission on May 6, 2021.

Read SEC document
March 29, 2021 Filed Feb 15, 2022 00:44 UTC
Monroe James IIIDirector · 10% owner
OtherVoting Common Stock 50,037,578 $0.38 $19,014,279.64
Disclosure

SEC source: 0001366868-22-000011 · wf-form5_164488583804919.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Thermo Funding II LLC

Disclosed balance after: 875,540,711

F1 · shares: On March 29, 2021, Thermo Funding II LLC ("Thermo") exercised warrants to purchase 50,037,578 shares of the Company's Voting Common Stock at an exercise price of $0.38 per share. These warrants were a portion of the warrants to purchase 59,537,578 shares of the Company's Voting Common Stock issued to Thermo in connection with the Second Lien Term Loan Facility the Company entered into with Thermo and certain other lenders on November 26, 2019. The Second Lien Loan Term Loan Facility and certain related transactions are described more fully in the Company's Current Report on Form 8-K filed with the Commission on November 27, 2019. This exercise was previously disclosed in the Company's Preliminary Proxy on Schedule 14A, filed with the Commission on March 31, 2021, the Company's Definitive Proxy on Schedule 14A, filed with the Commission on April 12, 2021, and the Company's Quarterly Report on Form 10-Q, filed with the Commission on May 6, 2021.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:39 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 16,345 $1.38 $22,556.10
Disclosure

SEC source: 0001366868-21-000017 · wf-form4_161532595859497.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,962

F2 · security: Shares automatically withheld, based on the fair market value of the Common Stock on March 8, 2021, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:39 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 47,101 $1.38 $64,999.38
Disclosure

SEC source: 0001366868-21-000017 · wf-form4_161532595859497.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,307

F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:40 UTC GrantVoting Common Stock 72,464 $1.38 $100,000.32
Disclosure

SEC source: 0001366868-21-000020 · wf-form4_161532603062961.xml · nonDerivative · entry 1

Taylor Timothy Evan · CIK 0001764225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,847,032

F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:40 UTC
Clary RebeccaVP & Chief Financial Officer
Tax withholdingVoting Common Stock 24,436 $1.38 $33,721.68
Disclosure

SEC source: 0001366868-21-000018 · wf-form4_161532598922984.xml · nonDerivative · entry 2

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,569

F2 · security: Shares automatically withheld, based on the fair market value of the Common Stock on March 8, 2021, to pay required withholding taxes for the award of shares disclosed herein.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:40 UTC
Clary RebeccaVP & Chief Financial Officer
GrantVoting Common Stock 72,464 $1.38 $100,000.32
Disclosure

SEC source: 0001366868-21-000018 · wf-form4_161532598922984.xml · nonDerivative · entry 1

Clary Rebecca · CIK 0001571391 · VP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396,005

F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

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March 08, 2021 Filed Mar 9, 2021 21:40 UTC
Kagan David B.Chief Executive Officer
Tax withholdingVoting Common Stock 32,182 $1.38 $44,411.16
Disclosure

SEC source: 0001366868-21-000019 · wf-form4_161532600508735.xml · nonDerivative · entry 2

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222,956

F3 · security: Shares automatically withheld, based on the fair market value of the Common Stock on March 8, 2021, to pay required withholding taxes for the award of shares disclosed herein.

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March 08, 2021 Filed Mar 9, 2021 21:40 UTC
Kagan David B.Chief Executive Officer
GrantVoting Common Stock 105,072 $1.38 $144,999.36
Disclosure

SEC source: 0001366868-21-000019 · wf-form4_161532600508735.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255,138

F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

F2 · balance_after: Includes 18,837 shares acquired under the Globalstar Employee Stock Purchase Plan on December 14, 2020.

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February 03, 2021 Filed Feb 4, 2021 19:59 UTC
Ponder L Barbee IVGeneral Counsel
Tax withholdingVoting Common Stock 6,940 $1.08 $7,495.20
Disclosure

SEC source: 0001366868-21-000008 · wf-form4_161246877239167.xml · nonDerivative · entry 2

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,206

F2 · security: Shares automatically withheld, based on the fair market value of the Common Stock on February 3, 2021, to pay required withholding taxes for the award of shares disclosed herein.

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February 03, 2021 Filed Feb 4, 2021 19:59 UTC
Ponder L Barbee IVGeneral Counsel
GrantVoting Common Stock 20,000 $1.08 $21,600.00
Disclosure

SEC source: 0001366868-21-000008 · wf-form4_161246877239167.xml · nonDerivative · entry 1

Ponder L Barbee IV · CIK 0001496862 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366,146

F1 · security: Award under 2006 Equity Incentive Plan. Award vests immediately.

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January 04, 2021 Filed Jan 5, 2021 22:14 UTC GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000005 · wf-form4_160988483426318.xml · nonDerivative · entry 1

COWAN KEITH O · CIK 0001026935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,364

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

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January 04, 2021 Filed Jan 5, 2021 22:13 UTC GrantVoting Common Stock 0 $0.34 $0.00
Disclosure

SEC source: 0001366868-21-000003 · wf-form4_160988479909462.xml · nonDerivative · entry 1

HASLER WILLIAM A · CIK 0001038822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,364

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

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January 04, 2021 Filed Jan 5, 2021 17:14 UTC GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000006 · wf-form4_160988484902860.xml · nonDerivative · entry 1

LOVETT MICHAEL J · CIK 0001279029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,364

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

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January 04, 2021 Filed Jan 5, 2021 22:14 UTC
Monroe James IIIDirector · 10% owner
GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000007 · wf-form4_160988486809450.xml · nonDerivative · entry 1

Monroe James III · CIK 0001379664 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,364

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:13 UTC GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000004 · wf-form4_160988481862035.xml · nonDerivative · entry 1

Wolff Benjamin G · CIK 0001368618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,373

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

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January 04, 2021 Filed Jan 5, 2021 22:13 UTC GrantVoting Common Stock 146,456 $0.34 $50,000.08
Disclosure

SEC source: 0001366868-21-000002 · wf-form4_160988477890023.xml · nonDerivative · entry 1

Lynch James F · CIK 0001379816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,364

F1 · security: Award of Restricted Stock under 2006 Equity Incentive Plan. Award vests on January 4, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.